13F-HR filed by HRT FINANCIAL LP
HRT FINANCIAL LP filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-16, with 1,770 holding rows worth $4,963,342,000.
- Accession
- 0001475597-21-000002
- Filer
- CIK 1475597
- Filed
- 2021-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 1,770 entries on the cover page, a total value of $4,963,342,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,963,342,000 with VALUE read as thousands by filing date, 13F file number 028-16455. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NEW PROVIDENCE ACQUISITION | 64822P114 | *W EXP 99/99/999 | 51,327 | $194,000 | thousands by filing date | |
| STAR PEAK ENERGY TRANSITION | 855185112 | *W EXP 08/11/202 | 32,823 | $194,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 48,576 | $193,000 | thousands by filing date | |
| MISSION PRODUCE INC | 60510V108 | COM | 12,821 | $192,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 27,820 | $190,000 | thousands by filing date | |
| Fintech Acquisition Corp IV | 31810N302 | Unit | 16,001 | $190,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 21,200 | $189,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 14,462 | $188,000 | thousands by filing date | |
| HARPOON THERAPEUTICS INC | 41358P106 | COM | 11,327 | $188,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 26,968 | $188,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C117 | *W EXP 09/01/202 | 76,562 | $187,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 10,624 | $186,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 11,636 | $185,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 17,086 | $181,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 27,640 | $181,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 18,687 | $180,000 | thousands by filing date | |
| CF Finance Acquisition Corp III | 12529D207 | Unit | 16,757 | $179,000 | thousands by filing date | |
| DIGINEX LIMITED | Y2074E117 | *W EXP 09/30/202 | 53,974 | $179,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 13,595 | $178,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 38,887 | $177,000 | thousands by filing date | |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 24,985 | $177,000 | thousands by filing date | |
| PAE INC | 69290Y109 | COM CL A | 19,194 | $176,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145113 | *W EXP 99/99/999 | 45,054 | $175,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 10,471 | $174,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 18,115 | $174,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 11,500 | $173,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 28,745 | $173,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 10,291 | $172,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 12,570 | $172,000 | thousands by filing date | |
| MACYS INC | 55616P954 | COM | 15,300 | $172,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION | 03768F110 | *W EXP 09/18/202 | 40,352 | $172,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 15,086 | $171,000 | thousands by filing date | |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 33,542 | $171,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 13,558 | $170,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 15,677 | $169,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 11,395 | $169,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 20,382 | $169,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 69,746 | $168,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 14,952 | $168,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 15,057 | $167,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 18,627 | $167,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 14,397 | $167,000 | thousands by filing date | |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 40,975 | $167,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036118 | *W EXP 02/28/202 | 83,774 | $164,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 15,842 | $163,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 12,970 | $163,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 19,130 | $163,000 | thousands by filing date | |
| BRILLIANT ACQUISITION CORP | G1643W111 | SHS | 16,309 | $163,000 | thousands by filing date | |
| GOLDEN NUGGET ONLINE GAMIN | 38113L115 | *W EXP 05/09/202 | 18,219 | $163,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 10,477 | $162,000 | thousands by filing date | |
| TATTOOED CHEF INC | 87663X110 | *W EXP 10/15/202 | 14,287 | $162,000 | thousands by filing date | |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 12,920 | $161,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 92,522 | $161,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 10,696 | $160,000 | thousands by filing date | |
| BCTG ACQUISITION CORP | 05492W103 | COM | 14,000 | $160,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 31,759 | $159,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 12,804 | $158,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 13,068 | $157,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 10,444 | $156,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 97,552 | $156,000 | thousands by filing date | |
| YELLOWSTONE ACQUISITION CO | 98566K204 | UNIT 10/22/2025 | 14,605 | $155,000 | thousands by filing date | |
| MALLARD ACQUISITION CORP | 561204108 | COM | 15,627 | $155,000 | thousands by filing date | |
| GORES HLDGS IV INC | 382865111 | *W EXP 01/22/202 | 37,557 | $155,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 13,894 | $154,000 | thousands by filing date | |
| MOONLAKE IMMUNOTHERAPEUTICS | G4444C102 | COM | 14,258 | $154,000 | thousands by filing date | |
