13F-HR filed by DRW Securities, LLC
DRW Securities, LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 81 holding rows worth $1,468,182,000.
- Accession
- 0001481986-16-000020
- Filer
- CIK 1481986
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 81 entries on the cover page, a total value of $1,468,182,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,468,182,000 with VALUE read as thousands by filing date, 13F file number 028-13722. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDRW Securities, LLC
- included managerDRW Investments, LLC
- included managerDRW Commodities, LLC
- included managerDRW UK Ltd
- included managerDRW Singapore Pte., Ltd.
- included managerGair Loch Enterprises, Ltd.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,195,200 | $401,445,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 1,261,000 | $272,754,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 1,218,800 | $263,626,000 | thousands by filing date | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,758,700 | $220,963,000 | thousands by filing date | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 908,270 | $114,115,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 235,500 | $37,409,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 1,135,400 | $20,664,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 1,086,900 | $19,782,000 | thousands by filing date | put |
| iShares Silver Trust | 46428Q109 | COM | 1,010,026 | $18,382,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 150,000 | $9,606,000 | thousands by filing date | call |
| GARRISON CAP INC | 366554103 | COM | 572,917 | $5,804,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 64,814 | $5,609,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 50,444 | $5,571,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 51,300 | $5,233,000 | thousands by filing date | call |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 61,645 | $5,187,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 40,000 | $4,181,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 23,783 | $3,010,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 109,162 | $2,933,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 78,173 | $2,928,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 170,655 | $2,797,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 67,752 | $2,579,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 31,100 | $2,539,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 27,000 | $2,507,000 | thousands by filing date | call |
| SYNCHRONYFINL | 87165B103 | STOK | 77,100 | $2,159,000 | thousands by filing date | call |
| RMG Networks Hldgs | 74966K102 | COM | 2,354,650 | $2,072,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 25,612 | $2,045,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 352,500 | $1,759,000 | thousands by filing date | call |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 64,000 | $1,722,000 | thousands by filing date | call |
| CABELAS INC | 126804301 | COM | 28,200 | $1,549,000 | thousands by filing date | call |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 8,700 | $1,448,000 | thousands by filing date | call |
| NEWELL BRANDS INC COM | 651229106 | Stock | 26,900 | $1,417,000 | thousands by filing date | call |
| DEPOMED INC | 249908104 | COM | 55,865 | $1,395,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 6,944 | $1,269,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 10,000 | $1,253,000 | thousands by filing date | call |
| TWITTER INC | 90184L102 | COM | 60,400 | $1,243,000 | thousands by filing date | call |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 9,430 | $1,213,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 9,077 | $1,118,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 15,962 | $1,012,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 10,103 | $982,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 41,047 | $950,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 9,015 | $914,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 3,162 | $852,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT | 74347W254 | CEF | 43,707 | $728,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 47,500 | $712,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 6,750 | $655,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 5,532 | $653,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 145,859 | $651,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 49,601 | $609,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 16,998 | $523,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 12,000 | $499,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 8,379 | $450,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 85,465 | $415,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 3,520 | $394,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 5,988 | $367,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 17,500 | $367,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 13,900 | $347,000 | thousands by filing date | call |
| XILINX INC | 983919101 | COM | 6,216 | $338,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 5,466 | $335,000 | thousands by filing date | |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 24,916 | $333,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 4,431 | $287,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 13,939 | $281,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 102,500 | $280,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W565 | 7 10YR TRES BULL | 4,747 | $257,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 10,000 | $236,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 8,420 | $233,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 70,000 | $232,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 11,500 | $230,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 110,900 | $228,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,599 | $220,000 | thousands by filing date | |
| VELOCITYSHARES DAILY 2X VIX SHORT TERM ETN | 22539T274 | ETF | 11,076 | $201,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 11,828 | $189,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 21,400 | $181,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 75,000 | $170,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 13,400 | $163,000 | thousands by filing date | call |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 11,200 | $119,000 | thousands by filing date | call |
| CYTOKINETICS INC | 23282W605 | COM NEW | 10,000 | $92,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 12,120 | $63,000 | thousands by filing date | |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 42,200 | $56,000 | thousands by filing date | |
| Prism Technologies Group Inc | 74273Y100 | US Small Cap | 200,000 | $42,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 23,716 | $33,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 10,000 | $17,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001481986-16-000020 | this filing | 2016-11-14 | acceptance time not in the bulk data set |