13F-HR filed by DRW Securities, LLC
DRW Securities, LLC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 215 holding rows worth $2,342,920,000.
- Accession
- 0001481986-14-000003
- Filer
- CIK 1481986
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 215 entries on the cover page, a total value of $2,342,920,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,342,920,000 with VALUE read as thousands by filing date, 13F file number 028-13722. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDRW Investments, LLC
- included managerDRW Commodities, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 5,833,700 | $1,077,426,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 593,400 | $332,909,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 1,761,100 | $325,258,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 247,600 | $138,909,000 | thousands by filing date | put |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 2,094,700 | $87,548,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 130,774 | $73,367,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 869,200 | $36,328,000 | thousands by filing date | call |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 156,332 | $12,772,000 | thousands by filing date | |
| RMG Networks Hldgs | 74966K102 | COM | 2,354,650 | $11,444,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 70,815 | $9,932,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 110,100 | $9,684,000 | thousands by filing date | call |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 81,946 | $8,347,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 80,688 | $6,808,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 44,738 | $6,719,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 133,169 | $5,666,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 70,000 | $5,544,000 | thousands by filing date | put |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 54,703 | $5,530,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 73,259 | $5,502,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 48,862 | $4,412,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 63,717 | $4,382,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 10,000 | $4,198,000 | thousands by filing date | call |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 28,995 | $3,929,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 137,214 | $3,898,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 191,075 | $3,667,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 32,405 | $3,586,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 35,539 | $3,544,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 18,784 | $3,469,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 426,454 | $3,403,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 36,966 | $3,336,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 79,110 | $3,199,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 40,005 | $3,072,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 25,801 | $2,976,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 15,236 | $2,858,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 23,218 | $2,742,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 18,542 | $2,502,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 32,082 | $2,237,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 50,732 | $2,236,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 48,210 | $2,207,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 50,000 | $2,128,000 | thousands by filing date | call |
| Amazon.com, Inc | 023135106 | COM | 5,278 | $2,105,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 28,000 | $2,103,000 | thousands by filing date | call |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 32,601 | $2,087,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 32,343 | $2,064,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 12,000 | $2,028,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 21,704 | $2,016,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 65,000 | $1,973,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 56,243 | $1,934,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 27,303 | $1,927,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 36,966 | $1,842,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 285,249 | $1,823,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 10,500 | $1,762,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 38,100 | $1,761,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 28,080 | $1,737,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 14,709 | $1,710,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 45,780 | $1,678,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 20,000 | $1,678,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 14,200 | $1,638,000 | thousands by filing date | call |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 18,912 | $1,584,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 21,792 | $1,579,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 17,700 | $1,557,000 | thousands by filing date | put |
| ZOGENIX INC | 98978L105 | COM | 446,317 | $1,535,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 27,776 | $1,524,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 18,815 | $1,496,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 70,800 | $1,412,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 13,832 | $1,400,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 30,161 | $1,364,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 18,323 | $1,287,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 30,000 | $1,277,000 | thousands by filing date | put |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 27,658 | $1,249,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 24,493 | $1,245,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R601 | 3-7YR US TREAS | 15,535 | $1,220,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 30,142 | $1,213,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 13,600 | $1,196,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 13,930 | $1,152,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 39,808 | $1,116,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 34,436 | $1,112,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 32,580 | $1,080,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 100,000 | $1,075,000 | thousands by filing date | put |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 17,437 | $1,043,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 12,593 | $1,028,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 50,589 | $988,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 30,256 | $984,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 10,589 | $971,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 11,578 | $917,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 14,184 | $916,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 8,731 | $913,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 23,926 | $895,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 12,575 | $868,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W565 | 7 10YR TRES BULL | 23,214 | $813,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 5,050 | $801,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 69,393 | $799,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 10,939 | $758,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 15,558 | $737,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 9,962 | $725,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 3,162 | $711,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 13,211 | $707,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 13,787 | $686,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 15,148 | $673,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 18,715 | $664,000 | thousands by filing date | |
| 38259p508 | COM | 592 | $663,000 | thousands by filing date | ||
