13F-HR filed by DRW Securities, LLC
DRW Securities, LLC filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-15, with 103 holding rows worth $642,879,000.
- Accession
- 0001481986-15-000003
- Filer
- CIK 1481986
- Filed
- 2015-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 103 entries on the cover page, a total value of $642,879,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $642,879,000 with VALUE read as thousands by filing date, 13F file number 028-13722. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDRW Investments, LLC
- included managerDRW Commodities, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,444,200 | $164,148,000 | thousands by filing date | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,091,200 | $124,026,000 | thousands by filing date | put |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 4,333,100 | $72,969,000 | thousands by filing date | put |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 557,477 | $46,477,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 354,000 | $34,494,000 | thousands by filing date | call |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,922,400 | $32,373,000 | thousands by filing date | call |
| ALTERA CORP | 021441100 | COM | 484,000 | $20,768,000 | thousands by filing date | call |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 83,300 | $14,395,000 | thousands by filing date | call |
| GARRISON CAP INC | 366554103 | COM | 579,192 | $8,630,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 68,120 | $8,458,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 279,000 | $7,246,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 100,000 | $6,804,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 100,000 | $6,804,000 | thousands by filing date | call |
| ProShares Tr II Ultra Short Futures (uvxy) | 74347W346 | ETF | 406,701 | $6,121,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 47,909 | $5,831,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 49,245 | $5,430,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 48,293 | $3,889,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 485,600 | $3,802,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 35,163 | $3,426,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 100,400 | $3,043,000 | thousands by filing date | call |
| RMG Networks Hldgs | 74966K102 | COM | 2,354,650 | $2,967,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 183,600 | $2,925,000 | thousands by filing date | call |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 81,229 | $2,814,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 52,300 | $2,806,000 | thousands by filing date | call |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 23,976 | $2,672,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 197,661 | $2,299,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 50,100 | $2,197,000 | thousands by filing date | call |
| iShares Russell 2000 ETF | 464287655 | SHS | 17,500 | $2,176,000 | thousands by filing date | put |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 10,900 | $2,105,000 | thousands by filing date | call |
| CEMPRA INC | 15130J109 | COM | 60,800 | $2,086,000 | thousands by filing date | call |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 40,000 | $1,846,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 30,000 | $1,550,000 | thousands by filing date | put |
| ProShares Tr II Ultra Short Futures (uvxy) | 74347W346 | ETF | 100,000 | $1,505,000 | thousands by filing date | call |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 68,500 | $1,399,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 11,893 | $1,289,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 69,300 | $1,262,000 | thousands by filing date | call |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 51,500 | $1,249,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 122,400 | $1,108,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 37,486 | $1,094,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 75,000 | $1,094,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 68,200 | $1,086,000 | thousands by filing date | put |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 95,124 | $1,076,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 486,953 | $881,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 15,112 | $868,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 52,625 | $867,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 18,700 | $774,000 | thousands by filing date | call |
| SYNERON MEDICAL LTD | M87245102 | ORD | 60,000 | $743,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 160,000 | $739,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 29,562 | $711,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 42,452 | $691,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 133,000 | $682,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 7,850 | $643,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 285,100 | $641,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 7,397 | $640,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 38,868 | $619,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 11,500 | $561,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 44,300 | $531,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 13,000 | $529,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 20,000 | $516,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 100,000 | $513,000 | thousands by filing date | put |
| HILL ROM HLDGS INC | 431475102 | COM | 10,000 | $490,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 29,957 | $420,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 47,500 | $408,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 27,118 | $398,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 45,000 | $396,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 5,000 | $394,000 | thousands by filing date | put |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 66,512 | $368,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 6,200 | $368,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 70,000 | $359,000 | thousands by filing date | call |
| NUMEREX CORP -CL A | 67053A102 | CL A | 30,000 | $342,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 187,700 | $340,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 13,913 | $325,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 12,027 | $315,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 5,000 | $293,000 | thousands by filing date | call |
| CIENA CORP COM NEW | 171779309 | Stock | 15,000 | $290,000 | thousands by filing date | call |
| LIVEPERSON, INC. | 538146101 | COM | 28,000 | $287,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 22,000 | $284,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 17,123 | $280,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 3,000 | $278,000 | thousands by filing date | put |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 18,851 | $274,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 9,600 | $272,000 | thousands by filing date | call |
| NEUSTAR INC | 64126X201 | CL A | 10,500 | $259,000 | thousands by filing date | put |
| CONTROL4 CORP | 21240D107 | COM | 21,000 | $252,000 | thousands by filing date | call |
| PTC THERAPEUTICS INC | 69366J200 | COM | 4,100 | $249,000 | thousands by filing date | call |
| INVESCO SR INCOME TR | 46131H107 | COM | 50,485 | $239,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 18,300 | $237,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 16,000 | $227,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 16,000 | $227,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 17,900 | $222,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 170,085 | $221,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 3,723 | $216,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T613 | VELSHS DLY SHTRM | 123,450 | $210,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 207,000 | $197,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 60,000 | $165,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 12,302 | $158,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 15,000 | $149,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 16,600 | $108,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 10,500 | $105,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 11,000 | $105,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 67,500 | $101,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 15,000 | $88,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 20,518 | $75,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 118,300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001481986-15-000003 | this filing | 2015-05-15 | acceptance time not in the bulk data set |