13F-HR filed by DRW Securities, LLC
DRW Securities, LLC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-16, with 135 holding rows worth $1,299,332,000.
- Accession
- 0001481986-14-000005
- Filer
- CIK 1481986
- Filed
- 2014-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 135 entries on the cover page, a total value of $1,299,332,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,299,331,000 with VALUE read as thousands by filing date, 13F file number 028-13722. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 3,199,400 | $598,320,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 322,200 | $172,938,000 | thousands by filing date | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 3,244,700 | $133,065,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 431,100 | $80,620,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 76,600 | $41,114,000 | thousands by filing date | put |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 863,600 | $35,416,000 | thousands by filing date | call |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 324,691 | $26,362,000 | thousands by filing date | |
| RMG Networks Hldgs | 74966K102 | COM | 2,354,650 | $13,304,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 135,262 | $10,833,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 103,897 | $10,569,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 93,537 | $8,561,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 121,451 | $8,347,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 106,900 | $8,170,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 99,389 | $7,477,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 72,319 | $7,220,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 52,974 | $5,664,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 10,300 | $5,528,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 49,964 | $5,392,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 62,069 | $5,326,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 41,019 | $4,523,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 40,187 | $4,043,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 450,545 | $3,712,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 35,730 | $3,622,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 54,343 | $3,550,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 46,770 | $3,341,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 35,901 | $3,325,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 89,452 | $3,296,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 15,655 | $2,928,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 34,413 | $2,913,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 29,579 | $2,792,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 66,480 | $2,740,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 22,239 | $2,706,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 60,100 | $2,533,000 | thousands by filing date | put |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 134,591 | $2,517,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 61,354 | $2,516,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 28,568 | $2,472,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 22,117 | $2,333,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 34,600 | $2,316,000 | thousands by filing date | call |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 37,574 | $2,287,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 43,074 | $1,981,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 36,788 | $1,899,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 60,063 | $1,896,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 25,515 | $1,868,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 44,600 | $1,846,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 75,121 | $1,809,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 30,000 | $1,723,000 | thousands by filing date | call |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 37,386 | $1,672,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 17,801 | $1,544,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 41,023 | $1,518,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 35,000 | $1,475,000 | thousands by filing date | call |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 22,622 | $1,428,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 18,100 | $1,337,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 99,600 | $1,325,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 21,711 | $1,229,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 85,500 | $1,124,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 30,000 | $1,033,000 | thousands by filing date | call |
| ALTERA CORP | 021441100 | COM | 27,812 | $1,008,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 30,000 | $1,004,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 32,139 | $995,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 100,000 | $919,000 | thousands by filing date | put |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 7,801 | $886,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 16,000 | $868,000 | thousands by filing date | call |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 22,350 | $863,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 58,205 | $805,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 41,085 | $771,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 34,821 | $721,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 21,379 | $708,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 5,885 | $688,000 | thousands by filing date | |
| 38259p508 | COM | 600 | $669,000 | thousands by filing date | put | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 14,251 | $652,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 61,400 | $629,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 12,000 | $627,000 | thousands by filing date | call |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 33,252 | $602,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W565 | 7 10YR TRES BULL | 15,601 | $590,000 | thousands by filing date | |
| 38259p508 | COM | 455 | $507,000 | thousands by filing date | ||
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 25,685 | $487,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 68,450 | $485,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 20,000 | $476,000 | thousands by filing date | put |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 26,600 | $422,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 34,919 | $406,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 10,000 | $392,000 | thousands by filing date | put |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 28,500 | $374,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 18,084 | $363,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 20,223 | $359,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 70,700 | $339,000 | thousands by filing date | put |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 5,620 | $330,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 4,047 | $324,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 27,215 | $323,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 40,000 | $311,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 5,745 | $286,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 80,000 | $278,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 20,593 | $275,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,263 | $261,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 40,000 | $260,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,049 | $256,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 4,192 | $254,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 2,447 | $239,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 29,830 | $239,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 17,139 | $236,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 7,275 | $224,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 10,542 | $224,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 7,300 | $222,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 4,396 | $220,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 105,000 | $217,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 631 | $212,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 66,375 | $212,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 23,806 | $212,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 19,000 | $207,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R601 | 3-7YR US TREAS | 2,607 | $205,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 10,800 | $203,000 | thousands by filing date | call |
| XILINX INC | 983919101 | COM | 3,500 | $190,000 | thousands by filing date | put |
| DEUTSCHE BK AG LONDON BRH | 25154K866 | PS CR OIL LG ETN | 12,850 | $179,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 16,100 | $177,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 14,400 | $176,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 13,004 | $170,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 12,106 | $165,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 4,500 | $163,000 | thousands by filing date | put |
| FIREEYE INC | 31816Q101 | COM | 2,500 | $154,000 | thousands by filing date | call |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 11,100 | $150,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 11,000 | $147,000 | thousands by filing date | |
| IDENTIVE GROUP INC | 45170X106 | COM | 126,000 | $142,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 20,000 | $141,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 10,000 | $131,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 30,000 | $121,000 | thousands by filing date | put |
| Texas Instruments Incorporated | 882508104 | COM | 2,500 | $118,000 | thousands by filing date | put |
| Texas Instruments Incorporated | 882508104 | COM | 2,500 | $118,000 | thousands by filing date | call |
| 38259p508 | COM | 100 | $111,000 | thousands by filing date | call | |
| VRINGO INC | 92911N104 | COM | 30,300 | $105,000 | thousands by filing date | call |
| EXFO INC | 302046107 | SUB VTG SHS | 19,000 | $94,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 2,500 | $91,000 | thousands by filing date | call |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,000 | $69,000 | thousands by filing date | put |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 33,550 | $61,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 14,800 | $59,000 | thousands by filing date | call |
| PLUG PWR INC | 72919P202 | COM NEW | 5,000 | $36,000 | thousands by filing date | call |
| JIVE SOFTWARE INC | 47760A108 | COM | 2,500 | $20,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001481986-14-000005 | this filing | 2014-05-16 | acceptance time not in the bulk data set |