| DIREXION DAILY SEMICON 3X | 25459Y314 | Cmn | 17,533 | $658,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 38,150 | $653,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 21,522 | $648,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 6,757 | $647,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 5,968 | $625,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 19,800 | $615,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 54,215 | $613,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 4,871 | $608,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 65,000 | $603,000 | thousands by filing date | |
| PROSHARES TR | 74348A103 | PSHS ULTSHT INDL | 45,525 | $599,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 5,726 | $591,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 33,252 | $578,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 5,000 | $577,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 13,756 | $567,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 10,856 | $564,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 10,000 | $562,000 | thousands by filing date | put |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 57,930 | $558,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 8,600 | $544,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 4,799 | $527,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 44,400 | $520,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 26,150 | $503,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 44,350 | $488,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 5,905 | $481,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 25,685 | $459,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 20,615 | $451,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 5,579 | $447,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 21,140 | $444,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 36,044 | $444,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 26,600 | $404,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 15,800 | $399,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 10,364 | $397,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 10,247 | $389,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 3,395 | $386,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 6,851 | $374,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 16,596 | $368,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 7,192 | $367,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 18,714 | $365,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 33,000 | $345,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 3,397 | $344,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,845 | $341,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 7,654 | $334,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 6,652 | $328,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 21,034 | $327,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 6,000 | $327,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 31,950 | $326,000 | thousands by filing date | |
| DIREXION DAILY | 25459Y306 | TL BD MKT BEAR | 9,012 | $322,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 5,216 | $319,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 55,000 | $310,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 13,784 | $309,000 | thousands by filing date | |
| VENTRUS BIOSCIENCES INC | 922822101 | COM | 80,000 | $306,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,573 | $281,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 3,222 | $273,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 5,081 | $266,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,178 | $264,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,426 | $262,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 17,607 | $262,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 20,000 | $259,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 20,593 | $258,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 2,853 | $257,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 2,692 | $256,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 14,000 | $256,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 2,571 | $254,000 | thousands by filing date | |
| PROSHARES TR | 74347X104 | UL RUS3000 ETF | 3,065 | $251,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 12,185 | $245,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 3,808 | $237,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 9,561 | $232,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 4,195 | $232,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 3,249 | $230,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 5,519 | $228,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,337 | $227,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 17,139 | $227,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P102 | COM | 183,988 | $226,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 1,637 | $222,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 34,000 | $221,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,017 | $218,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,559 | $213,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 4,251 | $211,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 2,990 | $210,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 8,804 | $208,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 3,604 | $207,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 11,549 | $206,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 114,000 | $206,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 558 | $205,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 2,804 | $201,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 2,396 | $201,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 173 | $201,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 15,443 | $199,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 10,076 | $181,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 16,100 | $181,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 19,000 | $177,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 16,100 | $169,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y209 | COM NEW | 100,000 | $168,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 35,089 | $166,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 13,004 | $161,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 12,476 | $161,000 | thousands by filing date | |
| HORIZON PHARMA INC | 44047T109 | COM | 20,000 | $152,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 21,700 | $148,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 11,100 | $141,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 11,577 | $140,000 | thousands by filing date | |
| NOVACOPPER INC | 66988K102 | COM | 91,626 | $139,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 11,000 | $138,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 64,250 | $138,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 23,000 | $133,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 10,000 | $122,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 120,000 | $111,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 59,860 | $110,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 38,043 | $108,000 | thousands by filing date | |
| KALOBIOS PHARMACEUTICALS INC | 48344T100 | COM | 20,000 | $88,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T613 | VELSHS DLY SHTRM | 11,752 | $88,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 70,000 | $83,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 51,000 | $80,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 33,593 | $79,000 | thousands by filing date | |
| IDENTIVE GROUP INC | 45170X106 | COM | 132,000 | $76,000 | thousands by filing date | |
| OXIGENE INC | 691828404 | COM PAR$.001 | 30,000 | $76,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 30,481 | $60,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001481986-14-000003 | this filing | 2014-02-14 | acceptance time not in the bulk data set |