13F-HR filed by DRW Securities, LLC
DRW Securities, LLC filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-18, with 123 holding rows worth $869,930,000.
- Accession
- 0001481986-15-000002
- Filer
- CIK 1481986
- Filed
- 2015-02-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 123 entries on the cover page, a total value of $869,930,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $869,934,000 with VALUE read as thousands by filing date, 13F file number 028-13722. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDRW Investments, LLC
- included managerDRW Commodities, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 5,114,100 | $187,023,000 | thousands by filing date | call |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 4,740,400 | $96,515,000 | thousands by filing date | put |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 2,533,500 | $92,650,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 259,500 | $53,338,000 | thousands by filing date | put |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 361,043 | $39,805,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 999,800 | $39,282,000 | thousands by filing date | put |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 457,462 | $37,681,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 311,100 | $35,335,000 | thousands by filing date | put |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,553,400 | $31,627,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 148,000 | $30,420,000 | thousands by filing date | call |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 430,378 | $15,739,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 397,100 | $15,602,000 | thousands by filing date | call |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 445,709 | $13,879,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T613 | VELSHS DLY SHTRM | 3,966,969 | $10,949,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 94,100 | $10,688,000 | thousands by filing date | call |
| ProShares Tr II Ultra Short Futures (uvxy) | 74347W346 | ETF | 406,600 | $10,226,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 141,372 | $8,607,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 132,500 | $8,104,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 72,100 | $7,958,000 | thousands by filing date | put |
| GARRISON CAP INC | 366554103 | COM | 536,497 | $7,747,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 124,200 | $6,970,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 51,924 | $6,351,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 65,000 | $6,127,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 232,000 | $5,737,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 121,873 | $4,788,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 39,200 | $4,327,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 70,000 | $4,281,000 | thousands by filing date | call |
| ISHARES TR | 464287457 | COM | 44,480 | $3,756,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 68,700 | $3,337,000 | thousands by filing date | |
| RMG Networks Hldgs | 74966K102 | COM | 2,354,650 | $2,943,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 7,800 | $2,648,000 | thousands by filing date | |
| ProShares Tr II Ultra Short Futures (uvxy) | 74347W346 | ETF | 100,100 | $2,518,000 | thousands by filing date | call |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 49,000 | $2,460,000 | thousands by filing date | call |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 27,600 | $2,154,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 26,435 | $2,136,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 25,002 | $1,999,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 26,400 | $1,905,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 166,773 | $1,898,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 29,800 | $1,743,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 18,400 | $1,736,000 | thousands by filing date | call |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 122,927 | $1,707,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 40,600 | $1,679,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 64,000 | $1,583,000 | thousands by filing date | call |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 63,000 | $1,558,000 | thousands by filing date | put |
| GENERAL MTRS CO COM | 37045V100 | Stock | 43,700 | $1,526,000 | thousands by filing date | call |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 78,426 | $1,474,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 60,200 | $1,415,000 | thousands by filing date | call |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 21,512 | $1,364,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 127,300 | $1,282,000 | thousands by filing date | call |
| MYRIAD GENETICS INC | 62855J104 | COM | 37,500 | $1,277,000 | thousands by filing date | call |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 56,998 | $1,217,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 9,500 | $1,136,000 | thousands by filing date | put |
| HORIZON PHARMA PLC | G4617B105 | SHS | 88,010 | $1,134,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 9,300 | $1,111,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 33,100 | $1,111,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 20,300 | $1,081,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 25,000 | $1,069,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 11,500 | $1,040,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 47,713 | $960,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 30,000 | $945,000 | thousands by filing date | put |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 7,700 | $885,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 12,100 | $832,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 57,919 | $793,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 69,224 | $761,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 85,465 | $750,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 19,900 | $738,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 155,109 | $707,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 12,900 | $705,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 41,052 | $685,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 26,400 | $678,000 | thousands by filing date | call |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 68,427 | $608,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 100,000 | $603,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 41,900 | $502,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 20,600 | $471,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 14,400 | $464,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 13,850 | $437,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 2,000 | $425,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 188,000 | $414,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 14,000 | $391,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 25,150 | $387,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 70,000 | $372,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 50,000 | $350,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 13,913 | $345,000 | thousands by filing date | |
| TARGACEPT INC | 87611R306 | COM | 130,000 | $342,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 20,000 | $326,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 200,000 | $322,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 5,000 | $319,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 21,857 | $303,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 23,195 | $298,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 2,739 | $290,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 31,000 | $288,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 150,100 | $284,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 17,123 | $274,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 45,000 | $271,000 | thousands by filing date | call |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 18,851 | $266,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 9,217 | $266,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 5,000 | $254,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 17,700 | $251,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 6,000 | $248,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 1,139 | $234,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 15,000 | $220,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 26,100 | $220,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 2,146 | $217,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 17,000 | $215,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 8,100 | $210,000 | thousands by filing date | call |
| NUMEREX CORP -CL A | 67053A102 | CL A | 19,000 | $210,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 16,100 | $187,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 18,758 | $182,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 13,000 | $167,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 11,100 | $157,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 13,025 | $154,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 23,800 | $152,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 274,500 | $151,000 | thousands by filing date | call |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 15,000 | $142,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 10,236 | $141,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 10,000 | $138,000 | thousands by filing date | |
| BACTERIN INTL HLDGS INC | 05644R200 | COM NEW | 30,000 | $91,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 100,000 | $74,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 10,700 | $47,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 35,000 | $35,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 12,500 | $21,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 100 | $4,000 | thousands by filing date | put |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 100 | $2,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001481986-15-000002 | this filing | 2015-02-18 | acceptance time not in the bulk data set |