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13F-HR filed by Daiwa Securities Group Inc.

Daiwa Securities Group Inc. filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-01, with 1,200 holding rows worth $11,941,403,000.

Accession
0001481045-18-000007
Filed
2018-11-01
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q3 2018

A holdings report, 1,482 entries on the cover page, a total value of $11,941,403,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,941,403,000 with VALUE read as thousands by filing date, 13F file number 028-14426. The quarter's positions are built on this report. The resolved quarter.

Other managers

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
CEDAR REALTY TRUST INC150602209COMMON STOCK11,300$53,000thousands by filing date
BRAEMAR HOTELS RESORTS INC10482B101REIT4,273$50,000thousands by filing date
INNOVATIVE INDL PPTYS INC COM45781V101REIT1,000$48,000thousands by filing date
HUYA INC ADS EACH REP 1 ORD SHS CL A44852D108COM2,040$48,000thousands by filing date
iShares MSCI Mexico ETF464286822SHS900$46,000thousands by filing date
VANECK RUSSIA ETF92189F403ETF2,100$45,000thousands by filing date
TRONOX LTDQ9235V101SHS CL A3,600$43,000thousands by filing date
BIO-TECHNE CORP09073M104COM207$42,000thousands by filing date
GOL LINHAS AEREAS INTELIGENT38045R206SPON ADR PFD NEW7,700$42,000thousands by filing date
PRA HEALTH SCIENCES INC69354M108COM350$39,000thousands by filing date
WORKDAY INC98138H951PUT500$38,000thousands by filing date
IONIS PHARMACEUTICALS INC COM462222100Stock690$36,000thousands by filing date
BLUEROCK RESIDENTIAL GWT REI09627J102COM CL A3,600$35,000thousands by filing date
TWITTER INC90184L952COM500$35,000thousands by filing date
BEONE MEDICINES LTD SPONSORED ADS07725L102ADR195$34,000thousands by filing date
GRUPO AEROPORTUARIO DEL CENT400501102SPON ADR600$34,000thousands by filing date
LIGAND PHARMACEUTICALS INC53220K504COM NEW117$32,000thousands by filing date
SAGE THERAPEUTICS INC78667J108COM230$32,000thousands by filing date
SYNEOS HEALTH INC87166B102CL A577$30,000thousands by filing date
MEDEQUITIES RLTY TR INC58409L306COM3,100$30,000thousands by filing date
EXELIXIS INC COM30161Q104Stock1,635$29,000thousands by filing date
COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR20441A102ADR4,750$28,000thousands by filing date
FIBROGEN INC31572Q808COM453$28,000thousands by filing date
LOXO ONCOLOGY INC548862101COM165$28,000thousands by filing date
NOVOCURE LTDG6674U108ORD SHS494$26,000thousands by filing date
CPFL ENERGIA SA SPONS ADR126153105SPONS ADR2,200$26,000thousands by filing date
AGIOS PHARMACEUTICALS INC00847X104COM314$24,000thousands by filing date
AMARIN CORP PLC023111206SPONS ADR NEW1,486$24,000thousands by filing date
SAFETY INCOME & GROWTH INC78649D104COM1,300$24,000thousands by filing date
SASOL LTD803866300SPONSORED ADR600$23,000thousands by filing date
GW PHARMACEUTICALS PLC36197T103ADS131$23,000thousands by filing date
NRG ENERGY INC COM NEW629377508Stock590$22,000thousands by filing date
GRUPO AEROPORTUNARIO DEL PAC400506101SPON ADS B200$22,000thousands by filing date
ENDO INTL PLCG30401106SHS1,234$21,000thousands by filing date
PLAINS GP HLDGS L P72651A207LTD PARTNR INT A800$20,000thousands by filing date
ULTRAGENYX PHARMACEUTICAL IN90400D108COM260$20,000thousands by filing date
MOMO INC60879B107ADR450$20,000thousands by filing date
FARMLAND PARTNERS INC31154R109REIT3,000$20,000thousands by filing date
CLIPPER REALTY INC18885T306COM1,500$20,000thousands by filing date
BLUEPRINT MEDICINES CORP09627Y109COM240$19,000thousands by filing date
GLOBAL MED REIT INC37954A204COM NEW1,900$18,000thousands by filing date
MYRIAD GENETICS INC62855J104COM383$18,000thousands by filing date