| CIVEO CORP | 17878Y207 | COMMON STOCK | 11,017 | $153,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 12,804 | $152,000 | thousands by filing date | |
| D8 HOLDINGS CORP | G2614K110 | SHS CL A | 15,018 | $152,000 | thousands by filing date | |
| Collective Growth Corp | 19424L119 | W EXP 04/30/202 | 40,786 | $152,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 21,258 | $151,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 15,746 | $151,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 30,843 | $150,000 | thousands by filing date | |
| Curiositystream Inc W Exp 10/14/202 | 23130Q115 | SPAC Combination | 57,545 | $149,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 12,843 | $148,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402Q126 | *W EXP 04/01/202 | 156,052 | $148,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 14,760 | $147,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 24,197 | $146,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 14,948 | $142,000 | thousands by filing date | |
| VIVOPOWER INTERNATIO ORD | G9376R100 | COM | 15,195 | $141,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 20,049 | $140,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 10,415 | $140,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 18,447 | $139,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 10,761 | $138,000 | thousands by filing date | |
| ACON S2 ACQUISITION CORP | G00748106 | CL SHS | 13,779 | $138,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884112 | *W EXP 06/20/202 | 32,589 | $138,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 10,703 | $135,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W405 | COM | 20,541 | $133,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 27,128 | $133,000 | thousands by filing date | |
| CODE CHAIN NEW CONTINENT LTD | 19200A105 | COM | 68,593 | $133,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 19,200 | $132,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085115 | *W EXP 12/31/202 | 38,299 | $132,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 11,045 | $129,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G106 | COM | 10,700 | $128,000 | thousands by filing date | |
| LIFESCI ACQUISITION II CORP | 53229E103 | COM | 12,081 | $128,000 | thousands by filing date | |
| FUSION FUEL GREEN PLC | G3R25D100 | *W EXP 12/10/202 | 19,222 | $127,000 | thousands by filing date | |
| VINCERX PHARMA INC | 92731L114 | *W EXP 12/24/202 | 38,605 | $127,000 | thousands by filing date | |
| PANACEA ACQUISITION CORP | 698102100 | CL A | 10,879 | $127,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 19,680 | $123,000 | thousands by filing date | |
| METALPHA TECHN HOLDING LTD | G28365107 | CMN | 54,688 | $123,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415124 | *W EXP 07/31/202 | 156,244 | $123,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 23,332 | $122,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y117 | W EXP 99/99/999 | 54,546 | $122,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 17,373 | $122,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q117 | *W EXP 05/15/202 | 23,298 | $122,000 | thousands by filing date | |
| FS DEV CORP | 303020101 | COM CL A | 11,149 | $122,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 15,262 | $121,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F119 | *W EXP 09/29/202 | 14,063 | $121,000 | thousands by filing date | |
| EUCRATES BIOMEDICAL ACQU COR | G3141W114 | UNIT 10/23/2027 | 11,385 | $121,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 10,709 | $120,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 26,628 | $120,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W501 | COM | 25,567 | $120,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 13,793 | $119,000 | thousands by filing date | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 13,453 | $119,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 12,437 | $119,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 32,204 | $119,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 13,372 | $117,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITN CO | 106762107 | COM | 11,508 | $116,000 | thousands by filing date | |
| SARISSA CAPITAL ACQUISITN CO | G7823W128 | UNIT 10/23/2027 | 10,894 | $116,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 10,094 | $115,000 | thousands by filing date | |
| NEW BEGINNINGS ACQUISITION C | 64222H209 | UNIT 99/99/9999 | 10,557 | $115,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 29,344 | $114,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 21,280 | $113,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 53,720 | $113,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 16,899 | $112,000 | thousands by filing date | |
| GORES HLDGS V INC | 382864106 | COM CL A | 10,811 | $112,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 40,296 | $109,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372116 | *W EXP 07/31/202 | 68,758 | $107,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K116 | *W EXP 06/22/202 | 54,246 | $105,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 19,521 | $104,000 | thousands by filing date | |
| GCM GROSVENOR INC | 36831E116 | W EXP 11/17/202 | 59,501 | $104,000 | thousands by filing date | |
| NEWBORN ACQUISITION CORP | G6463T114 | *W EXP 02/03/202 | 31,993 | $103,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 11,176 | $101,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 11,000 | $100,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 28,054 | $99,000 | thousands by filing date | |
| SKILLZ INC | 83067L117 | *W EXP 02/26/202 | 13,680 | $98,000 | thousands by filing date | |
