13F-HR filed by HRT FINANCIAL LP
HRT FINANCIAL LP filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-16, with 2,757 holding rows worth $10,903,958,000.
- Accession
- 0001475597-21-000014
- Filer
- CIK 1475597
- Filed
- 2021-08-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 2,757 entries on the cover page, a total value of $10,903,958,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,903,958,000 with VALUE read as thousands by filing date, 13F file number 028-16455. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EDTECHX HOLDINGS ACQU CORP I | 28139A102 | COM CL A | 14,713 | $146,000 | thousands by filing date | |
| DUDDELL STREET ACQUISITN COR | G28553108 | CMN | 15,100 | $146,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 97,316 | $145,000 | thousands by filing date | |
| BORQS TECHNOLOGIES INC | G1466B103 | SHS | 100,496 | $145,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 10,894 | $144,000 | thousands by filing date | |
| OUSTER INC | 68989M111 | *W EXP 03/11/202 | 39,600 | $144,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 19,700 | $143,000 | thousands by filing date | |
| CHECKMATE PHARMACEUTICALS IN | 162818108 | COM | 24,121 | $143,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 114,850 | $142,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402Q126 | *W EXP 04/01/202 | 156,052 | $142,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 33,247 | $141,000 | thousands by filing date | |
| SENMIAO TECHNOLOGY LTD | 817225105 | COM | 134,432 | $141,000 | thousands by filing date | |
| WIMI HOLOGRAM CLOUD INC | 97264L100 | SPON ADS CL B | 25,643 | $140,000 | thousands by filing date | |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 39,104 | $139,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 30,400 | $138,000 | thousands by filing date | |
| PIVOTAL INVESTMENT CORP III | 72582M106 | COM CL A | 14,238 | $138,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 58,000 | $137,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 14,740 | $137,000 | thousands by filing date | |
| LIV CAP ACQUISITION CORP | G5510C108 | CL A | 13,634 | $136,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 20,298 | $135,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 11,140 | $135,000 | thousands by filing date | |
| EQONEX LIMITED | Y2074E109 | SHS | 20,605 | $134,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 12,053 | $133,000 | thousands by filing date | |
| AESTHETIC MED INTL HLDG GR L | 00809M104 | ADR | 16,764 | $133,000 | thousands by filing date | |
| AMBOW ED HLDG LTD SPONSORED ADS | 02322P200 | ADR | 55,425 | $133,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 95,317 | $133,000 | thousands by filing date | |
| RMG ACQUISITION CORP II | G76083107 | CL A SHS | 13,434 | $133,000 | thousands by filing date | |
| MMTEC INC | G6181K106 | SHS | 64,400 | $133,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 15,599 | $132,000 | thousands by filing date | |
| HAPPINESS DEVELOPMENT GRP LT | G4289N114 | ORD SHS CL A | 84,118 | $132,000 | thousands by filing date | |
| LAZARD GROWTH ACQUISITION CO | G54035103 | COM | 13,477 | $131,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 69,585 | $129,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 18,157 | $128,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 54,184 | $128,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 45,571 | $127,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 18,644 | $125,000 | thousands by filing date | |
| 23ANDME HOLDING CO WT EXP 061626 | 90138Q116 | Stock | 41,542 | $125,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 77,941 | $124,000 | thousands by filing date | |
| APPLIED UV INC | 03828V105 | COM | 12,661 | $124,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 20,261 | $123,000 | thousands by filing date | |
