13F-HR filed by Asset Dedication, LLC
Asset Dedication, LLC filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-16, with 743 holding rows worth $152,384,000.
- Accession
- 0001475896-16-000005
- Filer
- CIK 1475896
- Filed
- 2016-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 744 entries on the cover page, a total value of $152,384,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $152,384,000 with VALUE read as thousands by filing date, 13F file number 028-17338. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 127,149 | $6,235,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 121,282 | $5,891,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 198,954 | $4,739,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 34,330 | $4,024,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 37,667 | $3,498,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 146,475 | $3,060,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 59,721 | $3,012,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 123,326 | $2,530,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 108,680 | $2,400,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 118,127 | $2,396,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 45,943 | $2,236,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 10,894 | $2,232,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 98,085 | $2,209,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 54,146 | $2,133,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 38,663 | $2,102,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 104,517 | $2,083,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 98,972 | $2,080,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 74,492 | $1,929,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 87,416 | $1,824,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 27,529 | $1,818,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 23,059 | $1,797,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 56,567 | $1,762,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 87,634 | $1,733,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 16,108 | $1,655,000 | thousands by filing date | |
| BOEING CO. | 97023105 | COM | 11,291 | $1,633,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Walt Disney Co | 254687106 | COM | 15,447 | $1,623,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 54,993 | $1,610,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 30,217 | $1,574,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,269 | $1,534,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 10,939 | $1,505,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 46,916 | $1,413,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 25,086 | $1,392,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 10,454 | $1,383,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 13,099 | $1,379,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 14,733 | $1,368,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 16,971 | $1,290,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 33,268 | $1,146,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 61,299 | $1,124,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 9,346 | $1,104,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 26,751 | $1,032,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 13,208 | $1,024,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 15,586 | $974,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 9,577 | $957,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC | 89417E113 | COM | 8,268 | $933,000 | thousands by filing date | |
| Bank of America | 60505104 | COM | 55,388 | $932,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Pfizer Inc. | 717081103 | COM | 28,523 | $921,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 12,551 | $921,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 9,157 | $904,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 6,004 | $904,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 7,505 | $883,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,154 | $876,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 20,149 | $866,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 12,971 | $864,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 10,463 | $831,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 4,692 | $816,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 29,845 | $810,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC. CLASS B | 84670702 | COM | 6,099 | $805,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 6,602 | $794,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 22,968 | $790,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 9,316 | $786,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 20,094 | $758,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 28,166 | $750,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 10,135 | $746,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 7,106 | $744,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 8,177 | $736,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 15,167 | $719,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 12,454 | $703,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 12,874 | $700,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 15,078 | $697,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 6,825 | $691,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 11,720 | $688,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 12,735 | $673,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 13,428 | $671,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 18,250 | $667,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 8,601 | $661,000 | thousands by filing date | |
| American Express | 25816109 | COM | 9,391 | $653,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SPY | 78462F103 | SHS | 3,165 | $645,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,980 | $643,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 19,938 | $634,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 11,624 | $602,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 13,429 | $602,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 3,023 | $565,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 20,562 | $558,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 19,158 | $528,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 4,712 | $510,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 5,245 | $504,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 17,085 | $493,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,983 | $484,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 607 | $472,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 5,633 | $445,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 8,905 | $440,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 12,908 | $422,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 15,907 | $406,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 4,607 | $403,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 14,544 | $386,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 8,861 | $378,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 3,766 | $375,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,225 | $375,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 5,939 | $364,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 5,330 | $362,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 9,305 | $361,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 3,985 | $353,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 2,915 | $351,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 8,306 | $329,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 7,254 | $326,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 3,316 | $324,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 4,850 | $323,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 5,395 | $320,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 5,838 | $320,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 4,369 | $305,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 12,386 | $305,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 10,948 | $299,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 5,930 | $296,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 4,547 | $295,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 11,502 | $295,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 14,944 | $292,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 861 | $291,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 4,044 | $289,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 3,998 | $288,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,571 | $283,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,963 | $273,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2,324 | $266,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 2,264 | $248,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,433 | $229,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 6,233 | $229,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,307 | $222,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 8,639 | $221,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 5,466 | $220,000 | thousands by filing date | |