INTERCEPT PHARMACEUTICALS IN45845P108COM139$18,000thousands by filing date
HORIZON PHARMA PLCG4617B105SHS906$18,000thousands by filing date
GRIFOLS S A398438408SP ADR REP B NVT797$17,000thousands by filing date
IMMUNOMEDICS INC452907108COM840$17,000thousands by filing date
ARRAY BIOPHARMA INC COM04269X105Stock1,089$17,000thousands by filing date
HALOZYME THERAPEUTICS INC COM40637H109Stock787$14,000thousands by filing date
SUPERNUS PHARMACEUTICALS868459108COM283$14,000thousands by filing date
ACCELERON PHARMA INC00434H108COM250$14,000thousands by filing date
IRONWOOD PHARMACEUTICALS INC46333X108COMMON STOCK748$14,000thousands by filing date
REPLIGEN CORP COM759916109Stock241$13,000thousands by filing date
REGENXBIO INC75901B107COM172$13,000thousands by filing date
ASCENDIS PHARMA A/S DKK 1.0 AD04351P101SPONSORED ADR177$13,000thousands by filing date
ANAPTYSBIO INC032724106COM130$13,000thousands by filing date
GENOMIC HEALTH, INC.37244C101COM192$13,000thousands by filing date
MYOKARDIA INC62857M105COM198$13,000thousands by filing date
AKCEA THERAPEUTICS INC00972L107COM368$13,000thousands by filing date
MEDPACE HLDGS INC COM58506Q109Stock208$12,000thousands by filing date
GLADSTONE LAND CORP376549101REIT1,000$12,000thousands by filing date
MEDICINES CO584688105COM403$12,000thousands by filing date
TESARO INC881569107COM301$12,000thousands by filing date
AERIE PHARMACEUTICALS INC00771V108COM203$12,000thousands by filing date
CHINA BIOLOGIC PRODS HLDGS IG21515104COM153$12,000thousands by filing date
PACIRA BIOSCIENCES INC COM695127100Stock224$11,000thousands by filing date
CRISPR THERAPEUTICS AG NAMEN AKTH17182108Stock254$11,000thousands by filing date
OPKO HEALTH INC68375N103COM3,091$11,000thousands by filing date
PTC THERAPEUTICS INC69366J200COM229$11,000thousands by filing date
AMICUS THERAPEUTICS INC03152W109COM919$11,000thousands by filing date
ENVISION HEALTHCARE CORP29414D100COM236$11,000thousands by filing date
MOMENTA PHARMACEUTICALS INC60877T100COM422$11,000thousands by filing date
SPARK THERAPEUTICS INC84652J103COM204$11,000thousands by filing date
WNS HOLDINGS LTD92932M101SPON ADR200$10,000thousands by filing date
ARENA PHARMACEUTICALS INC040047607COM NEW217$10,000thousands by filing date
THERAVANCE BIOPHARMA INCG8807B106COM299$10,000thousands by filing date
XENCOR INC98401F105COMMON STOCK260$10,000thousands by filing date
ON SEMICONDUCTOR CORP682189955PUT2,000$10,000thousands by filing date
PORTOLA PHARMACEUTICALS INC COM737010108Stock361$10,000thousands by filing date
VEREIT INC92339V900CALL2,000$10,000thousands by filing date
INSMED INC COM PAR $.01457669307Stock423$9,000thousands by filing date
ARROWHEAD PHARMACEUTICALS IN04280A100COM477$9,000thousands by filing date
GLOBAL BLOOD THERAPEUTICS USD37890U108COM241$9,000thousands by filing date
ENANTA PHARMACEUTICALS INC29251M106COM105$9,000thousands by filing date
INNOVIVA INC45781M101COM597$9,000thousands by filing date
PUMA BIOTECHNOLOGY INC74587V107COMMON STOCK207$9,000thousands by filing date
DB COMMODITY INDEX TRACKING46138B103ETF500$9,000thousands by filing date
REATA PHARMACEUTICALS INC75615P103CL A110$9,000thousands by filing date
ATARA BIOTHERAPEUTICS INC COM NEW046513107Stock208$9,000thousands by filing date
SPECTRUM PHARMACEUTICALS INC84763A108COM556$9,000thousands by filing date
CITRIX SYSTEMS INC177376950COM1,192$9,000thousands by filing date
ZOGENIX INC.98978L204Common Stock189$9,000thousands by filing date
FOOT LOCKER INC344849104COM152$8,000thousands by filing date
COMPANHIA PARANAENSE ENERG C20441B407SPON ADR PFD1,600$8,000thousands by filing date
SANGAMO THERAPEUTICS INC800677106COM467$8,000thousands by filing date
CLOVIS ONCOLOGY INC189464100COM271$8,000thousands by filing date
G1 THERAPEUTICS INC3621LQ109COM157$8,000thousands by filing date
