13F-HR filed by DRW Securities, LLC
DRW Securities, LLC filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-14, with 109 holding rows worth $920,679,000.
- Accession
- 0001481986-15-000006
- Filer
- CIK 1481986
- Filed
- 2015-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 109 entries on the cover page, a total value of $920,679,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $920,679,000 with VALUE read as thousands by filing date, 13F file number 028-13722. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDRW Securities, LLC
- included managerDRW Investments, LLC
- included managerDRW Commodities, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,418,100 | $384,092,000 | thousands by filing date | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,053,800 | $343,156,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 1,748,600 | $26,281,000 | thousands by filing date | put |
| iShares Silver Trust | 46428Q109 | COM | 1,329,900 | $19,988,000 | thousands by filing date | call |
| CREDIT SUISSE AG VELCITYSHRES 2X VIX SH-TRM ETN | 22539T423 | ETF | 1,399,567 | $13,436,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 83,000 | $10,249,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 124,893 | $10,149,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 579,192 | $8,682,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 25,100 | $5,167,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 25,100 | $5,167,000 | thousands by filing date | call |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 79,800 | $4,783,000 | thousands by filing date | call |
| MAGNA INTL INC COM | 559222401 | Stock | 74,200 | $4,162,000 | thousands by filing date | call |
| BLUEBIRD BIO INC | 09609G100 | COM | 22,439 | $3,778,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 40,000 | $3,722,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 17,701 | $3,644,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 234,040 | $3,518,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 40,564 | $3,253,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 18,800 | $3,046,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 99,865 | $2,887,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 21,000 | $2,622,000 | thousands by filing date | put |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 58,989 | $2,396,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 35,700 | $2,380,000 | thousands by filing date | call |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 105,800 | $2,135,000 | thousands by filing date | |
| RMG Networks Hldgs | 74966K102 | COM | 2,354,650 | $2,004,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 14,831 | $1,742,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 144,091 | $1,640,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 43,500 | $1,511,000 | thousands by filing date | |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 504,500 | $1,478,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 16,600 | $1,321,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 22,400 | $1,259,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 50,100 | $1,174,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 38,400 | $1,099,000 | thousands by filing date | call |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 34,000 | $1,087,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 31,725 | $1,083,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 61,100 | $1,048,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 19,900 | $1,025,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 112,400 | $968,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 89,877 | $965,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 43,000 | $948,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 156,500 | $922,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 395,000 | $920,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 8,000 | $914,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 19,500 | $904,000 | thousands by filing date | call |
| SYNERON MEDICAL LTD | M87245102 | ORD | 85,000 | $903,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 168,600 | $885,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 30,000 | $884,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 6,800 | $867,000 | thousands by filing date | call |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 15,112 | $865,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 17,500 | $762,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 34,662 | $736,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 67,800 | $668,000 | thousands by filing date | call |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 42,452 | $657,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 73,600 | $656,000 | thousands by filing date | call |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 103,700 | $647,000 | thousands by filing date | call |
| CENOVUS ENERGY INC | 15135U109 | COM | 40,100 | $642,000 | thousands by filing date | call |
| CONTROL4 CORP | 21240D107 | COM | 72,200 | $642,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 10,150 | $637,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 7,200 | $633,000 | thousands by filing date | call |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 5,462 | $594,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 38,629 | $592,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 10,550 | $578,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 21,800 | $572,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 11,100 | $547,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 5,024 | $528,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 7,900 | $519,000 | thousands by filing date | put |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 65,000 | $517,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 7,397 | $516,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 16,500 | $511,000 | thousands by filing date | call |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 250,000 | $488,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 9,900 | $477,000 | thousands by filing date | call |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 7,713 | $471,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 27,551 | $456,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 43,800 | $430,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 9,332 | $412,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 18,635 | $368,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 223,000 | $368,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 3,167 | $366,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 42,000 | $359,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 15,000 | $355,000 | thousands by filing date | call |
| SEQUENOM INC COM NEW | 817337405 | COM | 116,900 | $355,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 116,900 | $355,000 | thousands by filing date | put |
| O-I GLASS, INC. | 690768403 | COM | 15,029 | $345,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 13,913 | $341,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 66,100 | $327,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 1,900 | $325,000 | thousands by filing date | call |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 11,512 | $297,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 165,100 | $282,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 2,655 | $280,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 17,123 | $268,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 19,900 | $261,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 25,500 | $244,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 72,156 | $234,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 19,070 | $232,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 2,143 | $231,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 6,000 | $231,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 265,000 | $212,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 40,000 | $210,000 | thousands by filing date | call |
| Boeing Company | 097023105 | COM | 2,500 | $206,000 | thousands by filing date | put |
| Boeing Company | 097023105 | COM | 2,500 | $206,000 | thousands by filing date | call |
| QUALYS INC COM | 74758T303 | Stock | 5,100 | $206,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 12,500 | $200,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 13,218 | $180,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 53,518 | $179,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 14,700 | $157,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 114,800 | $157,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 16,000 | $142,000 | thousands by filing date | call |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 11,000 | $100,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 15,000 | $86,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 12,500 | $17,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001481986-15-000006 | this filing | 2015-08-14 | acceptance time not in the bulk data set |