| Renasant Corp | 7597E111 | EQUITIES | 6,405 | $220,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,115 | $215,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 4,182 | $214,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,058 | $209,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 2,570 | $205,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 2,788 | $186,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 5,973 | $183,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 3,863 | $180,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 2,995 | $180,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 3,518 | $175,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 2,340 | $170,000 | thousands by filing date | |
| BAIDU INC SPONSORED ADR REPSTG ORD SHS | 56752108 | COM | 896 | $169,000 | thousands by filing date | The CUSIP as filed is malformed. |
| iShares Gold Trust | 464285105 | ISHARES | 16,353 | $167,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 2,184 | $166,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 1,921 | $160,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 4,969 | $160,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 1,805 | $159,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 2,981 | $158,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 1,943 | $157,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 1,717 | $155,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 3,046 | $154,000 | thousands by filing date | |
| Anthem Inc. | 36752103 | COM | 1,093 | $152,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 793 | $150,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 2,261 | $150,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 2,516 | $146,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 1,322 | $146,000 | thousands by filing date | |
| AEGON NV PERPETUAL | 007924400 | PRF | 5,590 | $145,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,855 | $144,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 1,751 | $143,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,854 | $141,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 1,168 | $140,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1,168 | $135,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 967 | $133,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 2,888 | $131,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 2,270 | $129,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 1,025 | $126,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 2,118 | $123,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 1,573 | $121,000 | thousands by filing date | |
| AEGON NV 6.375 $1.594 PFD | 007924301 | PREFERRED | 4,700 | $121,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 2,928 | $120,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 8,430 | $119,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 723 | $117,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 1,982 | $115,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 1,149 | $114,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 1,729 | $112,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 3,882 | $112,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 909 | $109,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 2,031 | $106,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 3,854 | $106,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 1,841 | $106,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 814 | $105,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 625 | $100,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 2,129 | $100,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 6,461 | $98,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E306 | DJ INTERNT IDX | 1,300 | $97,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 958 | $94,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 1,848 | $93,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 1,385 | $92,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 1,690 | $90,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 1,057 | $89,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 845 | $88,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 1,724 | $87,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 1,053 | $87,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 800 | $86,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 2,188 | $84,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 13,460 | $83,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,081 | $82,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 960 | $78,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 4,994 | $78,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 602 | $77,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 6,462 | $77,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 2,110 | $76,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 1,965 | $76,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 12,500 | $75,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 777 | $72,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 872 | $71,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 9,200 | $70,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 1,722 | $70,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,003 | $69,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 640 | $68,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 936 | $68,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 216 | $68,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 2,080 | $66,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,900 | $65,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 844 | $65,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 372 | $64,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 332 | $62,000 | thousands by filing date | |
| BP PLC ADR | 55622104 | COM | 1,973 | $62,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,403 | $60,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 645 | $60,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 1,200 | $60,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 1,233 | $59,000 | thousands by filing date | |
| IJH | 464287507 | COM | 416 | $58,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 1,200 | $58,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 563 | $58,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 659 | $57,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 660 | $56,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 2,995 | $56,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 483 | $53,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 533 | $52,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 502 | $52,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 613 | $52,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 4,369 | $52,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 1,178 | $51,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 201 | $51,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 925 | $51,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 90 | $49,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 797 | $49,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 2,265 | $49,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 1,007 | $48,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 604 | $47,000 | thousands by filing date | |