| GRITSTONE BIO INC | 39868T105 | COM | 24,685 | $97,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 21,109 | $97,000 | thousands by filing date | |
| PAYA HOLDINGS INC | 70434P111 | *W EXP 10/16/202 | 26,945 | $97,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A115 | *W EXP 05/24/202 | 33,823 | $97,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 13,786 | $95,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 19,194 | $95,000 | thousands by filing date | |
| Clene Inc | 185634110 | CLENE INC -CW25 | 92,180 | $95,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 16,801 | $94,000 | thousands by filing date | |
| SCIENJOY HOLDING CORP | G7864D112 | CLASS A ORD | 10,782 | $93,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 11,000 | $92,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 20,990 | $91,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 13,584 | $90,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 12,473 | $89,000 | thousands by filing date | |
| EVIVA PHARMACEUTCLS HLDGS I | 76152G118 | *W EXP 12/25/202 | 132,624 | $89,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 10,693 | $88,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 13,603 | $88,000 | thousands by filing date | |
| INSU ACQUISITION CORP II | 457821114 | *W EXP 09/01/202 | 25,977 | $88,000 | thousands by filing date | |
| IT TECH PACKAGING INC | 46527C100 | COM NEW | 156,419 | $87,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 39,544 | $86,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 10,589 | $86,000 | thousands by filing date | |
| WTS/CLEVER LEAVES HOLDINGS INC 11.5000EXP12/31/2025 | 186760112 | WARR | 55,952 | $86,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 12,563 | $85,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 13,461 | $84,000 | thousands by filing date | |
| OSSEN INNOVATION CO LTD | 688410208 | SPONSORED ADR NE | 18,097 | $84,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 15,758 | $81,000 | thousands by filing date | |
| SHAPEWAYS HOLDIN | G3770A110 | EQUITY WRT | 97,211 | $81,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D116 | *W EXP 12/31/202 | 119,765 | $79,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 21,369 | $78,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y122 | *W EXP 99/99/999 | 33,261 | $78,000 | thousands by filing date | |
| WTS/GREENROSE ACQUISITION CORP EXP12/31/2024 | 395392111 | WARR | 78,193 | $77,000 | thousands by filing date | |
| GRIDSUM HLDG INC SPONSORED ADR | 398132100 | Stock | 48,221 | $77,000 | thousands by filing date | |
| GOOD WORKS ACQUISITION CORP | 38216X115 | *W EXP 10/22/202 | 69,757 | $76,000 | thousands by filing date | |
| PROSHARES TR ULTPRO SHT 2017 | 74348A152 | CEF | 21,460 | $74,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 21,354 | $71,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q113 | *W EXP 06/30/202 | 28,000 | $71,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 13,939 | $70,000 | thousands by filing date | |
| DOGNESS INTERNATIONAL CORP | G2788T103 | COM CL A | 33,688 | $70,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R120 | *W EXP 10/30/202 | 46,956 | $69,000 | thousands by filing date | |
| LION GROUP HOLDING LTD | 53620U102 | ADR | 35,100 | $68,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 10,500 | $67,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 12,312 | $67,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482129 | RIGHT 12/01/2022 | 52,070 | $67,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 10,798 | $65,000 | thousands by filing date | |
| GREENVISION ACQUISITION CORP | 39678G111 | *W EXP 10/28/202 | 90,049 | $65,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285110 | *W EXP 02/26/202 | 25,284 | $64,000 | thousands by filing date | |
| Porch Group Inc Ordinary Shares - Class A | 733245112 | Stock | 20,505 | $63,000 | thousands by filing date | |
| ROTH CH ACQUISITION I CO | 778675116 | *W EXP 01/28/202 | 13,700 | $60,000 | thousands by filing date | |
| ARKO CORP | 041242116 | *W EXP 12/22/202 | 44,092 | $59,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 15,400 | $58,000 | thousands by filing date | |
| SCVX CORP | G79448117 | *W EXP 01/24/202 | 34,165 | $58,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISITION | 344328117 | *W EXP 08/11/202 | 12,827 | $58,000 | thousands by filing date | |
| AMPLITUDE HLTHCRE AQUSTIN CO | 03212A113 | *W EXP 12/01/202 | 40,527 | $58,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 15,299 | $57,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 10,900 | $55,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 41,897 | $55,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 19,489 | $55,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 16,231 | $54,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 10,529 | $53,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 12,628 | $53,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 12,288 | $52,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 19,416 | $51,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 11,996 | $49,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M117 | *W EXP 05/10/202 | 99,990 | $49,000 | thousands by filing date | |
| URBAN TEA INC | G9396G118 | ORD SHS NEW | 27,623 | $48,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 31,099 | $47,000 | thousands by filing date | |
| WISA TECHNOLOGIES INC | 86633R203 | COM NEW | 13,062 | $46,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F112 | *W EXP 05/26/202 | 18,280 | $46,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 28,676 | $43,000 | thousands by filing date | |
