13F-HR filed by Asset Dedication, LLC
Asset Dedication, LLC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-07-17, with 382 holding rows worth $198,831,000.
- Accession
- 0001475896-17-000003
- Filer
- CIK 1475896
- Filed
- 2017-07-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 382 entries on the cover page, a total value of $198,831,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $198,831,000 with VALUE read as thousands by filing date, 13F file number 028-17338. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 141,295 | $8,162,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 108,819 | $6,358,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 35,282 | $5,242,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 93,408 | $5,179,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 77,544 | $4,952,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 228,927 | $4,919,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 222,320 | $4,709,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 203,757 | $4,594,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 150,955 | $4,233,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 179,857 | $3,821,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 60,203 | $3,663,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 165,220 | $3,490,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 163,602 | $3,468,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 158,615 | $3,319,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 36,984 | $3,273,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 94,986 | $3,016,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 59,847 | $2,999,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 142,013 | $2,947,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 53,327 | $2,937,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 66,127 | $2,700,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 52,034 | $2,605,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 11,267 | $2,502,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 46,878 | $2,437,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 90,765 | $2,419,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 26,429 | $2,413,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 30,770 | $2,406,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 17,700 | $2,248,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 86,747 | $2,221,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,247 | $2,190,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 27,186 | $1,858,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 16,655 | $1,824,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 68,573 | $1,771,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 12,290 | $1,759,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 8,767 | $1,747,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 34,630 | $1,741,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 10,880 | $1,663,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 11,822 | $1,572,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 16,279 | $1,562,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 34,740 | $1,548,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 12,669 | $1,511,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 14,156 | $1,493,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 8,074 | $1,488,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 7,131 | $1,481,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 9,637 | $1,472,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 5,701 | $1,383,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 9,571 | $1,341,000 | thousands by filing date | |
| BulletShares 2025 Corporate | 18383M191 | COM | 57,977 | $1,196,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 14,781 | $1,191,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 46,373 | $1,182,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 34,736 | $1,172,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 18,313 | $1,158,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 29,159 | $1,131,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 44,208 | $1,125,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 7,325 | $1,113,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 6,424 | $1,085,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 33,920 | $1,064,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 26,330 | $1,057,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 38,050 | $1,035,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 11,126 | $1,025,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 12,636 | $1,019,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 41,278 | $990,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 10,562 | $990,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 36,397 | $987,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 7,915 | $966,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 8,301 | $954,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 24,614 | $926,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 27,687 | $926,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 29,991 | $924,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 17,762 | $897,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 10,623 | $891,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 960 | $877,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 8,401 | $877,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 33,022 | $860,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 9,745 | $837,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 24,932 | $837,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 18,562 | $835,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 7,736 | $817,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 10,746 | $803,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 8,970 | $759,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,923 | $754,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 11,296 | $748,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 6,056 | $742,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 12,374 | $716,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 11,904 | $693,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 13,655 | $684,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 14,342 | $647,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,636 | $638,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,905 | $619,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 13,223 | $611,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 7,340 | $610,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 4,185 | $603,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 18,137 | $589,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 10,348 | $566,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 9,699 | $559,000 | thousands by filing date | |
| VTI | 922908769 | COM | 4,278 | $531,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 5,900 | $525,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 7,571 | $524,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 3,332 | $478,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 19,719 | $477,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,736 | $473,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,015 | $452,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 3,787 | $451,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 10,940 | $446,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 5,088 | $425,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 434 | $408,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2,702 | $406,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 7,253 | $366,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 12,402 | $349,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 14,284 | $347,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 4,400 | $345,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,354 | $341,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 994 | $333,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 5,494 | $326,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 1,352 | $320,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,958 | $311,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M126 | GUGGENHEM 2026 | 15,746 | $308,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 4,245 | $307,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 6,786 | $292,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 612 | $290,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 4,467 | $290,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,681 | $268,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 4,151 | $268,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 5,080 | $264,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,392 | $245,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 6,572 | $245,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 5,477 | $244,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 3,918 | $243,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,962 | $242,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 2,724 | $241,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 5,023 | $240,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 5,149 | $239,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,151 | $234,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 7,045 | $224,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 3,994 | $219,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 3,080 | $204,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 967 | $192,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 5,973 | $188,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 959 | $179,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 2,231 | $174,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 1,717 | $172,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 2,354 | $168,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,008 | $165,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 4,776 | $162,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 4,761 | $156,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 3,882 | $154,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 1,757 | $151,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 4,145 | $144,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 2,542 | $141,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 2,460 | $141,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,277 | $140,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 1,064 | $138,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 3,580 | $137,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 1,592 | $132,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 3,318 | $129,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 457 | $126,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 1,017 | $120,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 1,782 | $118,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 825 | $117,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 1,053 | $114,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 800 | $112,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,204 | $111,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 1,300 | $105,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 2,830 | $103,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 714 | $101,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 13,227 | $100,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 3,002 | $98,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 2,995 | $94,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 785 | $93,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 300 | $93,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 311 | $87,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 1,036 | $87,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 925 | $85,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 619 | $84,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 535 | $83,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 1,999 | $83,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 570 | $80,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 509 | $80,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 1,887 | $78,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 2,238 | $78,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 1,139 | $77,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 2,535 | $76,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 613 | $75,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 1,700 | $73,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 1,313 | $72,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 575 | $72,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,291 | $70,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 1,334 | $69,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 711 | $69,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 1,158 | $69,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 1,610 | $67,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 806 | $65,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 1,461 | $64,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 763 | $64,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 483 | $64,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 600 | $64,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 450 | $64,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 936 | $64,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 3,566 | $62,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 2,663 | $62,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 822 | $61,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 601 | $61,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 3,622 | $60,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 3,001 | $60,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 820 | $59,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 851 | $59,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 497 | $58,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 556 | $57,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 400 | $56,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 881 | $56,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 380 | $53,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 1,200 | $53,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 945 | $52,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 388 | $52,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 1,251 | $50,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 154 | $49,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 1,457 | $49,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 1,000 | $48,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 491 | $48,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 596 | $48,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 601 | $46,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 600 | $46,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 342 | $45,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 350 | $43,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 645 | $42,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 3,112 | $42,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 266 | $42,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 650 | $42,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 859 | $39,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 4,228 | $37,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 545 | $37,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 350 | $36,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 201 | $36,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 627 | $34,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 675 | $34,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 565 | $34,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 456 | $32,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 530 | $32,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 2,620 | $32,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 969 | $32,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 542 | $31,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 900 | $31,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 224 | $31,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 402 | $25,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 465 | $25,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 500 | $25,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 917 | $25,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 381 | $24,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 240 | $24,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 2,000 | $23,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 175 | $23,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 270 | $23,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 149 | $22,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 281 | $22,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 290 | $22,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 11 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 375 | $22,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 400 | $21,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 200 | $21,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 250 | $20,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 220 | $20,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 1,322 | $20,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 119 | $20,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 458 | $20,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 292 | $19,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 300 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 360 | $19,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 93 | $18,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 3,000 | $18,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 209 | $18,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 136 | $18,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 100 | $18,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 320 | $18,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 234 | $18,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 302 | $17,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 164 | $17,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 100 | $17,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 191 | $16,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 189 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 150 | $16,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 250 | $16,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 400 | $15,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 156 | $15,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 423 | $15,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 225 | $15,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641679 | DJ COMMD ETN39 | 974 | $15,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 33 | $14,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 275 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 80 | $14,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 109 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 315 | $13,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 150 | $13,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 4,043 | $13,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 200 | $13,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 250 | $13,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 1,000 | $13,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 180 | $12,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 329 | $12,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 1,140 | $12,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 99 | $12,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 760 | $12,000 | thousands by filing date | |
| PARKWAY INC COM | 70156Q107 | Stock | 528 | $12,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 86 | $11,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 144 | $11,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 160 | $11,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 75 | $10,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 170 | $10,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 142 | $10,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 33 | $10,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 168 | $10,000 | thousands by filing date | |
| Bancorp 34 Inc | 05970V106 | Com | 698 | $10,000 | thousands by filing date | |
| IJH | 464287507 | COM | 50 | $9,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 62 | $9,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 300 | $9,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 546 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 197 | $9,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 225 | $9,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 74 | $9,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 100 | $8,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 107 | $8,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 117 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 241 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 92 | $8,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 50 | $8,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 235 | $7,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 50 | $7,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 76 | $7,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 30 | $7,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 642 | $7,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 350 | $7,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 100 | $7,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 128 | $7,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 138 | $7,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 89 | $7,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 1,246 | $7,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 100 | $7,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 75 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 30 | $6,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 144 | $6,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 218 | $5,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 13 | $5,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 50 | $5,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 274 | $5,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 125 | $5,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 75 | $5,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 135 | $5,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 50 | $4,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 43 | $4,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 55 | $4,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 145 | $4,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 200 | $4,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 500 | $4,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 78 | $4,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 60 | $3,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 62 | $3,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 293 | $3,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 140 | $3,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 140 | $3,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 461 | $3,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 160 | $3,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 31 | $2,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 40 | $2,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 29 | $2,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 64 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 20 | $2,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 200 | $2,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 309 | $2,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 106 | $2,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 3,140 | $2,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 329 | $2,000 | thousands by filing date | |
| WISDOMTREE DYNAMIC LONG/SHORT | 97717x313 | INDX FD | 76 | $2,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 19 | $1,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 6 | $1,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 26 | $1,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 120 | $1,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 5 | $1,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 50 | $1,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 75 | $1,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 14 | $1,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 9 | $1,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001475896-17-000003 | this filing | 2017-07-17 | acceptance time not in the bulk data set |