| UCLOUDLINK GROUP INC | 90354D104 | SPONSORED ADS | 12,317 | $123,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 20,484 | $122,000 | thousands by filing date | |
| ENVELA CORP | 29402E102 | COMMON STOCK | 25,482 | $122,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 27,898 | $122,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 13,084 | $121,000 | thousands by filing date | |
| ROYALTY MANAGEMENT HOLDING CORPORATION | 02369M102 | CLASS A COMMON STOCK | 12,200 | $121,000 | thousands by filing date | |
| APREA THERAPEUTICS INC | 03836J102 | COM | 24,901 | $121,000 | thousands by filing date | |
| ANTELOPE ENTERPRISE HLDGS LTD SHS NEW | G041JN106 | Stock | 40,068 | $121,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 12,281 | $120,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L115 | *W EXP 03/30/202 | 33,781 | $120,000 | thousands by filing date | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 12,151 | $118,000 | thousands by filing date | |
| BOQI INTL MED INC | 099501108 | COM | 88,244 | $118,000 | thousands by filing date | |
| LEO HOLDINGS III CORP | g5463t116 | COM | 11,731 | $118,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 15,560 | $117,000 | thousands by filing date | |
| BARK INC | 68622E112 | *W EXP 05/01/202 | 33,703 | $117,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 13,186 | $117,000 | thousands by filing date | |
| LENSAR INC | 52634L108 | COM | 13,500 | $116,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 21,739 | $116,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 23,644 | $116,000 | thousands by filing date | |
| EUCRATES BIOMEDICAL ACQU COR | G3141W114 | UNIT 10/23/2027 | 11,385 | $116,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 27,757 | $115,000 | thousands by filing date | |
| PAYONEER GLOBAL INC | 70451X112 | *W EXP 06/25/202 | 49,125 | $115,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 28,796 | $115,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379203 | SPONSORD ADS NEW | 11,156 | $115,000 | thousands by filing date | |
| PARTNERS BANCORP | 70213Q108 | COM | 14,200 | $114,000 | thousands by filing date | |
| FUSION PHARMACEUTICALS INC | 36118A100 | COM | 14,180 | $114,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 89,069 | $114,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 29,760 | $114,000 | thousands by filing date | |
| METALPHA TECHN HOLDING LTD | G28365107 | CMN | 62,527 | $113,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 12,144 | $113,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 12,764 | $113,000 | thousands by filing date | |
| IT TECH PACKAGING INC | 46527C100 | COM NEW | 241,405 | $113,000 | thousands by filing date | |
| SHAPEWAYS HOLDIN | G3770A110 | EQUITY WRT | 97,211 | $113,000 | thousands by filing date | |
| CHINA SXT PHARMACEUTICALS IN | G2161P116 | ORD SHS NEW | 77,901 | $112,000 | thousands by filing date | |
| YUNJI INC | 98873N107 | ADS RP CL A | 63,806 | $111,000 | thousands by filing date | |
| THE BEACHBODY COMPANY INC | 073463119 | *W EXP 12/31/202 | 37,432 | $111,000 | thousands by filing date | |
| ORIENTAL CULTURE HOLDING LTD | G6796W107 | ORD SHS | 22,601 | $111,000 | thousands by filing date | |
| GOOD WORKS ACQUISITION CORP | 38216X115 | *W EXP 10/22/202 | 66,135 | $111,000 | thousands by filing date | |
| INNOVIZ TECHNOLOGIES LTD | M5R635116 | *W EXP 04/05/202 | 33,533 | $110,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITN CO | 106762107 | COM | 11,028 | $110,000 | thousands by filing date | |
| SARISSA CAPITAL ACQUISITN CO | G7823W128 | UNIT 10/23/2027 | 10,630 | $110,000 | thousands by filing date | |
| QUANTUM SI INC | 74765K113 | *W EXP 06/10/202 | 28,765 | $109,000 | thousands by filing date | |
| VERICITY INC | 92347D100 | COM | 11,479 | $109,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 36,061 | $108,000 | thousands by filing date | |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 32,888 | $108,000 | thousands by filing date | |
