13F-HR filed by Asset Dedication, LLC
Asset Dedication, LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-10-17, with 633 holding rows worth $300,756,000.
- Accession
- 0001475896-19-000004
- Filer
- CIK 1475896
- Filed
- 2019-10-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 633 entries on the cover page, a total value of $300,756,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $300,756,000 with VALUE read as thousands by filing date, 13F file number 028-17338. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MERITOR INC | 59001K100 | COMMON STOCK | 337 | $6,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 304 | $6,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721407 | COM | 2,002 | $6,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 66 | $5,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 109 | $5,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 62 | $5,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 17 | $5,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 55 | $5,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 128 | $5,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 142 | $5,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 100 | $5,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 230 | $5,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 222 | $5,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 300 | $5,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 71 | $4,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 115 | $4,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 54 | $4,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 29 | $4,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 1,671 | $4,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 570 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 23 | $4,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 293 | $4,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 27 | $4,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 304 | $4,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 72 | $4,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 25 | $4,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 54 | $4,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 102 | $4,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 48 | $4,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 369 | $4,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 207 | $4,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 73 | $4,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 170 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 43 | $4,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 212 | $4,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 825 | $4,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 22 | $3,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 48 | $3,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 47 | $3,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 200 | $3,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 71 | $3,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 34 | $3,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 265 | $3,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 94 | $3,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 50 | $3,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 200 | $3,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 65 | $3,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 50 | $3,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 140 | $3,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 140 | $3,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 106 | $3,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 90 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G300 | S&P SMLCAP QTY | 110 | $3,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 50 | $3,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 370 | $3,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 209 | $3,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 209 | $3,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 42 | $2,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 34 | $2,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 26 | $2,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 35 | $2,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 100 | $2,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 25 | $2,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 125 | $2,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 26 | $2,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 200 | $2,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 59 | $2,000 | thousands by filing date | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 63 | $2,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 243 | $2,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 330 | $2,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 46 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 35 | $2,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 160 | $2,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 82 | $2,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 2,475 | $2,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 10,702 | $2,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 6 | $1,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 184 | $1,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 24 | $1,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 25 | $1,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 15 | $1,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 65 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 5 | $1,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 78 | $1,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 14 | $1,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 23 | $1,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 56 | $1,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 12 | $1,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 170 | $1,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 45 | $1,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 56 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 16 | $1,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 120 | $1,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 80 | $1,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 34 | $1,000 | thousands by filing date | |
| NULL | 09071M205 | NULL | 366 | $1,000 | thousands by filing date | |
| SPINNAKER ETF SERIES | 84858T400 | CANNABIS ETF | 51 | $1,000 | thousands by filing date | |
| Roadrunner Transportation Systems Inc | 76973Q204 | USD | 120 | $1,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEMPER CORP COM | 488401100 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACUITY INC COM | 00508Y102 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NIO INC SPON ADS | 62914V106 | ADR | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GARRETT MOTION INC | 366505105 | COM | 122 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QURATE RETAIL INC | 74915M100 | COM SER A | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SITE CENTERS CORP | 82981J109 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DISCOVERY INC | 25470F104 | COM SER A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANOPY GROWTH CORP | 138035100 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TILRAY INC | 88688T100 | COM CL 2 | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 358 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GANNETT SPINCO INC | 36473H104 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEXO CORP | 428304109 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FITBIT INC | 33812L102 | CL A | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRINCIPIA BIOPHARMA INC | 74257L108 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001475896-19-000004 | this filing | 2019-10-17 | acceptance time not in the bulk data set |