13F-HR filed by HRT FINANCIAL LP
HRT FINANCIAL LP filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-17, with 2,622 holding rows worth $9,883,658,000.
- Accession
- 0001475597-21-000010
- Filer
- CIK 1475597
- Filed
- 2021-05-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 2,623 entries on the cover page, a total value of $9,883,658,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,883,658,000 with VALUE read as thousands by filing date, 13F file number 028-16455. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 12,964 | $71,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 11,535 | $71,000 | thousands by filing date | |
| GREEN GIANT INC | 16948W209 | COM NEW | 35,129 | $71,000 | thousands by filing date | |
| INHIBIKASE THERAPEUTICS INC | 45719W106 | COM | 11,614 | $69,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A111 | *W EXP 04/01/202 | 86,750 | $69,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 11,460 | $68,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 23,465 | $68,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q113 | *W EXP 06/30/202 | 31,064 | $68,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 51,694 | $67,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 37,748 | $66,000 | thousands by filing date | |
| AMBOW ED HLDG LTD SPONSORED ADS | 02322P200 | ADR | 30,413 | $66,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 16,608 | $66,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 11,753 | $65,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 12,877 | $65,000 | thousands by filing date | |
| CELLECT BIOTECHNOLOGY LTD | 15116C201 | COMMON STOCK-FO | 20,767 | $65,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 47,163 | $65,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 58,676 | $65,000 | thousands by filing date | |
| WTS/GREENROSE ACQUISITION CORP EXP12/31/2024 | 395392111 | WARR | 78,193 | $64,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 28,686 | $64,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 57,733 | $63,000 | thousands by filing date | |
| RYB ED INC | 74979W101 | ADR | 16,800 | $63,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 44,899 | $63,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 10,886 | $62,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 35,452 | $62,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 41,403 | $62,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036118 | *W EXP 02/28/202 | 83,774 | $62,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 11,424 | $60,000 | thousands by filing date | |
| SC HEALTH CORP | G78516401 | *W EXP 99/99/999 | 32,073 | $60,000 | thousands by filing date | |
| Collective Growth Corp | 19424L119 | W EXP 04/30/202 | 27,248 | $59,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 37,728 | $58,000 | thousands by filing date | |
| CHINA JO-JO DRUGSTORES INC | 16949A206 | COM NEW | 52,260 | $58,000 | thousands by filing date | |
| WINDTREE THERAPEUTICS INC | 97382D303 | COM | 23,365 | $57,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 35,037 | $57,000 | thousands by filing date | |
| EVIVA PHARMACEUTCLS HLDGS I | 76152G118 | *W EXP 12/25/202 | 121,576 | $55,000 | thousands by filing date | |
| REE AUTOMOTIVE LTD- A | 88025V115 | WARRANT | 30,822 | $55,000 | thousands by filing date | |
| HOLICITY INC | 435063110 | W EXP 08/04/202 | 18,385 | $54,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 14,100 | $53,000 | thousands by filing date | |
| SHAPEWAYS HOLDIN | G3770A110 | EQUITY WRT | 97,211 | $53,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 37,513 | $52,000 | thousands by filing date | |
| INTERPACE BIOSCIENCES INC | 46062X303 | COM | 11,145 | $52,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L959 | COM | 46,300 | $52,000 | thousands by filing date | |
| HUDSON CAPITAL INC | G4645C208 | SHS NEW | 18,111 | $52,000 | thousands by filing date | |
| SHINECO INC | 824567309 | COM | 12,503 | $51,000 | thousands by filing date | |
| URBAN TEA INC | G9396G118 | ORD SHS NEW | 13,900 | $51,000 | thousands by filing date | |
| XTANT MED HLDGS INC | 98420P308 | COM NEW | 21,326 | $50,000 | thousands by filing date | |
| WEIDAI LTD | 94861A108 | SPONS ADS | 36,824 | $50,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R207 | SHS | 52,838 | $50,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y117 | W EXP 99/99/999 | 54,546 | $49,000 | thousands by filing date | |
| PLANET GREEN HLDGS CORP | 72703U102 | COM | 22,817 | $49,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 10,628 | $48,000 | thousands by filing date | |
| AKUMIN INC | 01021F109 | COM | 13,164 | $48,000 | thousands by filing date | |
| CBDMD INC | 12482W101 | COM | 11,459 | $47,000 | thousands by filing date | |
| BLUE HAT INTERACTIVE ENTMT T | G1329V106 | SHS | 34,175 | $46,000 | thousands by filing date | |
| DOGNESS INTERNATIONAL CORP | G2788T103 | COM CL A | 25,307 | $45,000 | thousands by filing date | |
| RUHNN HLDG LTD | 781314109 | ADS | 13,660 | $45,000 | thousands by filing date | |
| SUNLANDS ONLINE ED GROUP | 86740P108 | ADS | 40,234 | $44,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 19,123 | $44,000 | thousands by filing date | |
| ALLIED GAMING & ENTRTNMNT IN | 019170109 | COM | 14,954 | $43,000 | thousands by filing date | |
| CONX Corp | 212873111 | Warrant | 35,956 | $42,000 | thousands by filing date | |
| CNFINANCE HLDGS LTD | 18979T105 | SPON ADS | 10,915 | $42,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 16,087 | $42,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 15,215 | $38,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744112 | *W EXP 99/99/999 | 11,916 | $37,000 | thousands by filing date | |