| INDIE SEMICONDUCTOR INC | 45569U119 | *W EXP 06/10/202 | 51,590 | $108,000 | thousands by filing date | |
| SOFI TECHNOLOGIES INC | 83406F110 | *W EXP 05/28/202 | 12,718 | $108,000 | thousands by filing date | |
| IRON SPARK I INC | 46301G103 | CMN | 10,820 | $107,000 | thousands by filing date | |
| BOQII HLDG LTD | 09950L104 | SPONSORED ADS | 23,698 | $106,000 | thousands by filing date | |
| OSSEN INNOVATION CO LTD | 688410208 | SPONSORED ADR NE | 23,300 | $106,000 | thousands by filing date | |
| MODEL PERFORMANCE ACQU CORP | G6246M113 | UNIT 04/29/2026 | 10,000 | $104,000 | thousands by filing date | |
| BIG CYPRESS ACQUISITION CORP | 089115208 | UNIT 07/25/2027 | 10,086 | $104,000 | thousands by filing date | |
| GREENPRO CAP CORP COM NEW | 39540F101 | Stock | 77,137 | $101,000 | thousands by filing date | |
| CODE CHAIN NEW CONTINENT LTD | 19200A105 | COM | 47,465 | $100,000 | thousands by filing date | |
| LIFESCI ACQUISITION II CORP | 53229E103 | COM | 10,081 | $100,000 | thousands by filing date | |
| PRIVETERRA ACQUISITION CORP | 876545104 | COM CL A | 10,191 | $99,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 34,665 | $98,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 16,408 | $98,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828205 | SHS NEW | 11,029 | $95,000 | thousands by filing date | |
| CHINA LIBERAL ED HLDGS LTD | G2161Y109 | ORD | 30,407 | $94,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514111 | *W EXP 09/26/202 | 38,770 | $94,000 | thousands by filing date | |
| BLUECITY HLDGS LTD | 09610L106 | ADS | 12,583 | $94,000 | thousands by filing date | |
| LIQUIDIA CORPORATION COM NEW | 53635D202 | Stock | 32,609 | $93,000 | thousands by filing date | |
| ELECTRIC LAST MILE SOLUTNS I | 28489L112 | *W EXP 08/24/202 | 41,072 | $93,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 15,887 | $92,000 | thousands by filing date | |
| TD HLDGS INC COM NEW | 87250W103 | Stock | 91,597 | $92,000 | thousands by filing date | |
| BIONDVAX PHARMACEUTICALS LTD | 09073Q105 | SPOND ADS | 32,331 | $92,000 | thousands by filing date | |
| GREENLAND TECHNOLOGIES HLDG | G4095T107 | ORD SHS CL A | 11,677 | $91,000 | thousands by filing date | |
| QNITY ELECTRONICS INC | 817323207 | COM | 15,227 | $91,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 63,068 | $90,000 | thousands by filing date | |
| LATCH INC | 51818V114 | *W EXP 06/04/202 | 25,608 | $89,000 | thousands by filing date | |
| KAIXIN AUTO HLDGS | G5223X100 | CMN | 38,086 | $89,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 12,600 | $89,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 42,467 | $88,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 13,280 | $88,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A111 | *W EXP 04/01/202 | 86,750 | $87,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 15,923 | $86,000 | thousands by filing date | |
| METEN HOLDING GROUP LTD | G6055H114 | ORD SHS | 88,720 | $86,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 30,456 | $84,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 11,523 | $82,000 | thousands by filing date | |
| GREENVISION ACQUISITION CORP | 39678G111 | *W EXP 10/28/202 | 90,049 | $82,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 11,337 | $81,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 44,681 | $81,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 12,124 | $80,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 26,400 | $80,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R120 | *W EXP 10/30/202 | 46,956 | $80,000 | thousands by filing date | |
| SHINECO INC | 824567309 | COM | 12,562 | $79,000 | thousands by filing date | |
| ARRIVAL GROUP | L0423Q116 | *W EXP 03/24/202 | 18,358 | $79,000 | thousands by filing date | |
| PUHUI WEALTH INVT MGMT CO LT | G7306H101 | SHS | 20,463 | $79,000 | thousands by filing date | |
