13F-HR filed by Asset Dedication, LLC
Asset Dedication, LLC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-24, with 664 holding rows worth $367,066,000.
- Accession
- 0001475896-20-000004
- Filer
- CIK 1475896
- Filed
- 2020-08-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 665 entries on the cover page, a total value of $367,066,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $367,066,000 with VALUE read as thousands by filing date, 13F file number 028-17338. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 54 | $7,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 112 | $7,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 153 | $7,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 860 | $7,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 1,310 | $7,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 86 | $7,000 | thousands by filing date | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 278 | $7,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 623 | $7,000 | thousands by filing date | |
| Bancorp 34 Inc | 05970V106 | Com | 598 | $7,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 937 | $7,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 470 | $6,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 145 | $6,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 79 | $6,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 48 | $6,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 67 | $6,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 50 | $6,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 55 | $6,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 71 | $6,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 1,000 | $6,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 184 | $6,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 992 | $6,000 | thousands by filing date | |
| JPMorgan BetaBuilders Canada E | 46641Q696 | COM | 282 | $6,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 971 | $6,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641679 | DJ COMMD ETN39 | 448 | $6,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 50 | $5,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 266 | $5,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 176 | $5,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 176 | $5,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 395 | $5,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 65 | $5,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 79 | $5,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 110 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 23 | $5,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 70 | $5,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 461 | $5,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 60 | $4,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 13 | $4,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 19 | $4,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 22 | $4,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 66 | $4,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 48 | $4,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 116 | $4,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 116 | $4,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 512 | $4,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 29 | $4,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 376 | $4,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 296 | $4,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 68 | $4,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 221 | $4,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 28 | $4,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 138 | $4,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 107 | $4,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 48 | $4,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 73 | $4,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 253 | $4,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 300 | $4,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 1,587 | $4,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 14 | $3,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 43 | $3,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 34 | $3,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 25 | $3,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 41 | $3,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 1,671 | $3,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 570 | $3,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 241 | $3,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 66 | $3,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 72 | $3,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 25 | $3,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 26 | $3,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 102 | $3,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 93 | $3,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 218 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G300 | S&P SMLCAP QTY | 110 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 108 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 102 | $3,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 50 | $3,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 370 | $3,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 209 | $3,000 | thousands by filing date | |
| INVESCO | 46138J536 | EXCHANGE TRADED | 98 | $3,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 214 | $3,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 26 | $2,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 35 | $2,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 70 | $2,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 47 | $2,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 100 | $2,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 184 | $2,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 7 | $2,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 35 | $2,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 96 | $2,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 67 | $2,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 42 | $2,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 304 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 40 | $2,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 50 | $2,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 59 | $2,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 103 | $2,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 369 | $2,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 130 | $2,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 330 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 43 | $2,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 120 | $2,000 | thousands by filing date | |
| Luckin Coffee Inc | 54951L109 | Equity | 1,003 | $2,000 | thousands by filing date | |
| INVESCO | 46138J528 | EXCHANGE TRADED | 79 | $2,000 | thousands by filing date | |
| INVESCO | 46138J544 | EXCHANGE TRADED | 72 | $2,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 6 | $1,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 30 | $1,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 24 | $1,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 71 | $1,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 18 | $1,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 150 | $1,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 12 | $1,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 5 | $1,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 40 | $1,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 15 | $1,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 65 | $1,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 125 | $1,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 32 | $1,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 140 | $1,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 140 | $1,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 14 | $1,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 23 | $1,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 60 | $1,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 45 | $1,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 50 | $1,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 59 | $1,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 45 | $1,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 59 | $1,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 34 | $1,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 82 | $1,000 | thousands by filing date | |
| NULL | 09071M205 | NULL | 366 | $1,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T400 | CANNABIS ETF | 54 | $1,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 67 | $1,000 | thousands by filing date | |
| Invesco Bulletshares 2022 Munic | 46138J551 | Equities | 30 | $1,000 | thousands by filing date | |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 9 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J569 | BULSHS 2021 MUNI | 29 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Silver Trust | 46428Q109 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCOA CORP COM | 013872106 | Stock | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEMPER CORP COM | 488401100 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACUITY INC COM | 00508Y102 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WABTEC COM | 929740108 | Stock | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARATHON PETE CORP COM | 56585A102 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NIO INC SPON ADS | 62914V106 | ADR | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USA TODAY CO INC | 36472T109 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GARRETT MOTION INC | 366505105 | COM | 101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWMARK GROUP INC | 65158N102 | CL A | 78 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| T-Mobile US Inc Rights 20 | 872590112 | RIGHT 07/27/2020 | 4,708 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BGC PARTNERS INC | 05541T101 | CL A | 170 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TILRAY INC | 88688T100 | COM CL 2 | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 358 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 160 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEXO CORP | 428304109 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FITBIT INC | 33812L102 | CL A | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSENTERIX INC | 89366M300 | COM | 191 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001475896-20-000004 | this filing | 2020-08-24 | acceptance time not in the bulk data set |