13F-HR filed by HRT FINANCIAL LP
HRT FINANCIAL LP filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 3,211 holding rows worth $16,402,282,000.
- Accession
- 0001475597-21-000018
- Filer
- CIK 1475597
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 3,212 entries on the cover page, a total value of $16,402,282,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $16,402,282,000 with VALUE read as thousands by filing date, 13F file number 028-16455. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SOFI TECHNOLOGIES INC | 83406F110 | *W EXP 05/28/202 | 10,789 | $67,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 11,460 | $66,000 | thousands by filing date | |
| PALLADYNE AI CORP | 80359A114 | *W EXP 09/24/202 | 83,648 | $65,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 62,260 | $65,000 | thousands by filing date | |
| AGILETHOUGHT INC 11.5000EXP01/10/2025 | 00857F118 | WARR | 62,773 | $64,000 | thousands by filing date | |
| QNITY ELECTRONICS INC | 817323207 | COM | 14,583 | $64,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 10,695 | $64,000 | thousands by filing date | |
| HAPPINESS DEVELOPMENT GRP LT | G4289N114 | ORD SHS CL A | 66,912 | $64,000 | thousands by filing date | |
| SUNLIGHT FINANCIAL HOLDINGS | 86738J114 | *W EXP 07/09/202 | 58,983 | $64,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 11,986 | $63,000 | thousands by filing date | |
| ANPAC BIO MED SCIENCE CO LTD | 03635R107 | cs | 19,594 | $63,000 | thousands by filing date | |
| GENFIT S A | 372279109 | ADS | 16,769 | $62,000 | thousands by filing date | |
| ORIGIN MATERIALS INC | 68622D114 | *W EXP 06/25/202 | 40,080 | $62,000 | thousands by filing date | |
| OUSTER INC | 68989M111 | *W EXP 03/11/202 | 39,600 | $62,000 | thousands by filing date | |
| TD HLDGS INC COM NEW | 87250W103 | Stock | 91,597 | $62,000 | thousands by filing date | |
| BIMI INTERNATIONAL MEDICAL I | 05552Q103 | COM | 86,468 | $62,000 | thousands by filing date | |
| LUMIRADX LTD | g5709l117 | WT | 48,650 | $61,000 | thousands by filing date | |
| RENEW ENERGY GLOBAL PLC | G7500M120 | WTS | 33,292 | $60,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L115 | *W EXP 03/30/202 | 32,960 | $60,000 | thousands by filing date | |
| VOLTA INC | 92873V110 | *W EXP 08/26/202 | 23,809 | $60,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP WT EXP 042625 | G35006124 | COM | 172,802 | $60,000 | thousands by filing date | |
| SEAPORT GLOBAL ACQUISITN COR | 812227114 | *W EXP 12/15/202 | 64,610 | $60,000 | thousands by filing date | |
| GUARDFORCE AI CO LTD | G4236L112 | SHS | 15,022 | $59,000 | thousands by filing date | |
| XOS INC | 98423B116 | *W EXP 08/20/202 | 54,993 | $58,000 | thousands by filing date | |
| EFFECTOR THERAPEUTICS INC | 28202V116 | *W EXP 12/31/202 | 35,670 | $58,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A111 | *W EXP 04/01/202 | 86,750 | $58,000 | thousands by filing date | |
| WEIDAI LTD | 94861A108 | SPONS ADS | 76,107 | $58,000 | thousands by filing date | |
| BARK INC | 68622E112 | *W EXP 05/01/202 | 33,703 | $57,000 | thousands by filing date | |
| QUANTUM SI INC | 74765K113 | *W EXP 06/10/202 | 28,447 | $57,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 12,659 | $57,000 | thousands by filing date | |
| AESTHETIC MED INTL HLDG GR L | 00809M104 | ADR | 14,368 | $57,000 | thousands by filing date | |
