13F-HR filed by Daiwa Securities Group Inc.
Daiwa Securities Group Inc. filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-11, with 1,247 holding rows worth $4,755,754,000.
- Accession
- 0001481045-20-000004
- Filer
- CIK 1481045
- Filed
- 2020-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 1,632 entries on the cover page, a total value of $4,755,754,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,741,725,000 with VALUE read as thousands by filing date, 13F file number 028-14426. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDaiwa Asset Management Co. Ltd028-14429
- included managerDaiwa International Holdings Inc.028-14945
- included managerDaiwa America Strategic Advisors Corp028-14427
- included managerDaiwa Securities Co., Ltd.028-14433
- included managerDaiwa Capital Markets America Holdings Inc.028-14428
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JBT MAREL CORPORATION | 477839104 | COM | 430 | $32,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 559 | $32,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 25,510 | $32,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 11,909 | $32,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 6,288 | $32,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 1,057 | $32,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 607 | $32,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 23,785 | $32,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 13,195 | $32,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 6,050 | $32,000 | thousands by filing date | |
| TCF FINANCIAL CORPORATION NE | 872307103 | COM | 400 | $32,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 2,728 | $32,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 6,414 | $32,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 28,117 | $32,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 11,913 | $32,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 25,302 | $32,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 12,958 | $32,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 3,962 | $32,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 2,490 | $32,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 348 | $32,000 | thousands by filing date | |
| MEIRAGTX HOLDINGS PLC | G59665102 | COMMON STOCK | 206 | $32,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 2,300 | $32,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 118 | $32,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 352 | $32,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 246 | $32,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 16,477 | $32,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 6,035 | $32,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 32,408 | $32,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 49,579 | $32,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| LIVE NATION ENTERTAINMENT IN | 538034959 | PUT | 300 | $32,000 | thousands by filing date | |
| REXFORD INDL RLTY INC | 76169C900 | COM | 11,378 | $32,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 3,350 | $32,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 792 | $32,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 37,039 | $32,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 1,520 | $32,000 | thousands by filing date | |
| ARCO PLATFORM LTD | G04553106 | COM CL A | 750 | $32,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 293 | $32,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 430 | $32,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 12,703 | $32,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 1,280 | $32,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 217 | $32,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 239 | $32,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 266 | $32,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 2,600 | $31,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 1,715 | $30,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 259 | $29,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 3,699 | $28,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 1,470 | $27,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 260 | $27,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 1,540 | $27,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 5,050 | $27,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 300 | $27,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 1,600 | $27,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 6,800 | $27,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 2,370 | $25,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 695 | $25,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 160 | $25,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 248 | $24,000 | thousands by filing date | |
| SNAP INC | 83304A956 | PUT | 1,085 | $24,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 586 | $23,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 153 | $22,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 2,040 | $22,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 712 | $21,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 960 | $21,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 697 | $20,000 | thousands by filing date | |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 702 | $20,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 242 | $19,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 265 | $18,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 301 | $18,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 993 | $18,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 3,000 | $18,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 653 | $18,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 129 | $17,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 1,530 | $17,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 340 | $17,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 492 | $17,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G951 | COM SHS | 260 | $17,000 | thousands by filing date | |
| II-VI INC CMN STK | 902104958 | Cmn | 500 | $17,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 566 | $16,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 348 | $16,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 1,190 | $16,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 59,480 | $16,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 203 | $15,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 166 | $15,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 500 | $14,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 769 | $14,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 711 | $14,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 326 | $14,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 312 | $14,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 386 | $14,000 | thousands by filing date | |
| FIREEYE INC | 31816Q951 | COM | 503 | $14,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 250 | $13,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 688 | $13,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 329 | $13,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 1,438 | $13,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 1,300 | $13,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 630 | $12,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 246 | $12,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 283 | $12,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 185 | $12,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 275 | $12,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 302 | $12,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 261 | $12,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 195 | $11,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 419 | $11,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 438 | $11,000 | thousands by filing date | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 147 | $11,000 | thousands by filing date | |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 185 | $11,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 587 | $10,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 350 | $10,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 320 | $10,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 212 | $10,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617958 | PUT | 300 | $10,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 596 | $9,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 