13F-HR filed by HRT FINANCIAL LP
HRT FINANCIAL LP filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-13, with 1,829 holding rows worth $3,442,339,000 by the sum of the rows.
- Accession
- 0001475597-20-000020
- Filer
- CIK 1475597
- Filed
- 2020-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 1,754 entries on the cover page, a total value of $3,106,729,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,442,339,000 with VALUE read as thousands by filing date, 13F file number 028-16455. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $3,106,729,000, 10% less than the sum of the rows, $3,442,339,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DMY TECHNOLOGY GROUP INC | 233253111 | *W EXP 02/21/202 | 37,589 | $112,000 | thousands by filing date | |
| ONCONOVA THERAPEUTIC | 68232V405 | Common Stock | 399,355 | $111,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG INC WT EXP 020326 | 00165R119 | Stock | 163,387 | $111,000 | thousands by filing date | |
| INVESCO QQQ TRUST SERIES 1 | 74347B268 | ULTRAPRO SHORT S | 12,732 | $110,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285102 | CL A | 10,847 | $110,000 | thousands by filing date | |
| OPERA LTD SPONSORED ADS | 68373M107 | ADR | 11,206 | $109,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 28,585 | $109,000 | thousands by filing date | |
| BOQI INTL MED INC | 099501108 | COM | 63,853 | $109,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 11,279 | $108,000 | thousands by filing date | |
| 111 INC | 68247Q102 | ADR | 17,416 | $107,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 14,666 | $106,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 11,856 | $105,000 | thousands by filing date | |
| FUWEI FILMS HLDGS CO LTD | G3704F110 | SHS NEW | 28,376 | $105,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 10,539 | $104,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 14,264 | $104,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 26,051 | $104,000 | thousands by filing date | |
| OSSEN INNOVATION CO LTD | 688410208 | SPONSORED ADR NE | 22,792 | $104,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 55,690 | $103,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 14,111 | $103,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 11,417 | $103,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 20,121 | $102,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 34,228 | $102,000 | thousands by filing date | |
| CHINA LIBERAL ED HLDGS LTD | G2161Y109 | ORD | 16,962 | $102,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 24,886 | $101,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 10,742 | $101,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 85,673 | $101,000 | thousands by filing date | |
| RUHNN HLDG LTD | 781314109 | ADS | 38,661 | $101,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 16,499 | $100,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 36,949 | $100,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 29,044 | $99,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 27,531 | $98,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 25,392 | $98,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 15,674 | $98,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 101,382 | $98,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y117 | W EXP 99/99/999 | 54,546 | $98,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 52,801 | $97,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 15,919 | $97,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 10,329 | $97,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 28,645 | $97,000 | thousands by filing date | |
| HUIZE HLDG LTD | 44473E105 | SPONSORED ADS | 12,133 | $97,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641114 | *W EXP 02/21/202 | 45,448 | $97,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K116 | *W EXP 06/22/202 | 54,246 | $97,000 | thousands by filing date | |
| RIMINI STR INC DEL | 76674Q107 | COM | 29,958 | $96,000 | thousands by filing date | |
| FARMMI INC SHS NEW | G33277107 | Stock | 110,275 | $96,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 22,893 | $95,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 10,783 | $95,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R130 | RIGHT 07/17/2023 | 90,074 | $95,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 11,819 | $94,000 | thousands by filing date | |
| BORQS TECHNOLOGIES INC | G1466B103 | SHS | 94,054 | $94,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 10,683 | $93,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 13,564 | $93,000 | thousands by filing date | |
