13F-HR filed by Argentus Capital Management, LLC
Argentus Capital Management, LLC filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-07-21, with 218 holding rows worth $381,491,000.
- Accession
- 0001476417-14-000011
- Filer
- CIK 1476417
- Filed
- 2014-07-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 220 entries on the cover page, a total value of $381,491,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $381,491,000 with VALUE read as thousands by filing date, 13F file number 028-13751. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerVisionary Asset Management
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 110,456 | $21,760,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 145,398 | $15,060,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 120,217 | $14,283,000 | thousands by filing date | |
| IJH | 464287507 | COM | 94,635 | $13,540,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 129,159 | $12,296,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 105,017 | $10,573,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 253,070 | $10,561,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 70,297 | $9,177,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 86,585 | $9,108,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 45,946 | $8,992,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 104,824 | $8,069,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 188,229 | $6,656,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 71,829 | $6,403,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 54,615 | $6,323,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 113,578 | $6,109,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 57,671 | $6,034,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 81,391 | $5,857,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 194,189 | $5,764,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 63,880 | $5,476,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 158,451 | $4,896,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 45,963 | $4,271,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 67,554 | $3,633,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 35,165 | $3,543,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 116,700 | $3,417,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 80,533 | $3,358,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 29,842 | $3,345,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 24,491 | $3,165,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 23,664 | $2,858,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 31,161 | $2,784,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 40,446 | $2,773,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 48,410 | $2,732,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 40,855 | $2,543,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 13,368 | $2,423,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 52,673 | $2,362,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 28,111 | $2,311,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 40,907 | $2,144,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 78,472 | $2,062,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 12,728 | $2,046,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 23,870 | $2,012,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 22,501 | $1,906,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 17,097 | $1,901,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 15,893 | $1,886,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 12,870 | $1,843,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 17,209 | $1,764,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 23,082 | $1,733,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 32,140 | $1,689,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 18,503 | $1,675,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 37,716 | $1,664,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 26,145 | $1,647,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 20,771 | $1,645,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 32,742 | $1,641,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 15,649 | $1,612,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 20,940 | $1,582,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 32,211 | $1,576,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 18,970 | $1,526,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 19,393 | $1,518,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 98,093 | $1,508,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 22,592 | $1,484,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 22,006 | $1,481,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 24,146 | $1,450,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 32,987 | $1,423,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 11,982 | $1,397,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 19,477 | $1,394,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 22,876 | $1,386,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 20,182 | $1,374,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 10,632 | $1,367,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 41,489 | $1,337,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 11,441 | $1,320,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 104,817 | $1,313,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 12,545 | $1,287,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 12,577 | $1,259,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 30,710 | $1,256,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 12,350 | $1,243,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 114,075 | $1,215,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 15,223 | $1,207,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 13,627 | $1,196,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 12,777 | $1,188,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 25,069 | $1,186,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 27,912 | $1,186,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 28,201 | $1,183,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 12,188 | $1,147,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 79,496 | $1,140,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 10,441 | $1,113,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 10,264 | $1,111,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 21,864 | $1,079,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 37,325 | $1,073,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 13,523 | $1,063,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 15,951 | $1,059,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 34,995 | $1,048,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 14,184 | $1,026,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 19,162 | $1,011,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 17,159 | $1,006,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 11,421 | $997,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 13,207 | $985,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 11,477 | $965,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 65,840 | $953,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 11,427 | $949,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 11,348 | $941,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 30,267 | $941,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 10,332 | $935,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 15,173 | $910,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 21,336 | $904,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 12,444 | $898,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 24,583 | $890,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 18,873 | $889,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 15,967 | $853,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 15,959 | $851,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 24,626 | $847,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 12,278 | $839,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 37,389 | $837,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 22,803 | $826,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 12,560 | $822,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 33,549 | $814,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 16,079 | $812,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 19,363 | $792,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 12,437 | $773,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 28,000 | $754,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 14,642 | $754,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 10,770 | $737,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 10,231 | $727,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 15,127 | $707,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 26,211 | $704,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 20,118 | $694,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 34,129 | $688,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 55,578 | $684,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 11,683 | $671,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 13,392 | $670,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 14,418 | $668,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 15,056 | $667,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 11,240 | $662,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 20,449 | $659,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 13,398 | $636,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 22,939 | $630,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 21,615 | $630,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 17,716 | $628,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 16,507 | $618,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 16,933 | $618,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 10,832 | $615,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 11,324 | $609,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 10,170 | $592,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 11,260 | $590,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 20,031 | $584,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 20,558 | $583,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 20,031 | $582,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 11,255 | $581,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 10,709 | $581,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 23,355 | $580,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 21,369 | $579,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 20,551 | $579,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 20,877 | $574,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 15,717 | $573,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 19,633 | $567,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 20,557 | $557,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 11,220 | $557,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 19,102 | $556,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 12,715 | $556,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 15,451 | $550,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 13,430 | $544,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 15,636 | $536,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 20,179 | $532,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 10,775 | $531,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 14,974 | $520,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 19,933 | $507,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 27,134 | $501,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 20,118 | $499,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 41,188 | $496,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 11,916 | $495,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 11,213 | $495,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 30,939 | $492,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 17,410 | $481,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 82,356 | $481,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 10,195 | $472,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 31,095 | $472,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 11,939 | $471,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 26,692 | $471,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 12,451 | $470,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 12,634 | $468,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 10,412 | $466,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 41,470 | $459,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 27,991 | $435,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 12,916 | $435,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 11,430 | $429,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 30,253 | $427,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 33,031 | $411,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 10,963 | $400,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 12,115 | $392,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 12,486 | $391,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 34,895 | $378,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 13,132 | $349,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 34,375 | $331,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 24,352 | $319,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 10,487 | $316,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 21,170 | $299,000 | thousands by filing date | |
| BOLT TECHNOLOGY CORP | 097698104 | COM | 16,220 | $298,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 21,220 | $292,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 17,494 | $276,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 10,454 | $260,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 15,867 | $255,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 20,622 | $242,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 11,909 | $241,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 15,911 | $227,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 14,630 | $208,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 15,611 | $201,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 18,803 | $190,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 13,638 | $184,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 160,000 | $160,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 149,000 | $149,000 | thousands by filing date | principal |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 10,328 | $136,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 11,269 | $135,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 15,368 | $129,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 12,300 | $121,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 121,000 | $121,000 | thousands by filing date | principal |
| RF MICRODEVICES INC | 749941100 | COM | 11,786 | $113,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 103,000 | $103,000 | thousands by filing date | principal |
| LIFE PARTNERS HOLDINGS INC | 53215T106 | COM | 40,840 | $102,000 | thousands by filing date | |
| ESSEX RENT CORP COM | 297187106 | Common | 30,271 | $74,000 | thousands by filing date | |
| SAMSON OIL AND GAS LIMITED ADR | 796043107 | ADR | 165,100 | $72,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 14,000 | $14,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001476417-14-000011 | this filing | 2014-07-21 | acceptance time not in the bulk data set |