13F-HR filed by Daiwa Securities Group Inc.
Daiwa Securities Group Inc. filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-06, with 1,322 holding rows worth $14,846,027,000.
- Accession
- 0001481045-21-000007
- Filer
- CIK 1481045
- Filed
- 2021-08-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 1,566 entries on the cover page, a total value of $14,846,027,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $14,846,027,000 with VALUE read as thousands by filing date, 13F file number 028-14426. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDaiwa Asset Management Co. Ltd028-14429
- included managerDaiwa International Holdings Inc.028-14945
- included managerDaiwa America Strategic Advisors Corp028-14427
- included managerDaiwa Securities Co., Ltd.028-14433
- included managerDaiwa Capital Markets America Holdings Inc.028-14428
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 21,875 | $115,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 1,355 | $113,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 5,600 | $112,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 3,807 | $108,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 3,400 | $103,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 2,300 | $103,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 4,328 | $92,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 8,206 | $88,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 6,919 | $83,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 392 | $81,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 1,001 | $77,000 | thousands by filing date | |
| DOCEBO INC COM | 25609L105 | Stock | 1,300 | $77,000 | thousands by filing date | |
| DOORDASH INC CL A | 25809K105 | Stock | 420 | $75,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 6,980 | $75,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 7,313 | $74,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 2,498 | $73,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 8,882 | $73,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 900 | $71,000 | thousands by filing date | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 2,267 | $69,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 3,141 | $68,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 942 | $67,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 1,718 | $67,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 400 | $65,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 1,565 | $65,000 | thousands by filing date | |
| DOXIMITY INC CL A | 26622P107 | Stock | 1,098 | $64,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 1,200 | $64,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 405 | $60,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 2,419 | $60,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 332 | $58,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 810 | $54,000 | thousands by filing date | |
| Afya Ltd-Class A | G01125106 | COM | 2,075 | $53,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 5,951 | $53,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 954 | $50,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 75 | $48,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 1,180 | $48,000 | thousands by filing date | |
| APA CORPORATION COM | 03743Q108 | Stock | 2,187 | $47,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 904 | $47,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 411 | $44,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 760 | $44,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 721 | $43,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 695 | $42,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 2,442 | $42,000 | thousands by filing date | |
| GEO GROUP INC | 36162J956 | COM | 769 | $42,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 874 | $42,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 17,000 | $42,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 1,391 | $40,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 1,201 | $40,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 2,301 | $40,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 328 | $39,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 2,026 | $38,000 | thousands by filing date | |
| DROPBOX INC | 26210C954 | CL A | 1,839 | $38,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 157 | $35,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES | 015857955 | COM | 1,103 | $33,000 | thousands by filing date | |
| STRIDE INC | 86333M108 | COM | 975 | $31,000 | thousands by filing date | |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 250 | $29,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 1,000 | $29,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 1,216 | $26,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 199 | $25,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 700 | $25,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 500 | $24,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 451 | $24,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 149 | $24,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 1,348 | $23,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 215 | $22,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 134 | $22,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 118 | $21,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 1,148 | $21,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 240 | $19,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 207 | $19,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 295 | $18,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 735 | $18,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 55 | $17,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 206 | $17,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 88 | $16,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 186 | $16,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 100 | $16,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 135 | $15,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 120 | $15,000 | thousands by filing date | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 115 | $15,000 | thousands by filing date | |
| GEN DIGITAL INC | 668771958 | COM | 2,000 | $15,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 382 | $13,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 71 | $13,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 96 | $13,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 133 | $13,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 268 | $12,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 511 | $12,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 253 | $12,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 618 | $11,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 279 | $11,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 276 | $11,000 | thousands by filing date | |