| AESTHETIC MED INTL HLDG GR L | 00809M104 | ADR | 21,833 | $93,000 | thousands by filing date | |
| BLUECITY HLDGS LTD | 09610L106 | ADS | 10,813 | $93,000 | thousands by filing date | |
| MMTEC INC | G6181K106 | SHS | 99,152 | $93,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 26,378 | $92,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 1,068,391 | $92,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 14,894 | $91,000 | thousands by filing date | |
| AMBOW ED HLDG LTD SPONSORED ADS | 02322P200 | ADR | 18,143 | $91,000 | thousands by filing date | |
| MERCURITY FINTECH HOLDING IN | 58936H109 | SPONSORED ADS | 41,853 | $90,000 | thousands by filing date | |
| RISE ED CAYMAN LTD | 76761L102 | SPONSORED ADR | 14,898 | $90,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 19,975 | $89,000 | thousands by filing date | |
| RYB ED INC | 74979W101 | ADR | 29,215 | $88,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 50,750 | $88,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872117 | *W EXP 01/28/202 | 28,328 | $88,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 22,124 | $87,000 | thousands by filing date | |
| SCIENJOY HOLDING CORP | G7864D112 | CLASS A ORD | 15,312 | $87,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 66,700 | $86,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 25,321 | $86,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 69,455 | $86,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 29,308 | $86,000 | thousands by filing date | |
| CHINANET ONLINE HLDGS INC | 16949H201 | COM NEW | 42,680 | $86,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 11,165 | $84,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 17,157 | $84,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 29,701 | $84,000 | thousands by filing date | |
| EHANG HLDGS LTD ADS | 26853E102 | ADR | 10,492 | $83,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 54,042 | $83,000 | thousands by filing date | |
| SHIFTPIXY INC | 82452L203 | COM NEW | 21,800 | $83,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J204 | SPONSORED ADS NEW | 13,465 | $83,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 34,454 | $82,000 | thousands by filing date | |
| HAPPINESS DEVELOPMENT GRP LT | G4289N114 | ORD SHS CL A | 46,551 | $82,000 | thousands by filing date | |
| PUHUI WEALTH INVT MGMT CO LT | G7306H101 | SHS | 27,621 | $82,000 | thousands by filing date | |
| Up Fintech Holding Ltd | 91531W106 | COM | 17,100 | $81,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 19,900 | $81,000 | thousands by filing date | |
| CHINA SXT PHARMACEUTICALS IN | G2161P108 | ORD SHS | 328,435 | $80,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 10,742 | $79,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 11,147 | $78,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 39,086 | $78,000 | thousands by filing date | |
| COLOR STAR TECHNOLOGY CO LTD | G2287A100 | SHS NEW | 160,631 | $77,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 16,425 | $77,000 | thousands by filing date | |
| Cango Inc/KY | 137586103 | ADS | 13,750 | $76,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036118 | *W EXP 02/28/202 | 83,774 | $76,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION | 03768F110 | *W EXP 09/18/202 | 39,332 | $76,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N115 | *W EXP 04/30/202 | 78,027 | $76,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 14,378 | $75,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 11,925 | $74,000 | thousands by filing date | |
| QNITY ELECTRONICS INC | 817323207 | COM | 12,527 | $74,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 25,024 | $74,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 11,557 | $73,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 11,238 | $73,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 20,662 | $73,000 | thousands by filing date | |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 66,124 | $73,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 11,860 | $72,000 | thousands by filing date | |
| MOGU INC SPON ADS | 608012100 | ADR | 30,832 | $72,000 | thousands by filing date | |
| DATASEA INC | 238116206 | COM NEW | 22,864 | $72,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 18,187 | $71,000 | thousands by filing date | |