| ORIGIN MATERIALS INC | 68622D114 | *W EXP 06/25/202 | 40,079 | $78,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 39,540 | $78,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y117 | W EXP 99/99/999 | 54,546 | $78,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLDWT | G8251L113 | WARRANT AND RIGH | 38,275 | $78,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D117 | *W EXP 10/09/202 | 23,171 | $76,000 | thousands by filing date | |
| SCVX CORP | G79448117 | *W EXP 01/24/202 | 71,643 | $76,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 30,507 | $75,000 | thousands by filing date | |
| PLAYSTUDIOS INC | 72815G116 | *W EXP 99/99/999 | 40,262 | $74,000 | thousands by filing date | |
| INDUSTRIAL TECH ACQUISITIONS, INC. | 456357110 | *W EXP 08/06/202 | 67,446 | $74,000 | thousands by filing date | |
| WTS/GREENROSE ACQUISITION CORP EXP12/31/2024 | 395392111 | WARR | 102,018 | $73,000 | thousands by filing date | |
| RYB ED INC | 74979W101 | ADR | 16,777 | $73,000 | thousands by filing date | |
| JIANPU TECHNOLOGY INC | 47738D309 | ADS COMMON | 27,701 | $73,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 12,663 | $72,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 10,122 | $72,000 | thousands by filing date | |
| RETO ECO SOLUTIONS INC | G75271109 | COM | 60,532 | $72,000 | thousands by filing date | |
| UPHEALTH INC 11.5000EXP07/01/2024 | 91532B119 | WARR | 83,637 | $71,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 50,328 | $70,000 | thousands by filing date | |
| SCIENJOY HOLDING CORP | G7864D112 | CLASS A ORD | 11,362 | $70,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q117 | *W EXP 05/15/202 | 16,791 | $70,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP WT EXP 042625 | G35006124 | COM | 172,702 | $70,000 | thousands by filing date | |
| AMPLITUDE HLTHCRE AQUSTIN CO | 03212A113 | *W EXP 12/01/202 | 60,803 | $70,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 19,717 | $68,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 122,157 | $68,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 11,028 | $66,000 | thousands by filing date | |
| Cango Inc/KY | 137586103 | ADS | 11,820 | $66,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771300 | COM NEW | 13,810 | $66,000 | thousands by filing date | |
| 4D PHARMA PLC | 35085K117 | *W EXP 03/22/202 | 67,158 | $65,000 | thousands by filing date | |
| HUDSON CAPITAL INC | G4645C208 | SHS NEW | 17,598 | $65,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 42,336 | $64,000 | thousands by filing date | |
| SC HEALTH CORP | G78516401 | *W EXP 99/99/999 | 29,863 | $63,000 | thousands by filing date | |
| CHINA JO-JO DRUGSTORES INC | 16949A206 | COM NEW | 66,428 | $62,000 | thousands by filing date | |
| NEUROBO PHARMACEUTICALS INC | 64132R107 | COM | 18,759 | $62,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 39,792 | $61,000 | thousands by filing date | |
| AVENUE THERAPEUTICS INC | 05360L205 | COM | 24,620 | $61,000 | thousands by filing date | |
| TABOOLA.COM LTD | M8744T114 | *W EXP 99/99/999 | 19,571 | $60,000 | thousands by filing date | |
| LIVEVOX HOLDING INC | 53838L118 | WTS | 45,686 | $60,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H113 | *W EXP 06/01/202 | 42,345 | $59,000 | thousands by filing date | |
| GENFIT S A | 372279109 | ADS | 15,265 | $58,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513117 | *W EXP 01/17/202 | 55,021 | $58,000 | thousands by filing date | |
| WEIDAI LTD | 94861A108 | SPONS ADS | 32,408 | $58,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A115 | *W EXP 05/24/202 | 43,044 | $58,000 | thousands by filing date | |
| GREEN GIANT INC | 16948W209 | COM NEW | 27,003 | $57,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 13,106 | $56,000 | thousands by filing date | |
| KATAPULT HOLDINGS INC | 485859110 | *W EXP 06/09/202 | 17,052 | $54,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 29,078 | $54,000 | thousands by filing date | |
