13F-HR filed by Argentus Capital Management, LLC
Argentus Capital Management, LLC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-01-21, with 215 holding rows worth $470,348,000.
- Accession
- 0001476417-14-000003
- Filer
- CIK 1476417
- Filed
- 2014-01-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 217 entries on the cover page, a total value of $470,348,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $470,348,000 with VALUE read as thousands by filing date, 13F file number 028-13751. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerVisionary Asset Management
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 314,677 | $58,420,000 | thousands by filing date | |
| IJH | 464287507 | COM | 432,819 | $57,916,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 329,550 | $33,799,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 266,151 | $33,775,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 736,419 | $19,412,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 66,310 | $12,247,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 92,498 | $9,361,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 89,891 | $8,349,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 203,017 | $8,234,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 11,943 | $6,700,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 74,599 | $5,952,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 187,710 | $5,750,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 45,537 | $5,688,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 154,333 | $5,426,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 53,143 | $4,867,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 102,766 | $4,252,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 54,055 | $4,067,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 56,519 | $3,993,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 131,568 | $3,415,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 46,872 | $3,404,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 58,944 | $3,336,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 37,689 | $3,284,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 45,830 | $3,063,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 35,952 | $2,982,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 25,188 | $2,876,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 28,393 | $2,755,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 51,986 | $2,745,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 27,733 | $2,533,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 24,112 | $2,521,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 35,044 | $2,497,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 36,785 | $2,458,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 35,942 | $2,401,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 129,077 | $2,296,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 121,133 | $2,258,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 15,013 | $2,232,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 11,869 | $2,226,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 25,193 | $2,051,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 19,241 | $1,909,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 43,904 | $1,887,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 23,695 | $1,865,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 22,366 | $1,827,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 40,012 | $1,817,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 113,572 | $1,768,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 16,124 | $1,684,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 66,520 | $1,648,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 32,742 | $1,615,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 40,077 | $1,606,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 29,016 | $1,602,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 28,074 | $1,556,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 40,285 | $1,546,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 15,994 | $1,528,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 29,215 | $1,527,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 10,134 | $1,522,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 16,453 | $1,503,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 12,863 | $1,494,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 38,883 | $1,493,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 16,953 | $1,491,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 10,585 | $1,485,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 15,805 | $1,467,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 52,028 | $1,458,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 20,586 | $1,446,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 50,702 | $1,417,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 22,638 | $1,411,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 12,772 | $1,404,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 16,565 | $1,398,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 36,881 | $1,380,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 16,106 | $1,379,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 35,856 | $1,374,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 18,133 | $1,355,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 16,820 | $1,352,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 15,167 | $1,303,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 31,145 | $1,287,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 29,225 | $1,268,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 24,635 | $1,211,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 11,302 | $1,171,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 16,967 | $1,169,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 17,954 | $1,166,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982105 | SHS | 1,350,000 | $1,148,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 13,895 | $1,123,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 89,799 | $1,109,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 16,621 | $1,102,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 17,525 | $1,090,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 120,143 | $1,086,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 20,956 | $1,085,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 14,011 | $1,081,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 23,888 | $1,079,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 12,238 | $1,018,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 30,637 | $1,010,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 10,499 | $998,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 36,417 | $988,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 16,054 | $980,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 16,868 | $968,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 14,104 | $967,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 21,993 | $966,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 10,532 | $956,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 20,563 | $944,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 27,269 | $918,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 12,772 | $896,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 10,713 | $859,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 11,953 | $853,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 67,928 | $851,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 13,131 | $848,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 15,321 | $835,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 65,840 | $833,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 14,612 | $820,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 36,699 | $802,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 22,168 | $790,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 14,902 | $785,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 21,910 | $783,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 58,551 | $752,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 10,537 | $751,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 29,273 | $751,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 16,498 | $749,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 39,503 | $744,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 10,396 | $698,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 13,012 | $652,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 13,086 | $636,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 14,356 | $627,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 11,574 | $624,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 10,616 | $621,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 20,118 | $617,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 11,853 | $616,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 11,222 | $613,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 18,760 | $607,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 13,017 | $602,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 37,725 | $599,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 11,435 | $583,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 12,408 | $582,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 15,996 | $576,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 44,814 | $576,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 12,682 | $575,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 10,760 | $572,000 | thousands by filing date | |
| NUVEEN NY PERFORMANCE PLUS FD | 67062R104 | COMMON STOCK | 42,673 | $568,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 11,061 | $561,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 12,223 | $543,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 19,012 | $532,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 15,924 | $530,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 11,410 | $529,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 43,440 | $529,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 12,507 | $523,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 23,197 | $520,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 11,895 | $512,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 11,681 | $507,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 28,446 | $503,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 40,765 | $503,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 15,177 | $494,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 16,619 | $492,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 10,106 | $489,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 11,493 | $488,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 18,489 | $486,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 11,603 | $474,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 20,118 | $463,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 29,991 | $459,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 12,545 | $453,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 17,840 | $450,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 10,083 | $446,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 17,647 | $439,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 17,999 | $424,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 11,805 | $398,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 10,542 | $398,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 20,856 | $390,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 19,723 | $385,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 30,253 | $384,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 28,828 | $382,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 13,650 | $374,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 30,118 | $370,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 11,134 | $360,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 11,645 | $359,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 10,119 | $357,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 11,761 | $357,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 35,236 | $351,000 | thousands by filing date | |
| BOLT TECHNOLOGY CORP | 097698104 | COM | 15,350 | $338,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 10,063 | $332,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 15,570 | $332,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 12,842 | $323,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 13,891 | $320,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 10,031 | $319,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 19,655 | $303,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 17,545 | $302,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 12,869 | $300,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 16,595 | $298,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 15,552 | $298,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 19,016 | $288,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 61,397 | $285,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 21,170 | $267,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 18,879 | $260,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 15,867 | $253,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 23,258 | $243,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 12,981 | $224,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 15,459 | $199,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 10,781 | $177,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 174,000 | $174,000 | thousands by filing date | principal |
| CVR Partners, LP | 126633106 | LTD | 10,500 | $173,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 20,167 | $168,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 13,638 | $164,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 17,991 | $163,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 12,452 | $156,000 | thousands by filing date | |
| ESSEX RENT CORP COM | 297187106 | Common | 45,753 | $150,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 11,800 | $146,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 10,328 | $125,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 121,000 | $121,000 | thousands by filing date | principal |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 11,269 | $120,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 13,579 | $108,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 12,270 | $107,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 20,300 | $107,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 10,900 | $88,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 13,288 | $69,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 12,097 | $52,000 | thousands by filing date | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 10,045 | $35,000 | thousands by filing date | |
| SAMSON OIL AND GAS LIMITED ADR | 796043107 | ADR | 82,550 | $34,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 21,000 | $21,000 | thousands by filing date | principal |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 15,082 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 24,280 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 32,210 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZIX CORP | 98974P100 | COM | 50,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001476417-14-000003 | this filing | 2014-01-21 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001476417-14-000004 | base | 2014-01-21 | acceptance time not in the bulk data set |