| ORCHARD THERAPEUTICS PLC | 68570P101 | ADR | 17,362 | $71,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 21,094 | $71,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X113 | *W EXP 05/09/202 | 16,231 | $71,000 | thousands by filing date | |
| 36KR HOLDINGS INC SPONSORED ADR | 88429K103 | ADR | 28,055 | $70,000 | thousands by filing date | |
| REVIVA PHARMACEUTCLS HLDGS INC WT EXP 122525 | G8708A108 | Stock | 132,624 | $70,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 13,062 | $69,000 | thousands by filing date | |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 37,215 | $69,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 21,178 | $67,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 13,108 | $67,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793203 | COM | 24,799 | $66,000 | thousands by filing date | |
| ATIF HOLDINGS LIMITED | G0602B100 | SHS | 56,195 | $66,000 | thousands by filing date | |
| InterPrivate Acquisition Corp | 46064A111 | INTERPRIVATE ACQUISITI -CW24 | 80,999 | $66,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 33,551 | $65,000 | thousands by filing date | |
| PINTEC TECHNOLOGY HLDGS LTD SPONSORED ADS | 72352G107 | ADR | 72,482 | $65,000 | thousands by filing date | |
| YUNJI INC | 98873N107 | ADS RP CL A | 35,474 | $65,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R120 | *W EXP 10/30/202 | 46,956 | $65,000 | thousands by filing date | |
| KBS FASHION GROUP LTD | Y46002203 | COM NEW | 34,005 | $64,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 18,470 | $63,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 17,645 | $63,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 30,876 | $63,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 243,247 | $63,000 | thousands by filing date | |
| COOTEK CAYMAN INC SPONSORED ADS | 21718L102 | ADR | 13,056 | $63,000 | thousands by filing date | |
| GRIDSUM HLDG INC SPONSORED ADR | 398132100 | Stock | 52,663 | $63,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 18,119 | $62,000 | thousands by filing date | |
| LIANLUO SMART LTD COM CL A | G5478K100 | Stock | 157,486 | $62,000 | thousands by filing date | |
| LIFESCI ACQUISITION CORP | 53228P117 | *W EXP 02/14/202 | 38,244 | $62,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P114 | *W EXP 99/99/999 | 49,809 | $61,000 | thousands by filing date | |
| WANDA SPORTS GROUP CO LTD | 93368R101 | SPONSORED ADS | 26,665 | $61,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 12,200 | $60,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 49,273 | $60,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q113 | *W EXP 06/30/202 | 28,000 | $60,000 | thousands by filing date | |
| THE9 LTD SPON ADS NEW | 88337K203 | ADR | 191,314 | $60,000 | thousands by filing date | |
| SHAPEWAYS HOLDIN | G3770A110 | EQUITY WRT | 97,211 | $60,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 14,824 | $59,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 18,429 | $59,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 11,837 | $59,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y122 | *W EXP 99/99/999 | 33,261 | $59,000 | thousands by filing date | |
| POWERBRIDGE TECHNLOGIES CO LTD ORD SHS | G72007100 | ORD SHS | 23,948 | $59,000 | thousands by filing date | |
| WAH FU EDUCATION GROUP LIMIT | G94184101 | SHS | 15,629 | $58,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F119 | *W EXP 09/29/202 | 11,953 | $58,000 | thousands by filing date | |
| HUDSON CAPITAL INC | G4645C109 | SHS | 144,475 | $58,000 | thousands by filing date | |
| 8I ENTERPRISES ACQUISITION C | G2956M112 | *W EXP 10/29/202 | 43,974 | $58,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 95,701 | $57,000 | thousands by filing date | |
| HEALTHCARE MERGER CORP | 42227L110 | *W EXP 12/17/202 | 32,619 | $57,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415124 | *W EXP 07/31/202 | 173,997 | $57,000 | thousands by filing date | |
| CELLECT BIOTECHNOLOGY LTD | 15116C201 | COMMON STOCK-FO | 26,586 | $56,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 10,505 | $56,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 27,105 | $55,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 13,973 | $55,000 | thousands by filing date | |
| AIRNET TECHNOLOGY INC | 00941Q104 | SPONSORED ADR | 60,333 | $55,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K112 | *W EXP 04/01/202 | 109,385 | $55,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP | 53804F111 | *W EXP 05/08/202 | 56,998 | $55,000 | thousands by filing date | |
