13F-HR filed by Daiwa Securities Group Inc.
Daiwa Securities Group Inc. filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-07-24, with 1,248 holding rows worth $11,318,792,000.
- Accession
- 0001481045-19-000006
- Filer
- CIK 1481045
- Filed
- 2019-07-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 1,532 entries on the cover page, a total value of $11,318,792,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,318,792,000 with VALUE read as thousands by filing date, 13F file number 028-14426. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDaiwa Asset Management Co. Ltd028-14429
- included managerDaiwa International Holdings Inc.028-14945
- included managerDaiwa America Strategic Advisors Corp028-14427
- included managerDaiwa Securities Co., Ltd.028-14433
- included managerDaiwa Capital Markets America Holdings Inc.028-14428
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CITY OFFICE REIT INC | 178587101 | COM | 5,400 | $65,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 1,388 | $64,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 948 | $61,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 4,750 | $61,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 9,000 | $59,000 | thousands by filing date | |
| OMEROS CORP | 682143952 | COM | 200 | $58,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 940 | $58,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 375 | $57,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 285 | $51,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 1,330 | $51,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 6,070 | $51,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 240 | $50,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E903 | CALL | 300 | $46,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 349 | $44,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 420 | $42,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 4,273 | $42,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 3,600 | $42,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 1,909 | $41,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 3,800 | $40,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 2,051 | $40,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 1,330 | $40,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 1,300 | $39,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 604 | $38,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 1,600 | $38,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N953 | COM | 1,000 | $35,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 657 | $34,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 11,600 | $34,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 284 | $33,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 875 | $33,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 184 | $32,000 | thousands by filing date | |
| TWITTER INC | 90184L952 | COM | 3,251 | $31,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 2,600 | $30,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 11,300 | $30,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 900 | $30,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 307 | $29,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 1,163 | $28,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 1,800 | $28,000 | thousands by filing date | |
| REALPAGE INC | 75606N959 | PUT | 141 | $27,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 544 | $25,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 23,845 | $25,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 241 | $25,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 400 | $24,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 915 | $24,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 250 | $24,000 | thousands by filing date | |
| LAIX INC | 50736W105 | ADS | 2,250 | $24,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 358 | $23,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 224 | $23,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 500 | $22,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 278 | $22,000 | thousands by filing date | |
| INTREXON CORP | 46122T952 | PUT | 1,500 | $22,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 3,000 | $21,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 655 | $20,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 300 | $20,000 | thousands by filing date | |
| PG&E CORP | 69331C958 | PUT | 1,500 | $20,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 239 | $19,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 132 | $19,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 785 | $19,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 358 | $19,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 1,552 | $19,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 371 | $19,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 874 | $18,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 315 | $18,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 1,300 | $18,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 350 | $17,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 1,214 | $17,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 1,500 | $17,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 470 | $17,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K954 | PUT | 100 | $17,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 922 | $16,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 332 | $16,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 599 | $16,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 365 | $16,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 205 | $16,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 227 | $15,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 1,200 | $15,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 358 | $15,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 290 | $15,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 549 | $14,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 360 | $14,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 123 | $14,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 2,000 | $14,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 329 | $14,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 235 | $14,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 153 | $14,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 604 | $13,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 466 | $13,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 268 | $13,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 568 | $13,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 232 | $12,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G951 | COM SHS | 500 | $12,000 | thousands by filing date | |
| ALLAKOS INC | 01671P100 | COM | 268 | $12,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 309 | $12,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 262 | $11,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 332 | $11,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 983 | $11,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 422 | $11,000 | thousands by filing date | |
| ACCELERATE DIAGNOSTICS INC | 00430H952 | PUT | 1,000 | $11,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 440 | $10,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 124 | $10,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 172 | $10,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 398 | $10,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 271 | $10,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 3,729 | $9,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 597 | $9,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 289 | $9,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 297 | $8,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 171 | $8,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 304 | $8,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 410 | $8,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 726 | $8,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 500 | $8,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 60 | $8,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 712 | $8,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 626 | $8,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 425 | $8,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 503 | $8,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 395 | $8,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 267 | $8,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 238 | $7,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 290 | $7,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 571 | $7,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 234 | $7,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 960 | $6,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 213 | $6,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 76 | $6,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 152 | $6,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 399 | $6,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 296 | $6,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 353 | $6,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 232 | $6,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 284 | $6,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 196 | $6,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 294 | $6,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 706 | $6,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC CMN STK | 00163U956 | Cmn | 229 | $6,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 1,427 | $6,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 508 | $6,000 | thousands by filing date | |
