13F-HR filed by DRW Securities, LLC
DRW Securities, LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 69 holding rows worth $1,316,562,000.
- Accession
- 0001481986-17-000003
- Filer
- CIK 1481986
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 69 entries on the cover page, a total value of $1,316,562,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,316,562,000 with VALUE read as thousands by filing date, 13F file number 028-13722. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDRW Securities, LLC
- included managerDRW Investments, LLC
- included managerDRW Commodities, LLC
- included managerDRW UK Ltd
- included managerDRW Singapore Pte., Ltd.
- included managerGair Loch Enterprises, Ltd.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 2,118,100 | $473,459,000 | thousands by filing date | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,242,100 | $245,757,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 996,764 | $222,807,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,193,900 | $130,863,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 269,000 | $60,130,000 | thousands by filing date | call |
| Vanguard S&P 500 ETF | 922908363 | COM | 89,079 | $18,289,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 1,057,800 | $15,983,000 | thousands by filing date | put |
| iShares Silver Trust | 46428Q109 | COM | 997,600 | $15,074,000 | thousands by filing date | call |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 66,044 | $14,859,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 882,221 | $13,330,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 153,214 | $11,666,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 74,500 | $8,309,000 | thousands by filing date | call |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 81,604 | $6,674,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 275,294 | $6,588,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 46,736 | $6,302,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 57,349 | $6,179,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 47,540 | $5,571,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 572,917 | $5,357,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 46,332 | $5,110,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 40,000 | $4,614,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 113,933 | $3,955,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 177,600 | $3,316,000 | thousands by filing date | call |
| Honeywell Technologies | 438516106 | COM | 25,600 | $2,966,000 | thousands by filing date | call |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 23,483 | $2,877,000 | thousands by filing date | |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 191,203 | $2,491,000 | thousands by filing date | |
| RMG Networks Hldgs | 74966K102 | COM | 2,848,914 | $2,038,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 34,200 | $1,736,000 | thousands by filing date | call |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 76,406 | $1,517,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 10,000 | $1,438,000 | thousands by filing date | call |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 25,200 | $1,412,000 | thousands by filing date | call |
| DEVRY INC DEL | 251893103 | COM | 35,000 | $1,092,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 9,015 | $913,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 15,810 | $892,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 15,862 | $890,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 61,400 | $878,000 | thousands by filing date | call |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 5,297 | $631,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 7,236 | $626,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 41,195 | $622,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 35,000 | $579,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 11,655 | $533,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 7,208 | $526,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 29,200 | $496,000 | thousands by filing date | call |
| ISHARES TR | 464287457 | COM | 5,768 | $487,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 3,200 | $487,000 | thousands by filing date | call |
| PRAXAIR INC | 74005P104 | COM | 3,800 | $445,000 | thousands by filing date | call |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 7,220 | $397,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 5,988 | $357,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 6,800 | $356,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 5,466 | $333,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 4,431 | $327,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 14,139 | $319,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 92,800 | $316,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 19,000 | $285,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 12,800 | $265,000 | thousands by filing date | put |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 17,105 | $265,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 12,606 | $261,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 2,304 | $260,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 7,764 | $260,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 7,500 | $255,000 | thousands by filing date | call |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 15,500 | $238,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 13,529 | $215,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 8,700 | $209,000 | thousands by filing date | call |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 20,400 | $181,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 15,748 | $170,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 14,500 | $144,000 | thousands by filing date | call |
| VELOCITYSHARES DAILY 2X VIX SHORT TERM ETN | 22539T274 | ETF | 15,076 | $144,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 30,766 | $136,000 | thousands by filing date | |
| Prism Technologies Group Inc | 74273Y100 | US Small Cap | 209,300 | $63,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 13,020 | $42,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001481986-17-000003 | this filing | 2017-02-14 | acceptance time not in the bulk data set |