THERAPEUTICSMD INC88338N107COM1,196$8,000thousands by filing date
AIMMUNE THERAPEUTICS INC.00900T107Common Stock281$8,000thousands by filing date
LAMB WESTON HLDGS INC513272104COM100$7,000thousands by filing date
EDITAS MEDICINE INC28106W103COM233$7,000thousands by filing date
INTELLIA THERAPEUTICS INC45826J105COM234$7,000thousands by filing date
LAKEFRONT BIOTHERAPEUTICS NV36315X101SPON ADR60$7,000thousands by filing date
LUMINEX CORP55027E102COMMON STOCK243$7,000thousands by filing date
INTRA-CELLULAR THERAPIES INC46116X101COMMON STOCK302$7,000thousands by filing date
IMMUNOGEN INC45253H101COMMON STOCK731$7,000thousands by filing date
AUDENTES THERAPEUTICS INC.05070R104Common Stock165$7,000thousands by filing date
UNIQURE NVN90064101SHS170$6,000thousands by filing date
ESPERION THERAPEUTICS INC NEW COM29664W105Stock145$6,000thousands by filing date
OMEROS CORP682143102COM265$6,000thousands by filing date
VANDA PHARMACEUTICALS INC921659108COM248$6,000thousands by filing date
LEXICON PHARMACEUTICALS INC528872302COMMON STOCK583$6,000thousands by filing date
EAGLE PHARMACEUTICALS INC269796108COM82$6,000thousands by filing date
RETROPHIN INC761299106COM217$6,000thousands by filing date
ALDER BIOPHARMACEUTICALS INC014339105COM374$6,000thousands by filing date
IOVANCE BIOTHERAPEUTICS INC462260100COM401$5,000thousands by filing date
CERUS CORP157085101COM630$5,000thousands by filing date
COHERUS ONCOLOGY INC19249H103COM320$5,000thousands by filing date
AMPHASTAR PHARMACEUTICALS IN03209R103COM254$5,000thousands by filing date
CENTERPOINT ENERGY INC15189T957PUT500$5,000thousands by filing date
REVANCE THERAPEUTICS INC761330109COM202$5,000thousands by filing date
ENDOCYTE INC29269A102COM265$5,000thousands by filing date
ACORDA THERAPEUTICS INC00484M106COM258$5,000thousands by filing date
ATHENEX INC04685N103COM320$5,000thousands by filing date
BIOCRYST PHARMACEUTICALS INC COM09058V103Stock544$4,000thousands by filing date
ANI PHARMACEUTICALS INC00182C103COM64$4,000thousands by filing date
MACROGENICS INC556099109COM203$4,000thousands by filing date
CYTOMX THERAPEUTICS INC23284F105COMMON STOCK212$4,000thousands by filing date
KARYOPHARM THERAPEUTICS INC48576U106COM261$4,000thousands by filing date
AMAG PHARMACEUTICALS INC00163U106COM195$4,000thousands by filing date
INSYS THERAPEUTICS INC45824V209COMMON STOCK405$4,000thousands by filing date
CARA THERAPEUTICS INC140755109COM180$4,000thousands by filing date
ADAPTIMMUNE THERAPEUTICS PLC00653A107SPONDS ADR323$4,000thousands by filing date
RADIUS HEALTH INC750469207COM NEW246$4,000thousands by filing date
EPIZYME INC29428V104COM383$4,000thousands by filing date
FLEXION THERAPEUTICS INC33938J106COM207$4,000thousands by filing date
Arbutus Biopharma Corp03879J100Common Shares, without par value304$3,000thousands by filing date
CYTOKINETICS INC23282W605COM NEW298$3,000thousands by filing date
PROTHENA CORP PLC SHSG72800108Stock212$3,000thousands by filing date
PACIFIC BIOSCIENCES CALIF INC COM69404D108Stock642$3,000thousands by filing date
KURA ONCOLOGY INC COM50127T109Stock167$3,000thousands by filing date
AURINIA PHARMACEUTICALS INC COM05156V102Stock464$3,000thousands by filing date
COLLEGIUM PHARMACEUTICAL INC19459J104COM180$3,000thousands by filing date
CHEMOCENTRYX INC16383L106COM269$3,000thousands by filing date
VOYAGER THERAPEUTICS INC92915B106COMMON STOCK178$3,000thousands by filing date
BANK OF AMER CORP060505954PUT3,000$3,000thousands by filing date
PETIQ INC71639T106COMMON STOCK73$3,000thousands by filing date
NOVAVAX INC670002104COMMON STOCK1,733$3,000thousands by filing date
RIGEL PHARMACEUTICALS INC766559603COMMON STOCK810$3,000thousands by filing date
MINERVA NEUROSCIENCES INC COM NEW603380106Stock214$3,000thousands by filing date