| SPRING VALLEY ACQ CORP | G8377A124 | COMMON STOCK | 39,532 | $53,000 | thousands by filing date | |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 54,583 | $53,000 | thousands by filing date | |
| DOGNESS INTERNATIONAL CORP | G2788T103 | COM CL A | 25,223 | $53,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 12,708 | $50,000 | thousands by filing date | |
| KBS FASHION GROUP LTD | Y46002203 | COM NEW | 13,318 | $50,000 | thousands by filing date | |
| CELLECT BIOTECHNOLOGY LTD | 15116C201 | COMMON STOCK-FO | 13,049 | $48,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 30,440 | $48,000 | thousands by filing date | |
| LIV CAP ACQUISITION CORP | G5510C116 | *W EXP 12/13/202 | 51,118 | $48,000 | thousands by filing date | |
| VISLINK TECHNOLOGIES INC | 92836Y300 | COM | 16,733 | $47,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 12,946 | $46,000 | thousands by filing date | |
| EURO TECH HOLDINGS CO LTD | G32030127 | SHS NEW | 12,392 | $43,000 | thousands by filing date | |
| TALKSPACE INC | 87427V111 | *W EXP 06/21/202 | 31,285 | $42,000 | thousands by filing date | |
| INHIBIKASE THERAPEUTICS INC | 45719W106 | COM | 15,000 | $42,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 14,118 | $41,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G114 | *W EXP 11/12/202 | 22,671 | $41,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQU II | 242794113 | *W EXP 01/19/202 | 28,737 | $41,000 | thousands by filing date | |
| CNFINANCE HLDGS LTD | 18979T105 | SPON ADS | 10,915 | $40,000 | thousands by filing date | |
| SUNLANDS ONLINE ED GROUP | 86740P108 | ADS | 40,902 | $40,000 | thousands by filing date | |
| PLANET GREEN HLDGS CORP | 72703U102 | COM | 23,845 | $40,000 | thousands by filing date | |
| LIGHTNING EMOTORS INC 11.5000EXP05/18/2025 | 53228T119 | WARR | 23,311 | $38,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D116 | *W EXP 12/31/202 | 136,515 | $38,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q113 | *W EXP 06/30/202 | 17,442 | $38,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 21,805 | $37,000 | thousands by filing date | |
| BLUE HAT INTERACTIVE ENTMT T | G1329V106 | SHS | 43,853 | $37,000 | thousands by filing date | |
| ALTERITY THERAPEUTICS LTD | 02155X106 | SPONSORED ADR | 27,992 | $36,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 16,864 | $35,000 | thousands by filing date | |
| SEAPORT GLOBAL ACQUISITN COR | 812227114 | *W EXP 12/15/202 | 40,885 | $35,000 | thousands by filing date | |
| ROYALTY MGMT HLDG CORP | 02369M110 | *W EXP 10/31/202 | 51,928 | $34,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L306 | COM | 12,314 | $34,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 16,626 | $33,000 | thousands by filing date | |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 20,070 | $32,000 | thousands by filing date | |
| PINTEC TECHNOLOGY HLDGS LTD SPONSORED ADS | 72352G107 | ADR | 27,427 | $31,000 | thousands by filing date | |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 13,953 | $28,000 | thousands by filing date | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 18,120 | $28,000 | thousands by filing date | |
| BLUE OWL CAPITAL INC | 09581B111 | *W EXP 05/19/202 | 10,231 | $28,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 15,910 | $28,000 | thousands by filing date | |
| STEALTH BIOTHERAPEUTICS CORP SPONSORED ADS | 85789A105 | Stock | 17,467 | $27,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 24,457 | $26,000 | thousands by filing date | |
| SKILLSOFT CORP | 83066P119 | *W EXP 06/11/202 | 12,573 | $26,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M117 | *W EXP 05/10/202 | 99,990 | $26,000 | thousands by filing date | |
| EDIFY ACQUISITION CORP | 28059Q111 | WARR | 36,000 | $25,000 | thousands by filing date | |
| ZHONGCHAO INC | G9897X107 | CL A | 13,896 | $25,000 | thousands by filing date | |
| MARQUEE RAINE ACQUISITION CO | G58442123 | *W EXP 12/01/202 | 18,646 | $24,000 | thousands by filing date | |