| IMMUNITYBIO INC | 45256X103 | COM | 746 | $11,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 1,500 | $11,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 115 | $10,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 159 | $10,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 100 | $9,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 104 | $9,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 62 | $9,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 130 | $8,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 291 | $8,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 133 | $8,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 317 | $8,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 119 | $8,000 | thousands by filing date | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 92 | $8,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 150 | $7,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 299 | $7,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 279 | $7,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 94 | $7,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 95 | $7,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 116 | $7,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 122 | $7,000 | thousands by filing date | |
| RELAY THERAPEUTICS INC COM | 75943R102 | Stock | 169 | $6,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 204 | $6,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 139 | $6,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 361 | $6,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 151 | $6,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 54 | $6,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 88 | $5,000 | thousands by filing date | |
| REVOLUTION MEDICINES INC COM | 76155X100 | Stock | 143 | $5,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 82 | $5,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 332 | $5,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 70 | $5,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 133 | $5,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 1,260 | $5,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 120 | $5,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 490 | $5,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 141 | $5,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 171 | $5,000 | thousands by filing date | |
| NOVABRIDGE BIOSCIENCES | 44975P103 | CMN | 63 | $5,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 83 | $5,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 86 | $4,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 81 | $4,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 97 | $4,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 224 | $4,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 141 | $4,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 33 | $4,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 116 | $4,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 125 | $4,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 48 | $4,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 301 | $4,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 108 | $4,000 | thousands by filing date | |
| ZENTALIS PHARMACEUTICALS INC | 98943L107 | COMMON STOCK | 76 | $4,000 | thousands by filing date | |
| ALX ONCOLOGY HOLDINGS INC | 00166B105 | COMMON STOCK | 79 | $4,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 107 | $4,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 141 | $4,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 409 | $4,000 | thousands by filing date | |
| IGM BIOSCIENCES INC | 449585108 | COM | 46 | $4,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 172 | $4,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 178 | $4,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 140 | $4,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 133 | $3,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 84 | $3,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 43 | $3,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 131 | $3,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 29 | $3,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 238 | $3,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 120 | $3,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 111 | $3,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 401 | $3,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 84 | $3,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 106 | $3,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 99 | $3,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 70 | $3,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 191 | $3,000 | thousands by filing date | |
| ARCUTIS BIOTHERAPEUTICS INC | 03969K108 | COM | 99 | $3,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 266 | $3,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 149 | $3,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 86 | $3,000 | thousands by filing date | |
| GENERATION BIO CO | 37148K100 | COM | 108 | $3,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 76 | $3,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 87 | $3,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 384 | $3,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 146 | $3,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 724 | $3,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 55 | $3,000 | thousands by filing date | |
| APPLIED MOLECULAR TRANS INC | 03824M109 | COM | 66 | $3,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 89 | $3,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J102 | COM | 184 | $2,000 | thousands by filing date | |
| PLIANT THERAPEUTICS INC | 729139105 | COM | 67 | $2,000 | thousands by filing date | |
| KEROS THERAPEUTICS INC COM | 492327101 | Stock | 44 | $2,000 | thousands by filing date | |
| VAXCYTE INC COM | 92243G108 | Stock | 96 | $2,000 | thousands by filing date | |
| AVIDITY BIOSCIENCES INC COM | 05370A108 | Stock | 71 | $2,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 116 | $2,000 | thousands by filing date | |
| TRAVERE THERAPEUTICS INC | 89422G107 | COM | 114 | $2,000 | thousands by filing date | |
| ANNEXON INC | 03589W102 | COM | 72 | $2,000 | thousands by filing date | |
| ARCTURUS THERAPEUTICS HLDGS | 03969T109 | COM | 46 | $2,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 134 | $2,000 | thousands by filing date | |
| LEGEND BIOTECH CORP | 52490G102 | SPONSORED ADS | 40 | $2,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 63 | $2,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 135 | $2,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 76 | $2,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 68 | $2,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 137 | $2,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 38 | $2,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 89 | $2,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 98 | $2,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 120 | $2,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 60 | $2,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 93 | $2,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 73 | $2,000 | thousands by filing date | |
| NKARTA INC | 65487U108 | COMMON STOCK | 61 | $2,000 | thousands by filing date | |
| NURIX THERAPEUTICS INC | 67080M103 | COMMON STOCK | 73 | $2,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 100 | $2,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 65 | $2,000 | thousands by filing date | |
| REPARE THERAPEUTICS INC | 760273102 | COM | 69 | $2,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 129 | $2,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 55 | $2,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 372 | $2,000 | thousands by filing date | |