| SCVX CORP | G79448117 | *W EXP 01/24/202 | 71,643 | $57,000 | thousands by filing date | |
| BOQII HLDG LTD | 09950L104 | SPONSORED ADS | 24,768 | $57,000 | thousands by filing date | |
| ARQIT QUANTUM INC | G0567U119 | WTS | 27,442 | $56,000 | thousands by filing date | |
| AMBOW ED HLDG LTD SPONSORED ADS | 02322P200 | ADR | 38,355 | $56,000 | thousands by filing date | |
| HORIZON ACQUISITION CORP | G46049113 | *W EXP 08/19/202 | 33,366 | $56,000 | thousands by filing date | |
| CAZOO GROUP LTD | G2007L113 | *W EXP 08/26/202 | 37,460 | $55,000 | thousands by filing date | |
| Jasper Therapeutics Inc W Exp 09/24/202 | 471871111 | SPAC Combination | 37,045 | $54,000 | thousands by filing date | |
| Reviva Pharmaceuticals Holdings Inc | 76152G100 | Common Stock | 13,453 | $54,000 | thousands by filing date | |
| KAIVAL BRNDS INNOVATNS GRP I | 483104204 | COM NEW | 39,949 | $54,000 | thousands by filing date | |
| SHARECARE INC | 81948W112 | *W EXP 07/01/202 | 27,612 | $54,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 12,206 | $53,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 35,058 | $53,000 | thousands by filing date | |
| Nerdy Eqy Warrant | 64081V117 | Equity | 25,540 | $53,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 38,186 | $52,000 | thousands by filing date | |
| GIGCAPITAL4 INC | 37518G119 | *W EXP 02/08/202 | 49,928 | $52,000 | thousands by filing date | |
| CODE CHAIN NEW CONTINENT LTD | 19200A105 | COM | 40,602 | $52,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 22,308 | $51,000 | thousands by filing date | |
| VALENS SEMICONDUCTOR LTD | M9607U107 | *W EXP 09/30/202 | 82,532 | $51,000 | thousands by filing date | |
| RYB ED INC | 74979W101 | ADR | 18,074 | $51,000 | thousands by filing date | |
| INNOVIZ TECHNOLOGIES LTD | M5R635116 | *W EXP 04/05/202 | 32,019 | $51,000 | thousands by filing date | |
| LIVEVOX HOLDING INC | 53838L118 | WTS | 41,890 | $51,000 | thousands by filing date | |
| ROMAN DBDR TECH ACQUISITION | 77584N119 | *W EXP 10/31/202 | 31,848 | $51,000 | thousands by filing date | |
| SOMALOGIC INC | 83444k113 | WT | 14,326 | $49,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 42,767 | $49,000 | thousands by filing date | |
| DOMA HOLDINGS INC | 25703A112 | *W EXP 07/28/202 | 35,201 | $49,000 | thousands by filing date | |
| Reservoir Media Inc W Exp 08/26/202 | 76119X113 | SPAC Combination | 24,451 | $48,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 37,900 | $48,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 11,879 | $48,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 20,504 | $47,000 | thousands by filing date | |
| EPICQUEST EDUCATN GRP INTL L | G3104J100 | COM | 11,504 | $47,000 | thousands by filing date | |
| DPCM CAP INC | 23344P119 | *W EXP 10/14/202 | 76,712 | $47,000 | thousands by filing date | |
| EURO TECH HOLDINGS CO LTD | G32030127 | SHS NEW | 14,303 | $46,000 | thousands by filing date | |
| 4D PHARMA PLC | 35085K117 | *W EXP 03/22/202 | 67,158 | $46,000 | thousands by filing date | |
| HUDSON CAPITAL INC | G4645C208 | SHS NEW | 18,594 | $46,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513117 | *W EXP 01/17/202 | 57,892 | $45,000 | thousands by filing date | |
| GREENPRO CAP CORP COM NEW | 39540F101 | Stock | 73,763 | $45,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 50,107 | $44,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 17,574 | $43,000 | thousands by filing date | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 29,405 | $43,000 | thousands by filing date | |
