13F-HR filed by DRW Securities, LLC
DRW Securities, LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 89 holding rows worth $1,187,065,000.
- Accession
- 0001481986-14-000010
- Filer
- CIK 1481986
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 89 entries on the cover page, a total value of $1,187,065,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,187,065,000 with VALUE read as thousands by filing date, 13F file number 028-13722. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDRW Investments, LLC
- included managerDRW Commodities, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 6,913,900 | $300,409,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 1,317,300 | $259,534,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 753,200 | $148,395,000 | thousands by filing date | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 2,726,200 | $113,301,000 | thousands by filing date | put |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 2,184,100 | $94,899,000 | thousands by filing date | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 662,600 | $77,001,000 | thousands by filing date | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 429,400 | $49,901,000 | thousands by filing date | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 602,600 | $25,044,000 | thousands by filing date | call |
| ProShares Tr II Ultra Short Futures (uvxy) | 74347W346 | ETF | 456,300 | $13,520,000 | thousands by filing date | call |
| COMPUTER SCIENCES CORP | 205363104 | COM | 168,100 | $10,279,000 | thousands by filing date | call |
| GARRISON CAP INC | 366554103 | COM | 546,530 | $7,908,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T613 | VELSHS DLY SHTRM | 2,418,456 | $7,860,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 72,100 | $7,264,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 71,500 | $7,204,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 534,100 | $5,880,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 141,373 | $5,875,000 | thousands by filing date | |
| RMG Networks Hldgs | 74966K102 | COM | 2,354,650 | $3,885,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 90,541 | $3,638,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 31,014 | $3,419,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 75,934 | $3,299,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 40,000 | $3,198,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 16,000 | $2,924,000 | thousands by filing date | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 19,700 | $2,289,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 66,900 | $1,581,000 | thousands by filing date | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 47,400 | $1,514,000 | thousands by filing date | call |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 121,000 | $1,459,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 67,800 | $1,429,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 40,000 | $1,247,000 | thousands by filing date | put |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 108,283 | $1,180,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 21,512 | $1,151,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 28,000 | $1,117,000 | thousands by filing date | put |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 43,900 | $1,054,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 27,000 | $817,000 | thousands by filing date | call |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 31,795 | $805,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 39,100 | $743,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 10,000 | $713,000 | thousands by filing date | call |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 17,600 | $654,000 | thousands by filing date | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 76,300 | $607,000 | thousands by filing date | call |
| Salesforce.com, Inc | 79466L302 | COM | 10,000 | $575,000 | thousands by filing date | put |
| Salesforce.com, Inc | 79466L302 | COM | 10,000 | $575,000 | thousands by filing date | call |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 33,252 | $556,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 11,500 | $548,000 | thousands by filing date | put |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 9,794 | $519,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 2,000 | $518,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 17,679 | $513,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 5,000 | $504,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 2,000 | $483,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 10,000 | $477,000 | thousands by filing date | call |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 36,476 | $457,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 22,600 | $439,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 10,000 | $399,000 | thousands by filing date | call |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 14,013 | $372,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 27,432 | $368,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 4,500 | $362,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 26,100 | $360,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 15,000 | $359,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 40,000 | $343,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 55,000 | $321,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 160,000 | $298,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 17,123 | $293,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 46,370 | $286,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 5,100 | $261,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 17,139 | $244,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 17,700 | $243,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 18,600 | $240,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 30,000 | $225,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,200 | $220,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 17,000 | $213,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 24,806 | $210,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 13,951 | $197,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 18,350 | $192,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 16,100 | $183,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 14,400 | $180,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 100,000 | $180,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 30,000 | $175,000 | thousands by filing date | call |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 11,100 | $155,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 10,236 | $140,000 | thousands by filing date | |
| BACTERIN INTL HLDGS INC | 05644R200 | COM NEW | 30,000 | $134,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 10,000 | $133,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 67,500 | $120,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 40,200 | $117,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 10,000 | $97,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 11,100 | $77,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 1,700 | $72,000 | thousands by filing date | call |
| PALO ALTO NETWORKS INC | 697435105 | COM | 500 | $49,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 500 | $34,000 | thousands by filing date | call |
| CONTROL4 CORP | 21240D107 | COM | 2,500 | $32,000 | thousands by filing date | call |
| VRINGO INC | 92911N104 | COM | 15,400 | $15,000 | thousands by filing date | call |
| Altria Group Inc | 02209S103 | COM | 100 | $5,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001481986-14-000010 | this filing | 2014-11-14 | acceptance time not in the bulk data set |