| VEREIT INC | 92339V900 | CALL | 1,304 | $6,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 132 | $5,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 242 | $5,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 215 | $5,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 309 | $5,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 335 | $5,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 871 | $5,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 310 | $5,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 288 | $5,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 219 | $5,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 141 | $5,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 150 | $5,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 82 | $5,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 336 | $5,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 251 | $5,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 240 | $5,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 238 | $5,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 263 | $5,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 411 | $5,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 363 | $4,000 | thousands by filing date | |
| CRINETICS PHARMACEUTICALS INC COM | 22663K107 | Stock | 153 | $4,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 577 | $4,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 276 | $4,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 740 | $4,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 583 | $4,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 792 | $4,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 302 | $4,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 136 | $4,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 280 | $4,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 1,534 | $4,000 | thousands by filing date | |
| TRANSLATE BIO INC. | 89374L104 | Common Stock | 287 | $4,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 697 | $3,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 511 | $3,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 173 | $3,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 365 | $3,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 243 | $3,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 285 | $3,000 | thousands by filing date | |
| REPLIMUNE GROUP INC | 76029N106 | COMMON STOCK | 201 | $3,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 268 | $3,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 853 | $3,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 378 | $3,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 216 | $3,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 269 | $3,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 274 | $3,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 533 | $3,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 405 | $3,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 207 | $3,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 269 | $3,000 | thousands by filing date | |
| AC IMMUNE SA | H00263105 | SHS | 425 | $2,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 165 | $2,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 212 | $2,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 180 | $2,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 115 | $2,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 100 | $2,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 246 | $2,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 383 | $2,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 195 | $2,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 731 | $2,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 810 | $2,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 117 | $2,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 152 | $2,000 | thousands by filing date | |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 300 | $2,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 499 | $2,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 269 | $2,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 126 | $2,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 762 | $2,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 258 | $2,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 166 | $2,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 142 | $2,000 | thousands by filing date | |
| ELOXX PHARMACEUTICALS INC | 29014R103 | COM | 223 | $2,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 220 | $2,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 170 | $2,000 | thousands by filing date | |
| FORTY SEVEN INC | 34983P104 | COM | 198 | $2,000 | thousands by filing date | |
| RESTORBIO INC | 76133L103 | COM | 183 | $2,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 304 | $1,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 880 | $1,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 163 | $1,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 1,042 | $1,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 268 | $1,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 148 | $1,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 112 | $1,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 136 | $1,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 214 | $1,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 499 | $1,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 323 | $1,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 142 | $1,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 224 | $1,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 181 | $1,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 482 | $1,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 156 | $1,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 131 | $1,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 125 | $1,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 500 | $1,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 238 | $1,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U956 | COM | 270 | $1,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 160 | $1,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 427 | $1,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 173 | $1,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 348 | $1,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 350 | $1,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 123 | $1,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R956 | PUT | 71 | $1,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 619 | $1,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 196 | $1,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 220 | $1,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 109 | $1,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 170 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW | 65249B208 | CL B | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAVARA INC | 805111101 | COM | 169 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 207 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZAFGEN INC | 98885E103 | COM | 241 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001481045-19-000006 | this filing | 2019-07-24 | acceptance time not in the bulk data set |