13F-HR filed by DRW Securities, LLC
DRW Securities, LLC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-14, with 162 holding rows worth $1,540,120,000.
- Accession
- 0001481986-18-000004
- Filer
- CIK 1481986
- Filed
- 2018-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 145 entries on the cover page, a total value of $1,540,120,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,554,892,000 with VALUE read as thousands by filing date, 13F file number 028-13722. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDRW Securities, LLC
- included managerDRW Singapore Pte. Ltd.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 3,680,758 | $968,591,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 385,700 | $101,497,000 | thousands by filing date | put |
| TESLA INC | 88160R951 | PUT | 346,200 | $92,134,000 | thousands by filing date | put |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 1,419,406 | $68,529,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 290,000 | $36,479,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 560,000 | $26,494,000 | thousands by filing date | put |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 415,200 | $19,643,000 | thousands by filing date | call |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 231,412 | $17,460,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 210,271 | $16,807,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 307,103 | $14,508,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 47,856 | $11,552,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 266,019 | $10,199,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 72,092 | $9,068,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 233,700 | $7,976,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 159,508 | $7,159,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 98,937 | $6,797,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 94,007 | $6,446,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 131,711 | $6,231,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 65,779 | $4,583,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 16,400 | $4,316,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 98,698 | $3,975,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 26,722 | $3,846,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 165,226 | $3,757,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 48,420 | $3,754,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 22,400 | $3,623,000 | thousands by filing date | call |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 131,938 | $3,557,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 434,262 | $3,526,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 96,999 | $3,334,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 64,107 | $3,303,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 204,230 | $3,147,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 16,821 | $3,087,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 255,300 | $2,997,000 | thousands by filing date | call |
| iShares MSCI Japan ETF | 46434G822 | SHS | 48,356 | $2,934,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 84,444 | $2,827,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 27,757 | $2,767,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 48,207 | $2,465,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 63,001 | $2,019,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 31,176 | $1,821,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 16,812 | $1,745,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 146,000 | $1,714,000 | thousands by filing date | put |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 46,870 | $1,694,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 6,838 | $1,655,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 37,203 | $1,613,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 65,365 | $1,510,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 58,455 | $1,467,000 | thousands by filing date | |
| MULESOFT INC | 625207105 | CL A | 33,300 | $1,465,000 | thousands by filing date | call |
| NATUS MEDICAL INC | 639050103 | COM | 42,800 | $1,440,000 | thousands by filing date | call |
| PROSHARES TR | 74348A160 | ULTRAPRO SHORT Q | 76,930 | $1,410,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 6,016 | $1,343,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 19,864 | $1,338,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 29,200 | $1,336,000 | thousands by filing date | call |
| BUNGE LTD | G16962105 | COM | 17,300 | $1,279,000 | thousands by filing date | call |
| NETAPP INC COM | 64110D104 | Stock | 20,665 | $1,275,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 22,347 | $1,192,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 8,874 | $1,160,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 28,854 | $1,146,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 25,387 | $1,048,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 29,979 | $1,047,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 7,948 | $1,013,000 | thousands by filing date | |
| RMG NETWORKS HLDG CORP | 74966K300 | COM NEW | 712,229 | $1,011,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 15,000 | $969,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 18,125 | $961,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 65,881 | $925,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 9,015 | $915,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 69,258 | $813,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 8,509 | $808,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 24,900 | $775,000 | thousands by filing date | call |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 8,416 | $769,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 23,400 | $736,000 | thousands by filing date | call |
| BP PLC SPONSORED ADR | 055622104 | ADR | 17,419 | $706,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 4,736 | $685,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 19,293 | $670,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 12,592 | $662,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 2,076 | $582,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 20,577 | $572,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 6,439 | $564,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 17,585 | $552,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 7,108 | $547,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 16,898 | $543,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 12,777 | $517,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 6,247 | $511,000 | thousands by filing date | |
| Armo Biosciences Inc | 04225U104 | COM | 12,810 | $479,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 6,453 | $458,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,000 | $455,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 13,451 | $437,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 16,700 | $434,000 | thousands by filing date | call |
| TRAVELPORT WORLDWIDE LTD | G9019D904 | CALL | 26,500 | $433,000 | thousands by filing date | call |
| MCDONALDS CORP | 580135901 | COM | 3,300 | $427,000 | thousands by filing date | call |
| YUM CHINA HLDGS INC | 98850P109 | COM | 10,137 | $421,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 9,928 | $421,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 7,447 | $408,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 4,335 | $371,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 5,000 | $362,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 29,300 | $357,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 5,988 | $352,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 2,301 | $344,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 19,500 | $317,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 18,000 | $304,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 21,812 | $294,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 9,346 | $282,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 6,300 | $271,000 | thousands by filing date | call |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 23,582 | $263,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 90,000 | $259,000 | thousands by filing date | |
| ABLYNX NV | 00372Y105 | SPONSORED ADR | 4,700 | $256,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 4,873 | $254,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 80,400 | $242,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 26,000 | $242,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 9,000 | $232,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 6,860 | $230,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 2,797 | $227,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 9,593 | $225,000 | thousands by filing date | |
| NORDSTROM INC | 655664900 | COM | 4,600 | $223,000 | thousands by filing date | call |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 17,000 | $221,000 | thousands by filing date | |
| AMERICAN TOWER CORP | 03027X900 | COM | 1,500 | $218,000 | thousands by filing date | call |
| CREDIT SUISSE NASSAU BRH | 22542D357 | VELOCITY SHS SHR | 22,436 | $211,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 9,240 | $209,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 30,000 | $205,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 110,000 | $204,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 2,525 | $201,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 51,561 | $201,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 19,000 | $200,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 23,300 | $199,000 | thousands by filing date | call |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 18,200 | $180,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 11,600 | $179,000 | thousands by filing date | put |
| CONTRAFECT CORP | 212326102 | COM | 110,000 | $179,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 19,000 | $178,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 12,500 | $177,000 | thousands by filing date | call |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 53,740 | $171,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 80,000 | $166,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 10,000 | $163,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 31,300 | $162,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 15,000 | $161,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 16,000 | $158,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 30,000 | $147,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 70,000 | $146,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 25,000 | $145,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 15,000 | $142,000 | thousands by filing date | |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 53,686 | $134,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 70,000 | $132,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 12,885 | $128,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 12,000 | $122,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 37,000 | $122,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 10,500 | $119,000 | thousands by filing date | call |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 15,317 | $108,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 21,000 | $106,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 14,000 | $101,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 135,000 | $97,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 12,000 | $90,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 57,000 | $86,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 20,000 | $85,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 10,200 | $82,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 11,000 | $82,000 | thousands by filing date | |
| RITTER PHARMACEUTICALS INC COM NEW | 767836307 | Stock | 29,310 | $80,000 | thousands by filing date | |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 15,489 | $78,000 | thousands by filing date | |
| STEADYMED LTD | M84920103 | SHS | 20,000 | $65,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 15,000 | $63,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 20,000 | $63,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP NEW | 74979C808 | COM PAR | 19,000 | $61,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HLDG C | 890260409 | COM | 20,000 | $60,000 | thousands by filing date | |
| EDGE THERAPEUTICS INC | 279870109 | COM | 50,029 | $59,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 40,000 | $42,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 50,000 | $33,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001481986-18-000004 | this filing | 2018-05-14 | acceptance time not in the bulk data set |