| KBS FASHION GROUP LTD | Y46002203 | COM NEW | 11,493 | $37,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A115 | *W EXP 05/24/202 | 33,813 | $37,000 | thousands by filing date | |
| EURO TECH HOLDINGS CO LTD | G32030127 | SHS NEW | 11,742 | $36,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 10,100 | $36,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 55,498 | $35,000 | thousands by filing date | |
| GREAT ELM GROUP INC COM NEW | 39037G109 | COM NEW | 14,505 | $35,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 33,080 | $35,000 | thousands by filing date | |
| PINTEC TECHNOLOGY HLDGS LTD SPONSORED ADS | 72352G107 | ADR | 32,294 | $35,000 | thousands by filing date | |
| SCVX CORP | G79448117 | *W EXP 01/24/202 | 34,165 | $34,000 | thousands by filing date | |
| AMPLITUDE HLTHCRE AQUSTIN CO | 03212A113 | *W EXP 12/01/202 | 40,527 | $33,000 | thousands by filing date | |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 18,013 | $32,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D116 | *W EXP 12/31/202 | 119,965 | $32,000 | thousands by filing date | |
| ZHONGCHAO INC | G9897X107 | CL A | 15,964 | $31,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 22,382 | $31,000 | thousands by filing date | |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 13,953 | $30,000 | thousands by filing date | |
| OPGEN INC | 68373L307 | COM | 12,316 | $30,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J119 | *W EXP 10/31/202 | 13,200 | $30,000 | thousands by filing date | |
| FOUR SEASONS ED CAYMAN INC SPON ADS | 35101A101 | ADR | 18,903 | $29,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 18,837 | $29,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 25,791 | $29,000 | thousands by filing date | |
| BRICKELL BIOTECH INC | 10802T105 | COM | 27,407 | $29,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F112 | *W EXP 05/26/202 | 18,280 | $29,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 16,803 | $28,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 11,493 | $28,000 | thousands by filing date | |
| NUVVE HOLDING | 67079Y118 | Rights and Bearer Warrants; Warrants (except Bearer) | 15,030 | $28,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M117 | *W EXP 05/10/202 | 99,990 | $28,000 | thousands by filing date | |
| STEALTH BIOTHERAPEUTICS CORP SPONSORED ADS | 85789A105 | Stock | 17,967 | $28,000 | thousands by filing date | |
| FLJ GROUP LIMITED SPON ADS | 74738J102 | ADR | 10,600 | $27,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP WT EXP 03/07/24 | 22564L113 | Warrants | 24,180 | $27,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513117 | *W EXP 01/17/202 | 24,277 | $26,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G114 | *W EXP 11/12/202 | 19,500 | $24,000 | thousands by filing date | |
| AKSO HEALTH GROUP | 98422P108 | ADS | 12,696 | $22,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITN CO | 106762115 | *W EXP 05/25/202 | 33,751 | $21,000 | thousands by filing date | |
| NAKED BRAND GROUP LIMITED | Q6519T117 | SHS NEW | 30,617 | $21,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 14,502 | $21,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J126 | *W EXP 03/14/202 | 12,904 | $21,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 16,609 | $19,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 22,906 | $19,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION | 91823B117 | *W EXP 01/21/202 | 10,598 | $18,000 | thousands by filing date | |
| LIV CAP ACQUISITION CORP | G5510C116 | *W EXP 12/13/202 | 32,142 | $18,000 | thousands by filing date | |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 10,896 | $17,000 | thousands by filing date | |
| SEVEN OAKS ACQUISITION CORP | 81787X114 | *W EXP 12/22/202 | 19,425 | $17,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 24,110 | $16,000 | thousands by filing date | |
| PYXIS TANKERS INC | Y71726106 | COM | 15,783 | $16,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q118 | *W EXP 03/31/202 | 13,521 | $16,000 | thousands by filing date | |
| CHARDAN HEALTHCR ACQSTN 2 CO | 15957T115 | *W EXP 03/05/202 | 17,660 | $16,000 | thousands by filing date | |
| EDOC ACQUISITION CORP | G4000A136 | COM | 39,999 | $15,000 | thousands by filing date | |
| MOLECULAR DATA INC | 60852L106 | SPONSORED ADS | 14,295 | $15,000 | thousands by filing date | |
| 7GC & CO HOLDINGS INC | 81786A115 | *W EXP 12/28/202 | 16,047 | $12,000 | thousands by filing date | |
| EXECUTIVE NETWORK PARTNERING | 30158L118 | *W EXP 09/25/202 | 14,803 | $12,000 | thousands by filing date | |
| BIG CYPRESS ACQUISITION CORP | 089115117 | *W EXP 07/25/202 | 21,060 | $12,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 10,497 | $11,000 | thousands by filing date | |
| KINS TECHNOLOGY GROUP INC | 49714K117 | *W EXP 10/14/202 | 17,771 | $11,000 | thousands by filing date | |
| ISLEWORTH HEALTHCARE ACQU CO | 46468P110 | WTS | 24,955 | $11,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 10,106 | $10,000 | thousands by filing date | |
| EDOC ACQUISITION CORP | G4000A110 | *W EXP 11/30/202 | 26,732 | $9,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681113 | *W EXP 07/01/202 | 11,311 | $9,000 | thousands by filing date | |
| TELIGENT INC NEW COM NEW | 87960W203 | COM | 11,501 | $7,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITION CORP | 106762123 | COM | 11,028 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001475597-21-000010 | this filing | 2021-05-17 | acceptance time not in the bulk data set |