| ITEOS THERAPEUTICS INC | 46565G104 | COM | 66 | $2,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 89 | $2,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 72 | $2,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 146 | $2,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 88 | $2,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 102 | $2,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 186 | $2,000 | thousands by filing date | |
| ALLOVIR INC | 019818103 | COM | 122 | $2,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 191 | $2,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 433 | $2,000 | thousands by filing date | |
| FORMA THERAPEUTICS HLDGS INC | 34633R104 | SHS | 89 | $2,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 105 | $2,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 684 | $1,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 158 | $1,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 66 | $1,000 | thousands by filing date | |
| IDEAYA BIOSCIENCES INC COM | 45166A102 | Stock | 55 | $1,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 62 | $1,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 99 | $1,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 143 | $1,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 52 | $1,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 172 | $1,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 62 | $1,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 27 | $1,000 | thousands by filing date | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 69 | $1,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 38 | $1,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 62 | $1,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 155 | $1,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 196 | $1,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 316 | $1,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 87 | $1,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 82 | $1,000 | thousands by filing date | |
| RELMADA THERAPEUTICS INC | 75955J402 | COMMON STOCK | 31 | $1,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 48 | $1,000 | thousands by filing date | |
| FULCRUM THERAPEUTICS INC | 359616109 | COMMON STOCK | 52 | $1,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 102 | $1,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 40 | $1,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 156 | $1,000 | thousands by filing date | |
| SPERO THERAPEUTICS INC | 84833T103 | COM | 51 | $1,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 30 | $1,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 166 | $1,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 68 | $1,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 64 | $1,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 13 | $1,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 138 | $1,000 | thousands by filing date | |
| SNAP INC | 83304A956 | PUT | 1,085 | $1,000 | thousands by filing date | |
| Applied Therapeutics Inc | 03828A101 | Common Stock | 42 | $1,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 68 | $1,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 120 | $1,000 | thousands by filing date | |
| KALVISTA PHARMACEUTICALS INC | 483497103 | COM | 46 | $1,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 105 | $1,000 | thousands by filing date | |
| IVERIC BIO INC | 46583P102 | COM | 168 | $1,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC | 16961L106 | COM | 79 | $1,000 | thousands by filing date | |
| RAPT THERAPEUTICS INC | 75382E109 | COM | 46 | $1,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 103 | $1,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 152 | $1,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 75 | $1,000 | thousands by filing date | |
| ADICET BIO INC | 007002108 | COM | 59 | $1,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 60 | $1,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 106 | $1,000 | thousands by filing date | |
| INOZYME PHARMA INC | 45790W108 | COM | 44 | $1,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 58 | $1,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 106 | $1,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 80 | $1,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 100 | $1,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 600 | $1,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 63 | $1,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 256 | $1,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 321 | $1,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 203 | $1,000 | thousands by filing date | |
| POSEIDA THERAPEUTICS INC | 73730P108 | COM | 116 | $1,000 | thousands by filing date | |
| PASSAGE BIO INC | 702712100 | COM | 86 | $1,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 115 | $1,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 77 | $1,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 133 | $1,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 319 | $1,000 | thousands by filing date | |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 79 | $1,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 98 | $1,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 65 | $1,000 | thousands by filing date | |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 63 | $1,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 72 | $1,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 48 | $1,000 | thousands by filing date | |
| FUSION PHARMACEUTICALS INC | 36118A100 | COM | 78 | $1,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 222 | $1,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 403 | $1,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 183 | $1,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 176 | $1,000 | thousands by filing date | |
| GAMIDA CELL LTD | M47364100 | SHS | 93 | $1,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 109 | $1,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 86 | $1,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 323 | $1,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 115 | $1,000 | thousands by filing date | |
| AKOUOS INC | 00973J101 | COM | 65 | $1,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 101 | $1,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 127 | $1,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 160 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LARIMAR THERAPEUTICS INC | 517125100 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 119 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 82 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 74 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KAMADA LTD | M6240T109 | SHS | 84 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDICINOVA INC | 58468P206 | COM NEW | 84 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VYNE THERAP. | 92941V209 | COM | 79 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNIC INC | 4525EP101 | COM | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXTCURE INC | 65343E108 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRICIDA INC | 89610F101 | COM | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APREA THERAPEUTICS INC | 03836J102 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 133 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 102 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001481045-21-000007 | this filing | 2021-08-06 | acceptance time not in the bulk data set |