13F-HR filed by Asset Dedication, LLC
Asset Dedication, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-10-20, with 780 holding rows worth $453,290,000.
- Accession
- 0001475896-20-000005
- Filer
- CIK 1475896
- Filed
- 2020-10-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 782 entries on the cover page, a total value of $453,290,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $453,290,000 with VALUE read as thousands by filing date, 13F file number 028-17338. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 1,102 | $13,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 165 | $13,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 66 | $13,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 2,173 | $13,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H567 | FRMLAFLIO SMRT | 472 | $13,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 320 | $12,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 65 | $12,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 83 | $12,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C862 | INNOVATOR DEEPW | 342 | $12,000 | thousands by filing date | |
| WISDOMTREE GROWTH LEADERS FUND | 97717Y717 | WT GRWTH LDRS | 328 | $12,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 742 | $11,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 358 | $11,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 733 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 308 | $11,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 225 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 284 | $11,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G847 | GBL CLEAN ENRG | 516 | $11,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 246 | $11,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 971 | $11,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 316 | $10,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 37 | $10,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 300 | $10,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 254 | $10,000 | thousands by filing date | |
| TIMOTHY PLAN US LARGE/MID CAP CORE ETF | 887432359 | ETF | 365 | $10,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 110 | $10,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 132 | $10,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 329 | $10,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 282 | $10,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 251 | $10,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 31 | $10,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 207 | $10,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 60 | $10,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 256 | $10,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 392 | $10,000 | thousands by filing date | |
| TIMOTHY PLAN | 887432326 | HIG DV STK ETF | 424 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 135 | $10,000 | thousands by filing date | |
| TIMOTHY PLAN | 887432334 | INTL ETF | 400 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 400 | $10,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C763 | mc | 436 | $10,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 151 | $9,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 9 | $9,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 48 | $9,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 122 | $9,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 953 | $9,000 | thousands by filing date | |
| TIMOTHY PLAN | 887432342 | U S SM CP CORE | 440 | $9,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 173 | $9,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 147 | $9,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 60 | $8,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 51 | $8,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 24 | $8,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 60 | $8,000 | thousands by filing date | |
| INSPIRE CORPORATE BOND ETF | 66538H633 | ETF | 312 | $8,000 | thousands by filing date | |
| ISHARES SHORT MATURITY MUNICIPAL BOND ACTIVE ETF | 46431W838 | ETF | 153 | $8,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 388 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 69 | $8,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 141 | $8,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 300 | $8,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 153 | $8,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 1,310 | $8,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 87 | $8,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 500 | $8,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 503 | $8,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 62 | $7,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 116 | $7,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 256 | $7,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 89 | $7,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 200 | $7,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 193 | $7,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 100 | $7,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 370 | $7,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 158 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 70 | $7,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 165 | $7,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 234 | $7,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 184 | $7,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 92 | $7,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 35 | $7,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 282 | $7,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 937 | $7,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 58 | $6,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 250 | $6,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 43 | $6,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 40 | $6,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 85 | $6,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 30 | $6,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 38 | $6,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 145 | $6,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 67 | $6,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 71 | $6,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 680 | $6,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 992 | $6,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 524 | $6,000 | thousands by filing date | |
| Bancorp 34 Inc | 05970V106 | Com | 598 | $6,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 130 | $5,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 55 | $5,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 82 | $5,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 15 | $5,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 50 | $5,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 58 | $5,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 176 | $5,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 110 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 23 | $5,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 68 | $5,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 387 | $5,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 70 | $5,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 860 | $5,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 461 | $5,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 73 | $5,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 301 | $5,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 300 | $5,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 61 | $4,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 41 | $4,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 86 | $4,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 63 | $4,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 19 | $4,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 48 | $4,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 26 | $4,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 116 | $4,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 201 | $4,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 107 | $4,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 39 | $4,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 28 | $4,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 54 | $4,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 54 | $4,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 69 | $4,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 13 | $4,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 48 | $4,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 256 | $4,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 17 | $4,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 50 | $4,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 43 | $3,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 34 | $3,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 19 | $3,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 30 | $3,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 266 | $3,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 186 | $3,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 25 | $3,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 95 | $3,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 512 | $3,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 41 | $3,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 13 | $3,000 | thousands by filing date | |
| STERIS PLC SHS USD | G8473T100 | Stock | 19 | $3,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 137 | $3,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 38 | $3,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 289 | $3,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 68 | $3,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 43 | $3,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 66 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 40 | $3,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 72 | $3,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 24 | $3,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 25 | $3,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 50 | $3,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 65 | $3,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 26 | $3,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 14 | $3,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 102 | $3,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 94 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G300 | S&P SMLCAP QTY | 110 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 108 | $3,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 120 | $3,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 370 | $3,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 209 | $3,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 67 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 25 | $2,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 26 | $2,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 27 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 17 | $2,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 18 | $2,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 70 | $2,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 15 | $2,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 47 | $2,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 22 | $2,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 184 | $2,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 21 | $2,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 27 | $2,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 26 | $2,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 35 | $2,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 14 | $2,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 1,671 | $2,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 188 | $2,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 51 | $2,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 97 | $2,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 4 | $2,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 100 | $2,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 593 | $2,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 541 | $2,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 4 | $2,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 4 | $2,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 135 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 24 | $2,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 65 | $2,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 140 | $2,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 165 | $2,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 200 | $2,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 8 | $2,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 107 | $2,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 24 | $2,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 9 | $2,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 53 | $2,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 95 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 67 | $2,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 103 | $2,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 369 | $2,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 165 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 43 | $2,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 34 | $2,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 1,587 | $2,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 1,800 | $2,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 47 | $2,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 152 | $2,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 29 | $1,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 30 | $1,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 42 | $1,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 12 | $1,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 7 | $1,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 5 | $1,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 24 | $1,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 18 | $1,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 14 | $1,000 | thousands by filing date | |
| UNITY SOFTWARE INC COM | 91332U101 | Stock | 8 | $1,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 16 | $1,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 50 | $1,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 40 | $1,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 15 | $1,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 142 | $1,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 66 | $1,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 71 | $1,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 16 | $1,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 304 | $1,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 125 | $1,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 47 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 39 | $1,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 140 | $1,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 5 | $1,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 14 | $1,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 62 | $1,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 59 | $1,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 45 | $1,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 130 | $1,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 330 | $1,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 19 | $1,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 45 | $1,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 59 | $1,000 | thousands by filing date | |
| SUMO LOGIC INC | 86646P103 | COM | 25 | $1,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 82 | $1,000 | thousands by filing date | |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 9 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEMPER CORP COM | 488401100 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACUITY INC COM | 00508Y102 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WABTEC COM | 929740108 | Stock | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARATHON PETE CORP COM | 56585A102 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAPESTRY INC COM | 876030107 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USA TODAY CO INC | 36472T109 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GARRETT MOTION INC | 366505105 | COM | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORDSTROM INC | 655664100 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| T-Mobile US Inc Rights 20 | 872590112 | RIGHT 07/27/2020 | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BGC PARTNERS INC | 05541T101 | CL A | 170 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSPECTA INC | 715347100 | COM | 141 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TILRAY INC | 88688T100 | COM CL 2 | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 160 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEXO CORP | 428304109 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPINNAKER ETF SERIES | 84858T400 | CANNABIS ETF | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FITBIT INC | 33812L102 | CL A | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSENTERIX INC | 89366M300 | COM | 191 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001475896-20-000005 | this filing | 2020-10-20 | acceptance time not in the bulk data set |