| YUNJI INC | 98873N107 | ADS RP CL A | 60,749 | $43,000 | thousands by filing date | |
| OWLET INC | 69120X115 | *W EXP 09/14/202 | 46,665 | $43,000 | thousands by filing date | |
| WHEELS UP EXPERIENCE INC | 96328L114 | *W EXP 07/13/202 | 34,506 | $43,000 | thousands by filing date | |
| THE BEACHBODY COMPANY INC | 073463119 | *W EXP 12/31/202 | 36,908 | $43,000 | thousands by filing date | |
| SEVEN OAKS ACQUISITION CORP | 81787X114 | *W EXP 12/22/202 | 54,823 | $43,000 | thousands by filing date | |
| MARQUEE RAINE ACQUISITION CO | G58442123 | *W EXP 12/01/202 | 30,954 | $43,000 | thousands by filing date | |
| REE AUTOMOTIVE LTD WT EXP 072226 | M8287R111 | Stock | 49,951 | $43,000 | thousands by filing date | |
| ARCHER AVIATION INC | 03945R110 | *W EXP 09/16/202 | 26,506 | $42,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 19,293 | $42,000 | thousands by filing date | |
| LIGHTNING EMOTORS INC 11.5000EXP05/18/2025 | 53228T119 | WARR | 26,431 | $42,000 | thousands by filing date | |
| BLUECITY HLDGS LTD | 09610L106 | ADS | 14,199 | $42,000 | thousands by filing date | |
| JIANPU TECHNOLOGY INC | 47738D309 | ADS COMMON | 28,363 | $41,000 | thousands by filing date | |
| GROWTH CAP ACQUISITION CORP | 39986V115 | *W EXP 06/01/202 | 44,162 | $41,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 17,265 | $40,000 | thousands by filing date | |
| URANIUM RTY CORP | 91702V101 | COM | 11,089 | $40,000 | thousands by filing date | |
| Cango Inc/KY | 137586103 | ADS | 10,199 | $40,000 | thousands by filing date | |
| EQONEX LIMITED | Y2074E109 | SHS | 12,321 | $39,000 | thousands by filing date | |
| UPHEALTH INC 11.5000EXP07/01/2024 | 91532B119 | WARR | 83,774 | $38,000 | thousands by filing date | |
| GREEN GIANT INC | 16948W209 | COM NEW | 25,609 | $38,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D117 | *W EXP 10/09/202 | 19,618 | $38,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 27,333 | $37,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 30,249 | $37,000 | thousands by filing date | |
| TABOOLA.COM LTD | M8744T114 | *W EXP 99/99/999 | 19,571 | $36,000 | thousands by filing date | |
| PIONEER MERGER CORP | G7S24C111 | *W EXP 01/07/202 | 33,286 | $36,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC | 25614T309 | COM NEW | 28,668 | $36,000 | thousands by filing date | |
| ROYALTY MGMT HLDG CORP | 02369M110 | *W EXP 10/31/202 | 62,857 | $35,000 | thousands by filing date | |
| KBS FASHION GROUP LTD | Y46002203 | COM NEW | 11,880 | $35,000 | thousands by filing date | |
| BIG CYPRESS ACQUISITION CORP | 089115117 | *W EXP 07/25/202 | 39,939 | $35,000 | thousands by filing date | |
| MARKFORGED HOLDING CORPORATI | 57064N110 | *W EXP 07/14/202 | 25,148 | $34,000 | thousands by filing date | |
| SKILLSOFT CORP | 83066P119 | *W EXP 06/11/202 | 12,573 | $34,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D116 | *W EXP 12/31/202 | 143,952 | $34,000 | thousands by filing date | |
| CLARUS THERAPEUTICS HOLDINGS | 18271L115 | CMN | 46,457 | $34,000 | thousands by filing date | |
| LIONHEART ACQUISITION CORP II WT EXP 021426 | 53625R112 | COM | 37,246 | $34,000 | thousands by filing date | |
| Momentus Inc W Exp 08/12/202 | 60879E119 | SPAC Combination | 12,739 | $33,000 | thousands by filing date | |
