13F-HR filed by DRW Securities, LLC
DRW Securities, LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 64 holding rows worth $324,423,000.
- Accession
- 0001481986-17-000007
- Filer
- CIK 1481986
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 64 entries on the cover page, a total value of $324,423,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $324,423,000 with VALUE read as thousands by filing date, 13F file number 028-13722. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDRW Securities, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 516,200 | $129,685,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 231,784 | $58,231,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 204,800 | $24,900,000 | thousands by filing date | call |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 115,356 | $13,179,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 303,300 | $11,886,000 | thousands by filing date | put |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 293,200 | $11,491,000 | thousands by filing date | call |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 73,503 | $10,691,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 39,600 | $9,949,000 | thousands by filing date | call |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 141,783 | $9,105,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 65,300 | $7,939,000 | thousands by filing date | put |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 34,339 | $4,163,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 434,262 | $3,661,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 28,247 | $3,290,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 134,422 | $2,116,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 31,360 | $2,035,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 61,174 | $1,968,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 20,000 | $1,731,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 44,612 | $1,706,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 42,841 | $1,556,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 103,939 | $1,433,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 9,923 | $960,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 7,524 | $939,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 9,015 | $918,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 11,329 | $658,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 41,700 | $656,000 | thousands by filing date | call |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 7,208 | $579,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 13,400 | $559,000 | thousands by filing date | call |
| HORIZON PHARMA PLC | G4617B105 | SHS | 43,000 | $545,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,031 | $490,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 10,433 | $477,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 13,000 | $456,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 8,000 | $435,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 9,000 | $410,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 2,700 | $379,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 5,988 | $359,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 23,305 | $356,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 3,780 | $354,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 2,931 | $315,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 3,102 | $292,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 6,900 | $280,000 | thousands by filing date | call |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 35,900 | $251,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 8,000 | $250,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 12,000 | $247,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 20,000 | $246,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 13,700 | $219,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 25,000 | $212,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 2,600 | $201,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 16,000 | $198,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 55,400 | $194,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 20,000 | $161,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 10,000 | $150,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 11,700 | $148,000 | thousands by filing date | put |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 10,700 | $119,000 | thousands by filing date | put |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 10,600 | $118,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 26,500 | $117,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 10,000 | $107,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 12,000 | $86,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 15,558 | $72,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 16,561 | $53,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 25,000 | $39,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 10,000 | $35,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 45,600 | $30,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 10,000 | $22,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 11,000 | $16,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001481986-17-000007 | this filing | 2017-11-14 | acceptance time not in the bulk data set |