| SC HEALTH CORP | G78516401 | *W EXP 99/99/999 | 31,973 | $43,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130115 | *W EXP 03/01/202 | 23,598 | $43,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 26,789 | $42,000 | thousands by filing date | |
| RYB ED INC | 74979W101 | ADR | 17,306 | $41,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513117 | *W EXP 01/17/202 | 23,977 | $40,000 | thousands by filing date | |
| AKUMIN INC | 01021F109 | COM | 13,064 | $39,000 | thousands by filing date | |
| SOC TELEMED INC | 78472F119 | *W EXP 11/30/202 | 32,619 | $39,000 | thousands by filing date | |
| BORR DRILLING LTD | G1466R207 | SHS | 48,121 | $39,000 | thousands by filing date | |
| SHIFT TECHNOLOGIES INC | 82452T115 | W EXP 10/13/202 | 13,774 | $39,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 15,495 | $37,000 | thousands by filing date | |
| PUHUI WEALTH INVT MGMT CO LT | G7306H101 | SHS | 15,633 | $36,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 22,832 | $36,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 32,851 | $35,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP WT EXP 03/07/24 | 22564L113 | Warrants | 24,180 | $35,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 17,915 | $34,000 | thousands by filing date | |
| UCOMMUNE INTERNATIONAL LTD | G9449A118 | *W EXP 11/01/202 | 123,423 | $32,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 14,258 | $31,000 | thousands by filing date | |
| ETHZILLA CORPORATION | 68236V112 | *W EXP 11/06/202 | 90,330 | $31,000 | thousands by filing date | |
| NANOVIBRONIX INC | 63008J108 | COM | 40,866 | $31,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G114 | *W EXP 11/12/202 | 19,500 | $31,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744112 | *W EXP 99/99/999 | 11,616 | $31,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 10,449 | $30,000 | thousands by filing date | |
| EDOC ACQUISITION CORP | G4000A110 | *W EXP 11/30/202 | 43,594 | $30,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 31,123 | $30,000 | thousands by filing date | |
| MMTEC INC | G6181K106 | SHS | 20,815 | $30,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 22,270 | $29,000 | thousands by filing date | |
| BLUE HAT INTERACTIVE ENTMT T | G1329V106 | SHS | 32,026 | $29,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 62,945 | $28,000 | thousands by filing date | |
| ADVANTAGE SOLUTIONS INC | 00791N110 | *W EXP 10/28/202 | 10,100 | $28,000 | thousands by filing date | |
| nan | 25460E331 | nan | 17,030 | $28,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 14,895 | $27,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 21,598 | $27,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q118 | *W EXP 03/31/202 | 13,521 | $26,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 13,233 | $25,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 12,075 | $25,000 | thousands by filing date | |
| EDOC ACQUISITION CORP | G4000A136 | COM | 43,594 | $24,000 | thousands by filing date | |
| HOLICITY INC | 435063110 | W EXP 08/04/202 | 18,585 | $24,000 | thousands by filing date | |
| ONCONOVA THERAPEUTIC | 68232V405 | Common Stock | 50,766 | $23,000 | thousands by filing date | |
| LIV CAP ACQUISITION CORP | G5510C116 | *W EXP 12/13/202 | 32,142 | $22,000 | thousands by filing date | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 11,378 | $20,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 11,651 | $20,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 22,906 | $18,000 | thousands by filing date | |
| CHARDAN HEALTHCR ACQSTN 2 CO | 15957T115 | *W EXP 03/05/202 | 17,660 | $17,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J119 | *W EXP 10/31/202 | 13,200 | $16,000 | thousands by filing date | |
| SUNLANDS ONLINE ED GROUP | 86740P108 | ADS | 14,454 | $15,000 | thousands by filing date | |
| JAGUAR HEALTH INC | 47010C409 | COM | 18,893 | $15,000 | thousands by filing date | |
| VYNE THERAPEUTICS INC | 92941V100 | COM NEW | 10,089 | $15,000 | thousands by filing date | |
| SGOCO GROUP LTD | G80751129 | SHS NEW | 10,887 | $15,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 44,934 | $14,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 14,571 | $13,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 15,095 | $13,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y180 | COM | 11,544 | $13,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M114 | *W EXP 11/07/202 | 13,817 | $13,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681113 | *W EXP 07/01/202 | 10,686 | $12,000 | thousands by filing date | |
| LUOKUNG TECHNOLOGY CORP | G56981106 | SHS | 16,401 | $11,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITN CO | 106762115 | *W EXP 05/25/202 | 10,672 | $10,000 | thousands by filing date | |
| ITERUM THERAPEUTICS PLC SHS NEW | G6333L101 | Stock | 10,049 | $9,000 | thousands by filing date | |
| BIT ORIGIN LTD | G21621100 | SHS | 10,221 | $9,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 12,861 | $8,000 | thousands by filing date | |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 18,284 | $8,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 10,961 | $8,000 | thousands by filing date | |
| GUARDION HEALTH SCIENCES INC COM | 40145Q203 | Stock | 18,175 | $7,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 11,852 | $6,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 24,559 | $6,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E203 | SHS | 14,931 | $6,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 10,012 | $4,000 | thousands by filing date | |
| CASTOR MARITIME INC | Y1146L109 | SHS | 15,729 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001475597-21-000002 | this filing | 2021-02-16 | acceptance time not in the bulk data set |