| AIRSPANNETWORKSHOLDINGSIN | 00951K112 | Warrant | 44,248 | $33,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQU II | 242794113 | *W EXP 01/19/202 | 27,293 | $33,000 | thousands by filing date | |
| BROADSTONE ACQUISITION CORP | G1739V126 | *W EXP 09/15/202 | 31,238 | $33,000 | thousands by filing date | |
| ACE CONVERGENCE ACQU CORP | G0083D104 | *W EXP 09/30/202 | 55,961 | $32,000 | thousands by filing date | |
| CERBERUS TELECOM ACQUISITION | G2040C120 | *W EXP 99/99/999 | 32,595 | $32,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 10,604 | $31,000 | thousands by filing date | |
| EVER GLORY INTL GRP INC | 299766204 | COM | 11,271 | $31,000 | thousands by filing date | |
| PINTEC TECHNOLOGY HLDGS LTD SPONSORED ADS | 72352G107 | ADR | 31,349 | $31,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 19,569 | $31,000 | thousands by filing date | |
| KATAPULT HOLDINGS INC | 485859110 | *W EXP 06/09/202 | 19,776 | $30,000 | thousands by filing date | |
| PLAYSTUDIOS INC | 72815G116 | *W EXP 99/99/999 | 40,115 | $30,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 15,691 | $30,000 | thousands by filing date | |
| BLUE HAT INTERACTIVE ENTMT T | G1329V106 | SHS | 49,991 | $30,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 13,427 | $29,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 19,704 | $29,000 | thousands by filing date | |
| ASTRA SPACE INC | 04634X111 | *W EXP 08/04/202 | 12,326 | $29,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V959 | COM | 15,300 | $29,000 | thousands by filing date | |
| CCC INTELLIGENT SOLUTIONS HL | 12510Q118 | W EXP 07/30/202 | 12,802 | $29,000 | thousands by filing date | |
| ACON S2 ACQUISITION CORP | G00748114 | *W EXP 09/15/202 | 23,199 | $28,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 31,086 | $28,000 | thousands by filing date | |
| Gdev Inc W Exp 99/99/999 | G6529J118 | SPAC Combination | 32,403 | $27,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 38,036 | $27,000 | thousands by filing date | |
| METEN HOLDING GROUP LTD | G6055H114 | ORD SHS | 77,304 | $27,000 | thousands by filing date | |
| MOUNTAIN CREST ACQUSTN CORP | 62402D113 | RIGHT 04/07/2022 | 36,115 | $27,000 | thousands by filing date | |
| ASLAN PHARMACEUTICALS LTD | 04522R101 | ADR | 15,060 | $26,000 | thousands by filing date | |
| STEALTH BIOTHERAPEUTICS CORP SPONSORED ADS | 85789A105 | Stock | 19,835 | $26,000 | thousands by filing date | |
| INPIXON | 45790J800 | COM | 31,496 | $26,000 | thousands by filing date | |
| ARDAGH METAL PACKAGING S A | L02235114 | *W EXP 08/04/202 | 11,709 | $25,000 | thousands by filing date | |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 10,435 | $25,000 | thousands by filing date | |
| OMNICHANNEL ACQUISITION CORP | 68218L116 | *W EXP 12/30/202 | 30,146 | $25,000 | thousands by filing date | |
| TALKSPACE INC | 87427V111 | *W EXP 06/21/202 | 31,285 | $24,000 | thousands by filing date | |
| CNS PHARMACEUTICALS INC | 18978H102 | COM | 16,531 | $24,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 22,659 | $24,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 25,066 | $24,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514111 | *W EXP 09/26/202 | 14,162 | $24,000 | thousands by filing date | |
| ROCKLEY PHOTONICS HLDGS LTD | G7614L117 | *W EXP 08/11/202 | 10,003 | $23,000 | thousands by filing date | |
| BERKSHIRE GREY INC | 084656115 | *W EXP 07/21/202 | 19,826 | $23,000 | thousands by filing date | |