INOVIO PHARMACEUTICALS INC45773H201COM NEW499$3,000thousands by filing date
ADAMAS PHARMACEUTICALS INC00548A106COM142$3,000thousands by filing date
GLYCOMIMETICS INC38000Q102COM190$3,000thousands by filing date
ACHILLION PHARMACEUTICALS IN00448Q201COM762$3,000thousands by filing date
CHINOOK THERAPEUTICS INC.00739L101Common Stock427$3,000thousands by filing date
DOVA PHARMACEUTICALS INC25985T102COM142$3,000thousands by filing date
GERON CORP374163103COM880$2,000thousands by filing date
ACLARIS THERAPEUTICS INC COM00461U105Stock170$2,000thousands by filing date
VERACYTE INC COM92337F107Stock188$2,000thousands by filing date
SAVARA INC805111101COM169$2,000thousands by filing date
AKEBIA THERAPEUTICS INC00972D105COMMON STOCK261$2,000thousands by filing date
CIENA CORP171779959PUT2,032$2,000thousands by filing date
PDL BIOPHARMA INC69329Y104COM853$2,000thousands by filing date
NANOSTRING TECHNOLOGIES INC63009R109COM140$2,000thousands by filing date
SERES THERAPEUTICS INC81750R102COM224$2,000thousands by filing date
CONCERT PHARMACEUTICALS INC206022105COM126$2,000thousands by filing date
SYNERGY PHARMACEUTICALS DEL871639308COM NEW1,363$2,000thousands by filing date
PROGENICS PHARMACEUTICALS IN743187106COM388$2,000thousands by filing date
CORBUS PHARMACEUTICALS HLDGS21833P103COM303$2,000thousands by filing date
CALYXT INC13173L107COM153$2,000thousands by filing date
MARINUS PHARMACEUTICALS INC56854Q101COM223$2,000thousands by filing date
FIVE PRIME THERAPEUTICS INC.33830X104Common Stock160$2,000thousands by filing date
PARATEK PHARMACEUTICALS INC699374302Equity173$2,000thousands by filing date
ASSERTIO THERAPEUTICS INC04545L107COM348$2,000thousands by filing date
NANTKWEST INC63016Q102COM439$2,000thousands by filing date
RA PHARMACEUTICALS INC74933V108COM125$2,000thousands by filing date
CORIUM INTL INC21887L107COM198$2,000thousands by filing date
TOCAGEN INC888846102COM109$2,000thousands by filing date
SIENNA BIOPHARMACEUTICALS IN82622H108COM113$2,000thousands by filing date
CORVUS PHARMACEUTICALS INC221015100COM116$1,000thousands by filing date
ARDELYX INC039697107COM263$1,000thousands by filing date
SYNDAX PHARMACEUTICALS INC87164F105COM135$1,000thousands by filing date
CELLECTIS ADS15117K103COM49$1,000thousands by filing date
Mersana Therapeutics Inc59045L106Common Stock126$1,000thousands by filing date
TETRAPHASE PHARMACEUTICALS INC88165N105COMMON STOCK284$1,000thousands by filing date
AVADEL PHARMACEUTICALS, PLC05337M104COMMON STOCK-FO227$1,000thousands by filing date
KALA BIO INC COM483119103Stock136$1,000thousands by filing date
JOUNCE THERAPEUTICS INC481116101COM178$1,000thousands by filing date
CHIMERIX INC COM16934W106Stock260$1,000thousands by filing date
ARATANA THERAPEUTICS INC03874P101COM238$1,000thousands by filing date
BELLICUM PHARMACEUTICALS INC079481107COM184$1,000thousands by filing date
CALITHERA BIOSCIENCES INC COM NEW13089P101Stock196$1,000thousands by filing date
NANTHEALTH INC630104107CMN599$1,000thousands by filing date
NABRIVA THERAPEUTICS PLCG63637105SHS203$1,000thousands by filing date
TELIGENT INC NEW87960W104COM295$1,000thousands by filing date
FOAMIX PHARMACEUTICALS LTDM46135105SHS207$1,000thousands by filing date
ACHAOGEN INC004449104COM234$1,000thousands by filing date
STRONGBRIDGE BIOPHARMA PLCG85347105SHS USD220$1,000thousands by filing date
NEOS THERAPEUTICS INC64052L106COM160$1,000thousands by filing date
NEWS CORP NEW65249B208CL B23$0thousands by filing dateValue filed as zero, left out of ratios.
NEWLINK GENETICS CORP651511107COM205$0thousands by filing dateValue filed as zero, left out of ratios.

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001481045-18-000007this filing2018-11-01acceptance time not in the bulk data set