13F-HR filed by Daiwa Securities Group Inc.
Daiwa Securities Group Inc. filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-07-30, with 1,216 holding rows worth $12,696,361,000.
- Accession
- 0001481045-18-000006
- Filer
- CIK 1481045
- Filed
- 2018-07-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 1,517 entries on the cover page, a total value of $12,696,361,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $12,696,361,000 with VALUE read as thousands by filing date, 13F file number 028-14426. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDaiwa Asset Management Co. Ltd028-14429
- included managerDaiwa International Holdings Inc.028-14945
- included managerDaiwa America Strategic Advisors Corp028-14427
- included managerDaiwa Capital Markets America Holdings Inc.028-14428
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UMH PPTYS INC | 903002103 | COM | 4,400 | $68,000 | thousands by filing date | |
| ACCELERATE DIAGNOSTICS INC | 00430H952 | PUT | 923 | $68,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 6,070 | $63,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 374 | $63,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 2,300 | $61,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 2,600 | $58,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 2,600 | $58,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 4,600 | $57,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 3,900 | $50,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 4,273 | $49,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 1,000 | $48,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 357 | $47,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 2,100 | $45,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917956 | PUT | 747 | $44,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 900 | $42,000 | thousands by filing date | |
| WEYERHAEUSER CO | 962166954 | PUT | 694 | $39,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 3,900 | $39,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 230 | $36,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 6,700 | $36,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 1,635 | $35,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 500 | $35,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 7,400 | $35,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 3,100 | $34,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 2,400 | $33,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 350 | $33,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 207 | $31,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 195 | $30,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 690 | $29,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 4,750 | $29,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 165 | $29,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 300 | $28,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 453 | $28,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 577 | $27,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 200 | $27,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 314 | $26,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 3,000 | $26,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 100 | $25,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC | 928298958 | COM | 590 | $25,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 117 | $24,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 2,200 | $24,000 | thousands by filing date | |
| VEREIT INC | 92339V900 | CALL | 2,000 | $24,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 260 | $20,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 840 | $20,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 800 | $19,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 131 | $18,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505954 | PUT | 3,000 | $18,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 1,089 | $18,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 1,900 | $17,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 797 | $17,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 283 | $17,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 204 | $17,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 150 | $16,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 1,800 | $16,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 254 | $15,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 494 | $15,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 3,091 | $15,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 240 | $15,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 403 | $15,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 153 | $15,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 906 | $15,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 383 | $14,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 919 | $14,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 748 | $14,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 361 | $14,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 203 | $14,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 787 | $13,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 1,500 | $13,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 300 | $13,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 1,000 | $13,000 | thousands by filing date | |
| CLIPPER REALTY INC | 18885T306 | COM | 1,500 | $13,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 301 | $13,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 172 | $12,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 177 | $12,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 139 | $12,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 250 | $12,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 105 | $12,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 207 | $12,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 271 | $12,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 556 | $12,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 1,234 | $12,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 241 | $11,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 241 | $11,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 310 | $10,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 423 | $10,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 260 | $10,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 192 | $10,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 198 | $10,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 700 | $10,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 208 | $9,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 217 | $9,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 1,600 | $9,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 130 | $9,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 500 | $9,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 422 | $9,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 368 | $9,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 233 | $8,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 229 | $8,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 152 | $8,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 597 | $8,000 | thousands by filing date | |
| CIENA CORP | 171779959 | PUT | 2,032 | $8,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 208 | $8,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 189 | $8,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 281 | $8,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 224 | $7,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 467 | $7,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 299 | $7,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 583 | $7,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 243 | $7,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 731 | $7,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 157 | $7,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 1,196 | $7,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 246 | $7,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 258 | $7,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 170 | $6,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 145 | $6,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 477 | $6,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 234 | $6,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 82 | $6,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 60 | $6,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 202 | $6,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 217 | $6,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 320 | $6,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 165 | $6,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 374 | $6,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 265 | $5,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 401 | $5,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 248 | $5,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 212 | $5,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 302 | $5,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 1,486 | $5,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 106 | $5,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 383 | $5,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J951 | Cmn | 775 | $5,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 207 | $5,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 64 | $4,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 630 | $4,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 320 | $4,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 180 | $4,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 203 | $4,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 269 | $4,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 254 | $4,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 261 | $4,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 195 | $4,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 110 | $4,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 323 | $4,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 142 | $4,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 265 | $4,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 142 | $4,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 880 | $3,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 212 | $3,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 170 | $3,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 544 | $3,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 167 | $3,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 604 | $3,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 464 | $3,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 261 | $3,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 178 | $3,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 405 | $3,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 180 | $3,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 190 | $3,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 388 | $3,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 153 | $3,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 160 | $3,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 427 | $3,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 304 | $2,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 298 | $2,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 642 | $2,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 188 | $2,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 169 | $2,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 126 | $2,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 853 | $2,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 73 | $2,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 1,733 | $2,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 810 | $2,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 136 | $2,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 140 | $2,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 214 | $2,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 499 | $2,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 224 | $2,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 126 | $2,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 1,363 | $2,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 762 | $2,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 348 | $2,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 303 | $2,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 223 | $2,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 233 | $2,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 173 | $2,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 599 | $2,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 234 | $2,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 198 | $2,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 113 | $2,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 116 | $1,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 263 | $1,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 135 | $1,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 49 | $1,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | N6596X909 | CALL | 20 | $1,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 100 | $1,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 284 | $1,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 227 | $1,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 178 | $1,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 260 | $1,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 205 | $1,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 238 | $1,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 184 | $1,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 312 | $1,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 196 | $1,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 439 | $1,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 203 | $1,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 295 | $1,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 207 | $1,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 125 | $1,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 220 | $1,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 109 | $1,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 160 | $1,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CURIS INC | 231269200 | COM | 181 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001481045-18-000006 | this filing | 2018-07-30 | acceptance time not in the bulk data set |