13F-HR filed by DRW Securities, LLC
DRW Securities, LLC filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-16, with 80 holding rows worth $1,634,225,000.
- Accession
- 0001481986-16-000015
- Filer
- CIK 1481986
- Filed
- 2016-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 80 entries on the cover page, a total value of $1,634,225,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,634,225,000 with VALUE read as thousands by filing date, 13F file number 028-13722. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDRW Securities, LLC
- included managerDRW Investments, LLC
- included managerDRW Commodities, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,858,400 | $571,542,000 | thousands by filing date | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,675,100 | $432,339,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 902,500 | $185,482,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 454,356 | $93,379,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 648,054 | $76,237,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 356,200 | $73,206,000 | thousands by filing date | call |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 217,010 | $23,697,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 164,995 | $18,209,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 1,135,400 | $16,668,000 | thousands by filing date | put |
| iShares Silver Trust | 46428Q109 | COM | 1,086,996 | $15,957,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 803,200 | $11,791,000 | thousands by filing date | call |
| iShares Russell 2000 ETF | 464287655 | SHS | 106,318 | $11,762,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 52,500 | $9,025,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 106,118 | $9,023,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 95,200 | $7,792,000 | thousands by filing date | call |
| GARRISON CAP INC | 366554103 | COM | 569,817 | $6,114,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 153,100 | $5,904,000 | thousands by filing date | call |
| JETBLUE AWYS CORP | 477143101 | COM | 213,500 | $4,509,000 | thousands by filing date | call |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 162,191 | $4,198,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 75,000 | $4,054,000 | thousands by filing date | call |
| CME Group Inc. Class A | 12572Q105 | COM | 40,000 | $3,842,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 27,312 | $3,440,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 65,000 | $2,856,000 | thousands by filing date | call |
| RMG Networks Hldgs | 74966K102 | COM | 2,354,650 | $2,755,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 24,834 | $2,740,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 10,000 | $2,680,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 10,000 | $2,680,000 | thousands by filing date | put |
| HORIZON PHARMA PLC | G4617B105 | SHS | 140,450 | $2,327,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 55,000 | $2,230,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 9,973 | $2,061,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 25,000 | $1,806,000 | thousands by filing date | call |
| EXELON CORP COM | 30161N101 | Stock | 47,600 | $1,707,000 | thousands by filing date | put |
| Gilead Sciences,Inc. | 375558103 | COM | 17,500 | $1,608,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 23,423 | $1,435,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 22,300 | $1,106,000 | thousands by filing date | call |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 40,597 | $941,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 9,015 | $909,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 21,100 | $871,000 | thousands by filing date | call |
| Vanguard S&P 500 ETF | 922908363 | COM | 4,487 | $846,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 16,487 | $753,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 3,162 | $744,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 49,500 | $720,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 85,100 | $677,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 83,300 | $659,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 174,000 | $658,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 27,047 | $613,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 10,000 | $571,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 6,502 | $565,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 9,318 | $540,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 48,016 | $537,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 51,500 | $519,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 29,965 | $457,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 27,500 | $439,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 22,000 | $384,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 54,806 | $371,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 32,488 | $369,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 5,988 | $366,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 185,700 | $355,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 5,466 | $335,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 10,300 | $330,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 15,000 | $319,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 10,710 | $317,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 13,939 | $295,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 17,252 | $293,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 4,331 | $283,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 20,000 | $268,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 15,500 | $239,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 7,500 | $235,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 9,000 | $224,000 | thousands by filing date | call |
| LANTRONIX INC | 516548203 | COMMON STOCK | 225,000 | $214,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 85,539 | $185,000 | thousands by filing date | |
| ECHELON CORP | 27874N303 | COM NEW | 28,200 | $155,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 26,433 | $135,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 30,017 | $93,000 | thousands by filing date | |
| Prism Technologies Group Inc | 74273Y100 | US Small Cap | 275,000 | $83,000 | thousands by filing date | |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 42,200 | $82,000 | thousands by filing date | |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 10,953 | $49,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 60,102 | $32,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 20,000 | $20,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 15,000 | $14,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001481986-16-000015 | this filing | 2016-05-16 | acceptance time not in the bulk data set |