13F-HR filed by DRW Securities, LLC
DRW Securities, LLC filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-15, with 122 holding rows worth $545,959,000.
- Accession
- 0001481986-14-000008
- Filer
- CIK 1481986
- Filed
- 2014-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 122 entries on the cover page, a total value of $545,959,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $545,961,000 with VALUE read as thousands by filing date, 13F file number 028-13722. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDRW Investments, LLC
- included managerDRW Commodities, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 2,055,400 | $98,207,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 421,100 | $82,418,000 | thousands by filing date | put |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 800,492 | $65,816,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 480,000 | $42,370,000 | thousands by filing date | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 546,700 | $23,634,000 | thousands by filing date | call |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 458,918 | $20,642,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 220,000 | $19,419,000 | thousands by filing date | |
| ProShares Tr II Ultra Short Futures (uvxy) | 74347W346 | ETF | 543,000 | $14,455,000 | thousands by filing date | call |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 300,000 | $14,334,000 | thousands by filing date | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 267,600 | $11,568,000 | thousands by filing date | put |
| BIOGEN INC COM | 09062X103 | Stock | 31,700 | $9,995,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 100,000 | $8,643,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 497,609 | $7,613,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 72,114 | $6,702,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 72,100 | $6,700,000 | thousands by filing date | put |
| RMG Networks Hldgs | 74966K102 | COM | 2,354,650 | $5,274,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 32,503 | $5,079,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 42,363 | $4,671,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 23,000 | $4,502,000 | thousands by filing date | call |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 26,600 | $4,423,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 210,000 | $4,225,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 162,480 | $3,391,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 34,325 | $2,903,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 27,500 | $2,872,000 | thousands by filing date | call |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 100,000 | $2,860,000 | thousands by filing date | put |
| PPG INDS INC COM | 693506107 | Stock | 13,400 | $2,816,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 138,994 | $2,702,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 44,640 | $2,401,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 19,560 | $2,382,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 75,400 | $2,361,000 | thousands by filing date | call |
| ProShares Tr II Ultra Short Futures (uvxy) | 74347W346 | ETF | 87,000 | $2,316,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 44,493 | $2,036,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 55,000 | $1,997,000 | thousands by filing date | call |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 26,100 | $1,952,000 | thousands by filing date | put |
| CITRIX SYSTEMS INC | 177376100 | COM | 30,000 | $1,877,000 | thousands by filing date | call |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 69,750 | $1,816,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 27,275 | $1,749,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 27,491 | $1,669,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 18,501 | $1,642,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 29,760 | $1,586,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 103,300 | $1,511,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 29,536 | $1,495,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 12,900 | $1,478,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 14,907 | $1,419,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 22,500 | $1,407,000 | thousands by filing date | put |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 7,000 | $1,322,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 25,739 | $1,295,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 21,019 | $1,281,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 91,000 | $1,259,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 8,433 | $1,090,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 21,554 | $1,061,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 36,984 | $1,058,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 99,000 | $1,038,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 18,381 | $977,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 36,205 | $977,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 10,000 | $947,000 | thousands by filing date | call |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 45,000 | $901,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 11,926 | $763,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 7,126 | $738,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 21,200 | $737,000 | thousands by filing date | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 76,300 | $727,000 | thousands by filing date | call |
| INTERMUNE INC | 45884X103 | COM | 15,100 | $667,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 7,144 | $645,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 33,252 | $598,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 8,000 | $598,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 79,000 | $569,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 22,708 | $563,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 43,332 | $539,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 240,000 | $535,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 31,600 | $514,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 4,900 | $500,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 14,148 | $454,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 17,500 | $445,000 | thousands by filing date | put |
| GENERAL MTRS CO COM | 37045V100 | Stock | 12,003 | $436,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 3,975 | $435,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 4,796 | $431,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 12,600 | $389,000 | thousands by filing date | call |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 28,500 | $387,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 110,717 | $375,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 10,000 | $371,000 | thousands by filing date | put |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 17,515 | $367,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 20,223 | $367,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 3,785 | $365,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 3,500 | $350,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 26,500 | $346,000 | thousands by filing date | put |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 11,377 | $340,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T613 | VELSHS DLY SHTRM | 105,097 | $313,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 2,945 | $299,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 20,593 | $292,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 33,000 | $281,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 80,590 | $279,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 21,000 | $274,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 4,000 | $270,000 | thousands by filing date | put |
| SanDisk Corporation | 80004C101 | COM | 2,500 | $261,000 | thousands by filing date | put |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 10,000 | $255,000 | thousands by filing date | call |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 29,600 | $250,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 17,139 | $242,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 5,000 | $241,000 | thousands by filing date | put |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 27,200 | $241,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 24,471 | $227,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 23,806 | $224,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 15,700 | $217,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 17,000 | $213,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 25,000 | $213,000 | thousands by filing date | call |
| OSI SYSTEMS INC | 671044105 | COM | 3,000 | $200,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 87,000 | $184,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 16,100 | $183,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 14,400 | $181,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 13,004 | $178,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 11,606 | $163,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 11,100 | $154,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 10,000 | $134,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 50,800 | $127,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 2,500 | $120,000 | thousands by filing date | call |
| DIGI INTL INC | 253798102 | COM | 12,650 | $119,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 35,000 | $119,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 10,000 | $111,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 18,000 | $86,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 1,500 | $72,000 | thousands by filing date | put |
| ECHELON CORP | 27874N105 | COM | 24,200 | $59,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 25,000 | $49,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 2,000 | $45,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001481986-14-000008 | this filing | 2014-08-15 | acceptance time not in the bulk data set |