| DELWINDS INS ACQUISITION COR | 24803C110 | WTS | 36,870 | $23,000 | thousands by filing date | |
| ITHAX ACQUISITION CORP | G49775128 | WTS | 36,660 | $23,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 48,301 | $23,000 | thousands by filing date | |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 20,069 | $22,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M503 | COM NEW | 10,023 | $22,000 | thousands by filing date | |
| EDIFY ACQUISITION CORP | 28059Q111 | WARR | 36,900 | $21,000 | thousands by filing date | |
| CELULARITY INC | 151190113 | *W EXP 07/16/202 | 17,683 | $20,000 | thousands by filing date | |
| SURROZEN INC | 86889P117 | *W EXP 08/01/203 | 18,220 | $20,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 45,792 | $20,000 | thousands by filing date | |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 13,640 | $19,000 | thousands by filing date | |
| Northern Star Investment Corp II | 66573W115 | Warrant | 14,082 | $19,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 19,290 | $19,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M117 | *W EXP 05/10/202 | 99,990 | $19,000 | thousands by filing date | |
| HEALTHCARE CAPITAL CORP | 42228C119 | *W EXP 12/31/202 | 28,612 | $19,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 12,749 | $18,000 | thousands by filing date | |
| EVOLVE TRANSITION INFRASTRU | 30053M104 | COM UNITS REP B | 17,278 | $18,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 17,472 | $18,000 | thousands by filing date | |
| SENESTECH INC | 81720R208 | COM NEW | 11,957 | $18,000 | thousands by filing date | |
| BIT BROTHER LIMITED | G1144D109 | SHS | 21,437 | $18,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 89,800 | $17,000 | thousands by filing date | |
| HIPPO HLDGS INC | 433539111 | *W EXP 08/02/202 | 18,637 | $17,000 | thousands by filing date | |
| OTONOMO TECHNOLOGIES LTD | M7571L111 | *W EXP 08/13/202 | 22,418 | $17,000 | thousands by filing date | |
| POWERBRIDGE TECHNLOGIES CO LTD ORD SHS | G72007100 | ORD SHS | 15,431 | $17,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 27,050 | $17,000 | thousands by filing date | |
| WTS/GLOBAL SPAC PARTNERS CO EXP11/30/2027 | G3934K111 | COM | 38,372 | $17,000 | thousands by filing date | |
| LOCAL BOUNTI COR | G5463T124 | EQUITY WRT | 22,945 | $17,000 | thousands by filing date | |
| VISTAS MEDIA ACQUISITION CO | 92840T115 | *W EXP 08/01/202 | 25,231 | $17,000 | thousands by filing date | |
| THIMBLE POINT ACQUISITION CO | 88408P115 | *W EXP 02/04/202 | 18,111 | $17,000 | thousands by filing date | |
| ALARUM TECHNOLOGIES LTD SPONSORD ADS NEW | 78643B401 | ADR | 15,557 | $16,000 | thousands by filing date | |
| STONEBRIDGE ACQUISITION CORP | G85094129 | *W EXP 99/99/999 | 36,000 | $15,000 | thousands by filing date | |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 12,475 | $15,000 | thousands by filing date | |
| Malacca Straits Acquisition Company Limited | G5859B109 | Warrant | 37,699 | $15,000 | thousands by filing date | |
| WTS/NORTHERN LIGHTS ACQUISITN CORP EXP11/01/2027 | 66538L113 | COM | 35,507 | $15,000 | thousands by filing date | |
| TH INTERNATIONAL LIMITED WT EXP 092827 | G81355128 | Stock | 21,479 | $14,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 18,672 | $13,000 | thousands by filing date | |
| MOGU INC SPON ADS | 608012100 | ADR | 13,844 | $13,000 | thousands by filing date | |