| ACE | 00440P979 | Common | 398 | $47,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 3,430 | $46,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 585 | $46,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 978 | $45,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 189 | $45,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 1,979 | $45,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 1,531 | $44,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 285 | $44,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 3,051 | $44,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 629 | $43,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 404 | $42,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 422 | $41,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 573 | $41,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 494 | $41,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 859 | $41,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 722 | $41,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 750 | $40,000 | thousands by filing date | |
| TARGET CORP | 87612E110 | COM | 540 | $39,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 174 | $38,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 850 | $38,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 536 | $36,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 400 | $36,000 | thousands by filing date | |
| ANNALY MORTGAGE MANAGEMENT | 35710409 | COM | 3,870 | $36,000 | thousands by filing date | The CUSIP as filed is malformed. |
| YAHOO INC | 984332106 | COM | 1,041 | $35,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 441 | $34,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 315 | $34,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 391 | $33,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 442 | $33,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 205 | $33,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 268 | $33,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 545 | $33,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 604 | $33,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 288 | $32,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 340 | $32,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 313 | $32,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 949 | $32,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 219 | $32,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 2,362 | $32,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 290 | $31,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 363 | $31,000 | thousands by filing date | |
| Becton Dickinson | 75887109 | COM | 200 | $31,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PRICELINE GRP INC | 741503403 | COM NEW | 23 | $29,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 196 | $28,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 392 | $28,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 700 | $28,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 1,168 | $28,000 | thousands by filing date | |
| RIGHTMOVE PLC WINTERHILL SHS ISIN #GB00B2987V85 SEDOL #B2987V8 | G75657109 | COM | 462 | $28,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 997 | $27,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 1,504 | $27,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 1,129 | $27,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 1,760 | $27,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 400 | $26,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 384 | $26,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 390 | $26,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 752 | $26,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 440 | $25,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 216 | $25,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 201 | $24,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 236 | $24,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 240 | $24,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 975 | $24,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 528 | $24,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 600 | $24,000 | thousands by filing date | |
| ARM HOLDINGS INC | 42068106 | ADR | 536 | $24,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Salesforce.com, Inc | 79466L302 | COM | 299 | $23,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 521 | $23,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 284 | $23,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 3,275 | $23,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 1,209 | $22,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 417 | $22,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 190 | $22,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 550 | $22,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 428 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 538 | $22,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 630 | $22,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 500 | $21,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 243 | $21,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 1,300 | $21,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 900 | $21,000 | thousands by filing date | |
| KIMCO RLTY CORP $1.5 PFD | 49446R794 | PREFERRED | 800 | $21,000 | thousands by filing date | |
| PUBLIC STORAGE PFD T 1/1000TH | 74460W404 | PFD | 800 | $21,000 | thousands by filing date | |
| Merrill Lynch PFD Cap TR Iiitoprs 7% | 59021F206 | Pfd Stk | 780 | $20,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 39 | $19,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 179 | $19,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 3,375 | $19,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 336 | $19,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 189 | $18,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 71 | $18,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 200 | $18,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 87 | $18,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 205 | $18,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 453 | $18,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 234 | $18,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 1,295 | $18,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 700 | $18,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 230 | $18,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 160 | $17,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 135 | $17,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 450 | $17,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 519 | $17,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 168 | $17,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 616 | $17,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 143 | $17,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 818 | $17,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 262 | $16,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 90 | $16,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 200 | $16,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 302 | $16,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 500 | $16,000 | thousands by filing date | |
| OCATA THERAPEUTICS INC | 67457L100 | COM | 1,915 | $16,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 150 | $15,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 270 | $15,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 600 | $15,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 200 | $14,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 209 | $14,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 160 | $14,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 325 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 427 | $14,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 508 | $14,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 900 | $14,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 401 | $13,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 305 | $13,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 150 | $13,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 240 | $13,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 156 | $13,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 128 | $13,000 | thousands by filing date | |
| METLIFE INC | 59156R504 | Common Stock | 500 | $13,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 443 | $13,000 | thousands by filing date | |
| PUBLIC STORAGE DEP $1.475 PFD | 74460W206 | PREFERRED | 500 | $13,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 125 | $12,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 113 | $12,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 206 | $12,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 133 | $12,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 1,097 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 79 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 80 | $12,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 500 | $12,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 107 | $12,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 424 | $12,000 | thousands by filing date | |