220 | $9,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 410 | $9,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 202 | $9,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 885 | $9,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 571 | $9,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 236 | $8,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 504 | $8,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 292 | $8,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 1,500 | $8,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 40 | $8,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 2,000 | $8,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 530 | $8,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 248 | $7,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 276 | $7,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 92 | $7,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 208 | $7,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 386 | $7,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 572 | $7,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 4,273 | $7,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 354 | $7,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 254 | $7,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 419 | $6,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 420 | $6,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 211 | $6,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 396 | $6,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 304 | $6,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 150 | $6,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 111 | $6,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 484 | $6,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 740 | $6,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 224 | $6,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 364 | $6,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 280 | $6,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 250 | $6,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 154 | $5,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 296 | $5,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 202 | $5,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 376 | $5,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 192 | $5,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 317 | $5,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 357 | $5,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 171 | $4,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 363 | $4,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 235 | $4,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 373 | $4,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 309 | $4,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 284 | $4,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 871 | $4,000 | thousands by filing date | |
| STOKE THERAPEUTICS INC | 86150R107 | COM | 185 | $4,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 288 | $4,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 265 | $4,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 248 | $4,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 654 | $4,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 82 | $4,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS IN | 02553E956 | PUT | 863 | $4,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 249 | $4,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 564 | $4,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 263 | $4,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 261 | $4,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 440 | $4,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 607 | $3,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 864 | $3,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 288 | $3,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 301 | $3,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 68 | $3,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 180 | $3,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 213 | $3,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 494 | $3,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 158 | $3,000 | thousands by filing date | |
| CASTLE BIOSCIENCES INC | 14843C105 | COMMON STOCK | 96 | $3,000 | thousands by filing date | |
| AKERO THERAPEUTICS INC | 00973Y108 | COM | 161 | $3,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 236 | $3,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 845 | $3,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 136 | $3,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 263 | $3,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 306 | $3,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 179 | $3,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 439 | $3,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 261 | $3,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 437 | $3,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 287 | $3,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 869 | $2,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 511 | $2,000 | thousands by filing date | |
| SCHOLAR ROCK HLDG CORP | 80706P103 | COM | 168 | $2,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 310 | $2,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 172 | $2,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 243 | $2,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 232 | $2,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 285 | $2,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 644 | $2,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 212 | $2,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 1,534 | $2,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 645 | $2,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 445 | $2,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 287 | $2,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 307 | $2,000 | thousands by filing date | |
| ATRECA INC | 04965G109 | COM | 124 | $2,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 147 | $2,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 507 | $2,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 533 | $2,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 405 | $2,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 450 | $2,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 215 | $2,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 269 | $2,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 270 | $2,000 | thousands by filing date | |
| PREVAIL THERAPEUTICS INC | 74140Y101 | COM | 192 | $2,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 880 | $1,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 154 | $1,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 1,042 | $1,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 335 | $1,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 173 | $1,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 583 | $1,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 176 | $1,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 168 | $1,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 100 | $1,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 100 | $1,000 | thousands by filing date | |
| WORKDAY INC | 98138H951 | PUT | 1,000 | $1,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 195 | $1,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 810 | $1,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 378 | $1,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 216 | $1,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 638 | $1,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 300 | $1,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 202 | $1,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 269 | $1,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 274 | $1,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 156 | $1,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 125 | $1,000 | thousands by filing date | |
| CHIASMA INC | 16706W102 | COM | 237 | $1,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 619 | $1,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 170 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESTORBIO INC | 76133L103 | COM | 231 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001481045-20-000004 | this filing | 2020-08-11 | acceptance time not in the bulk data set |