| ALTERITY THERAPEUTICS LTD | 02155X106 | SPONSORED ADR | 10,610 | $13,000 | thousands by filing date | |
| ADARA ACQUISITION CORP | 00653H110 | *W EXP 02/11/202 | 25,762 | $13,000 | thousands by filing date | |
| CUENTAS INC | 229794110 | *W EXP 02/04/202 | 14,173 | $13,000 | thousands by filing date | |
| AVINGER INC | 053734604 | COM | 18,490 | $13,000 | thousands by filing date | |
| FLJ GROUP LIMITED SPON ADS | 74738J102 | ADR | 20,179 | $13,000 | thousands by filing date | |
| SWITCHBACK II CORPORATION | G8633T107 | *W EXP 01/07/202 | 10,000 | $13,000 | thousands by filing date | |
| FOUR SEASONS ED CAYMAN INC SPON ADS | 35101A101 | ADR | 12,947 | $12,000 | thousands by filing date | |
| LMF ACQUISITION OPPORTUNIT I | 502015118 | WTS | 28,546 | $12,000 | thousands by filing date | |
| COOTEK CAYMAN INC SPONSORED ADS | 21718L102 | ADR | 10,051 | $12,000 | thousands by filing date | |
| EXECUTIVE NETWORK PARTNERING | 30158L118 | *W EXP 09/25/202 | 14,802 | $12,000 | thousands by filing date | |
| LAIX INC | 50736W105 | ADS | 13,895 | $12,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 21,387 | $12,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 10,898 | $11,000 | thousands by filing date | |
| MDH ACQUISITION CORP | 55283P114 | WTS | 20,947 | $11,000 | thousands by filing date | |
| ISLEWORTH HEALTHCARE ACQU CO | 46468P110 | WTS | 20,657 | $11,000 | thousands by filing date | |
| YELLOWSTONE ACQUISITION CO | 98566K113 | *W EXP 10/21/202 | 12,128 | $11,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION | 91823B117 | *W EXP 01/21/202 | 10,598 | $10,000 | thousands by filing date | |
| ORAGENICS INC | 684023302 | COM PAR | 17,250 | $10,000 | thousands by filing date | |
| EDOC ACQUISITION CORP | G4000A136 | COM | 26,732 | $10,000 | thousands by filing date | |
| CHPMW US 22 Nov 24 C11.5 | 12558Y114 | *W EXP 11/22/202 | 16,640 | $9,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 10,973 | $8,000 | thousands by filing date | |
| BENESSERE CAPITAL ACQUSTN CO | 08179B111 | W EXP 99/99/999 | 18,200 | $8,000 | thousands by filing date | |
| AUDDIA INC | 05072K115 | *W EXP 02/19/202 | 10,625 | $7,000 | thousands by filing date | |
| AGRIFORCE GROWING SYSTEMS LT | C00948114 | *W EXP 07/12/202 | 14,233 | $7,000 | thousands by filing date | |
| DATA KNIGHTS ACQUISITION COR | 237699111 | *W EXP 11/11/202 | 18,400 | $7,000 | thousands by filing date | |
| EDOC ACQUISITION CORP | G4000A110 | *W EXP 11/30/202 | 26,732 | $6,000 | thousands by filing date | |
| ATI PHYSICAL THERAPY INC WT EXP 081027 | 00216W117 | Stock | 10,348 | $6,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681113 | *W EXP 07/01/202 | 10,686 | $6,000 | thousands by filing date | |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 13,855 | $6,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITN CO | 106762115 | *W EXP 05/25/202 | 11,028 | $5,000 | thousands by filing date | |
| EDTECHX HOLDINGS ACQU CORP I | 28139A110 | *W EXP 06/15/202 | 10,169 | $5,000 | thousands by filing date | |
| Venus Acquisition Corp | G9420F110 | Warrant | 10,364 | $3,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITION CORP | 106762123 | COM | 11,028 | $2,000 | thousands by filing date | |
| YUNHONG INTL | G98882122 | *W EXP 01/31/202 | 18,262 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001475597-21-000018 | this filing | 2021-11-15 | acceptance time not in the bulk data set |