| Bank of Marin Bancorp | 63425102 | CS | 220 | $12,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 450 | $11,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 42 | $11,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 500 | $11,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 162 | $11,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 178 | $11,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 173 | $11,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 150 | $11,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 210 | $11,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 800 | $11,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 388 | $11,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 59 | $11,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 459 | $11,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 263 | $11,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 150 | $11,000 | thousands by filing date | |
| US BANCORP | 902973155 | Common Stock | 500 | $11,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 219 | $11,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 805 | $11,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 510 | $11,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 79 | $10,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 100 | $10,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 725 | $10,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 220 | $10,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 84 | $10,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 790 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 263 | $10,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 233 | $10,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 128 | $10,000 | thousands by filing date | |
| Bayerische Motoren Werke AG | D12096109 | COM | 100 | $10,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 200 | $10,000 | thousands by filing date | |
| MORGAN STANLEY CAPITAL TRUST 6.45% $1.6125 PFD | 61753R200 | PREFERRED | 400 | $10,000 | thousands by filing date | |
| CR BARD INC | 67383109 | COM | 53 | $10,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Deutsche Bk Tst 6.55%Perp Cl 5 | 25153x208 | PFD | 400 | $10,000 | thousands by filing date | |
| AMERCO | 23586100 | CS | 25 | $10,000 | thousands by filing date | The CUSIP as filed is malformed. |
| iShares Silver Trust | 46428Q109 | COM | 650 | $9,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 173 | $9,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 284 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 336 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 55 | $9,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 137 | $9,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 150 | $9,000 | thousands by filing date | |
| TOTAL S A ADR F | 89151E113 | cs | 200 | $9,000 | thousands by filing date | |
| IPATH PURE BETA INDUSTRIALS | 06740P296 | ETP | 390 | $9,000 | thousands by filing date | |
| ALABAMA PWR CO PFD CL A 5.83% | 010392611 | PFD | 300 | $9,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 156 | $8,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 117 | $8,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 190 | $8,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 234 | $8,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 290 | $8,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 351 | $8,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 467 | $8,000 | thousands by filing date | |
| MERRILL LYNCH CAPITAL | 59024T203 | PRF | 300 | $8,000 | thousands by filing date | |
| MANDARIN ORIENTAL INTL LTD | G57848106 | ORD H | 5,000 | $8,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 104 | $7,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 129 | $7,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 227 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 216 | $7,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 128 | $7,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,000 | $7,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 300 | $7,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 1,200 | $7,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 61 | $6,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 101 | $6,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 100 | $6,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 86 | $6,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 50 | $6,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 479 | $6,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 50 | $6,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 100 | $6,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 760 | $6,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 33 | $6,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 42 | $6,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 1,250 | $6,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 100 | $6,000 | thousands by filing date | |
| BAKER HUGHES INC. | 57224107 | COM | 130 | $6,000 | thousands by filing date | The CUSIP as filed is malformed. |
| MERRILL LYNCH 6.45% | 590199204 | PRF | 223 | $6,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 100 | $6,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 42 | $5,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 300 | $5,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 83 | $5,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 57 | $5,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 75 | $5,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 64 | $5,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 100 | $5,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 151 | $5,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 200 | $5,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 27 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 146 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 48 | $5,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 625 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 264 | $5,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 46 | $5,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 277 | $5,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 66 | $4,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 67 | $4,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 100 | $4,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 90 | $4,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 53 | $4,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 246 | $4,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 110 | $4,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 100 | $4,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 42 | $4,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 106 | $4,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 60 | $4,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 75 | $4,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 79 | $4,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 42 | $4,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 70 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 30 | $4,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 160 | $4,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 394 | $4,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 300 | $4,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 200 | $4,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 630 | $4,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 44 | $4,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 250 | $4,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 250 | $4,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 167 | $4,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 1,000 | $4,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 154 | $4,000 | thousands by filing date | |
| APACHE CORP | 37411105 | COM | 87 | $4,000 | thousands by filing date | The CUSIP as filed is malformed. |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 28 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001475896-16-000005 | this filing | 2016-02-16 | acceptance time not in the bulk data set |