| GROWTH CAP ACQUISITION CORP | 39986V115 | *W EXP 06/01/202 | 39,163 | $24,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 22,906 | $24,000 | thousands by filing date | |
| BLUE WTR ACQUISITION CORP | 09607T112 | *W EXP 08/31/202 | 32,233 | $24,000 | thousands by filing date | |
| ATI PHYSICAL THERAPY INC WT EXP 081027 | 00216W117 | Stock | 10,348 | $23,000 | thousands by filing date | |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 14,604 | $22,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 18,691 | $22,000 | thousands by filing date | |
| NEW BEGINNINGS ACQUISITION C | 64222H118 | *W EXP 11/01/202 | 19,590 | $22,000 | thousands by filing date | |
| GIGCAPITAL4 INC | 37518G119 | *W EXP 02/08/202 | 18,942 | $21,000 | thousands by filing date | |
| FARMMI INC SHS NEW | G33277107 | Stock | 47,837 | $21,000 | thousands by filing date | |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 10,459 | $20,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q118 | *W EXP 03/31/202 | 11,921 | $20,000 | thousands by filing date | |
| FOUR SEASONS ED CAYMAN INC SPON ADS | 35101A101 | ADR | 16,696 | $19,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 33,080 | $19,000 | thousands by filing date | |
| ROTOR ACQUISITION CORP | 77879W113 | W EXP 06/15/202 | 15,637 | $19,000 | thousands by filing date | |
| WTS/GLOBAL SPAC PARTNERS CO EXP11/30/2027 | G3934K111 | COM | 36,000 | $19,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION | 91823B117 | *W EXP 01/21/202 | 10,598 | $18,000 | thousands by filing date | |
| FLJ GROUP LIMITED SPON ADS | 74738J102 | ADR | 12,924 | $18,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP II | 846775112 | *W EXP 11/28/202 | 10,026 | $18,000 | thousands by filing date | |
| ADARA ACQUISITION CORP | 00653H110 | *W EXP 02/11/202 | 25,700 | $17,000 | thousands by filing date | |
| ISLEWORTH HEALTHCARE ACQU CO | 46468P110 | WTS | 25,079 | $17,000 | thousands by filing date | |
| Malacca Straits Acquisition Company Limited | G5859B109 | Warrant | 18,679 | $17,000 | thousands by filing date | |
| CENTRICUS ACQUISITION CORP | G2072Q120 | *W EXP 02/04/202 | 11,343 | $15,000 | thousands by filing date | |
| LMF ACQUISITION OPPORTUNIT I | 502015118 | WTS | 28,546 | $14,000 | thousands by filing date | |
| EXECUTIVE NETWORK PARTNERING | 30158L118 | *W EXP 09/25/202 | 14,802 | $14,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 10,435 | $12,000 | thousands by filing date | |
| CA HEALTHCARE ACQUISITION CORP | 12510w115 | WT | 12,979 | $12,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 17,466 | $11,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681113 | *W EXP 07/01/202 | 10,686 | $11,000 | thousands by filing date | |
| EDOC ACQUISITION CORP | G4000A136 | COM | 28,694 | $11,000 | thousands by filing date | |
| AIKIDO PHARMA INC | 008875106 | COM | 11,910 | $11,000 | thousands by filing date | |
| CHARDAN HEALTHCR ACQSTN 2 CO | 15957T115 | *W EXP 03/05/202 | 17,660 | $11,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 11,491 | $10,000 | thousands by filing date | |
| BENESSERE CAPITAL ACQUSTN CO | 08179B111 | W EXP 99/99/999 | 18,200 | $10,000 | thousands by filing date | |
| EDOC ACQUISITION CORP | G4000A110 | *W EXP 11/30/202 | 26,732 | $9,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITN CO | 106762115 | *W EXP 05/25/202 | 11,028 | $8,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 10,805 | $8,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 11,264 | $8,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G112 | RIGHT 07/14/2021 | 10,800 | $7,000 | thousands by filing date | |
| INSPIREMD INC | 45779A127 | *W EXP 07/07/202 | 19,759 | $4,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITION CORP | 106762123 | COM | 11,028 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001475597-21-000014 | this filing | 2021-08-16 | acceptance time not in the bulk data set |