| CLPS INCORPORATION | G31642104 | COM | 19,894 | $54,000 | thousands by filing date | |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 150,355 | $54,000 | thousands by filing date | |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 23,594 | $54,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A115 | *W EXP 05/24/202 | 33,923 | $54,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 10,775 | $53,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 11,136 | $52,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 186,652 | $52,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 46,325 | $52,000 | thousands by filing date | |
| ECMOHO LTD | 27888P104 | COM | 38,557 | $52,000 | thousands by filing date | |
| CHURCHILL CAP CORP III | 17144C112 | *W EXP 03/01/202 | 26,050 | $52,000 | thousands by filing date | |
| SOFTWARE ACQUISITION GROUP INC | 83406B119 | *W EXP 10/01/202 | 57,545 | $52,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 11,447 | $51,000 | thousands by filing date | |
| SCVX CORP | G79448117 | *W EXP 01/24/202 | 34,165 | $51,000 | thousands by filing date | |
| TRIDENT ACQUISITIONS CORP | 89615T114 | W EXP 05/09/202 | 137,905 | $51,000 | thousands by filing date | |
| BIT ORIGIN LTD | G21621100 | SHS | 73,848 | $50,000 | thousands by filing date | |
| AMPLITUDE HLTHCRE AQUSTIN CO | 03212A113 | *W EXP 12/01/202 | 40,527 | $50,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884112 | *W EXP 06/20/202 | 33,589 | $50,000 | thousands by filing date | |
| 8I ENTERPRISES ACQUISITION C | G2956M120 | RIGHT 10/29/2020 | 58,620 | $49,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 17,037 | $48,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 11,400 | $48,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 47,266 | $48,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 16,123 | $48,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 11,903 | $47,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 28,997 | $47,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754114 | *W EXP 12/06/202 | 95,342 | $47,000 | thousands by filing date | |
| CHINA CERAMICS CO LTD | G2113X159 | SHS NEW | 21,595 | $47,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 20,481 | $46,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L119 | *W EXP 10/31/202 | 46,101 | $46,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 16,917 | $45,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 17,327 | $45,000 | thousands by filing date | |
| DUNXIN FINL HLDGS LTD | 26605Q106 | SPONSORED ADS | 59,604 | $45,000 | thousands by filing date | |
| SUNLANDS ONLINE ED GROUP | 86740P108 | ADS | 26,652 | $45,000 | thousands by filing date | |
| MOXIAN INC | 624697306 | COM | 33,999 | $45,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F117 | *W EXP 08/26/202 | 69,034 | $45,000 | thousands by filing date | |
| NATUZZI S P A | 63905A200 | SPON ADS | 26,380 | $44,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 23,506 | $44,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 18,041 | $44,000 | thousands by filing date | |
| GREENVISION ACQUISITION CORP | 39678G111 | *W EXP 10/28/202 | 85,962 | $44,000 | thousands by filing date | |
| NETFIN ACQUISITION CORP | G6455A115 | *W EXP 08/01/202 | 32,733 | $44,000 | thousands by filing date | |
| B RILEY PRIN MERGER CORP II WT EXP 050626 | 05600U114 | Common Stock | 32,774 | $44,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 28,431 | $43,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 18,800 | $43,000 | thousands by filing date | |
| SCWORX CORP COM | 78396V109 | Stock | 28,610 | $43,000 | thousands by filing date | |
| GREEN GIANT INC | 16948W209 | COM NEW | 40,222 | $43,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S108 | *W EXP 11/30/202 | 31,590 | $43,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L114 | *W EXP 08/02/202 | 72,083 | $43,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 10,575 | $42,000 | thousands by filing date | |
| ZK INTL GROUP CO LTD SHS NEW | G9892K100 | Stock | 35,686 | $42,000 | thousands by filing date | |
| CIIG MERGER CORP | 12559C111 | *W EXP 12/31/202 | 49,706 | $42,000 | thousands by filing date | |
| TOTTENHAM ACQUISITION I LTD | G8959N114 | *W EXP 05/06/202 | 90,380 | $42,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 17,565 | $41,000 | thousands by filing date | |
| ASIA PACIFIC WIRE & CABLE CO | G0535E106 | ORD | 33,631 | $41,000 | thousands by filing date | |
| RETO ECO SOLUTIONS INC | G75271109 | COM | 83,382 | $41,000 | thousands by filing date | |
| RECON TECHNOLOGY LTD | G7415M124 | COMMON | 45,754 | $41,000 | thousands by filing date | |
| AURORA MOBILE LTD | 051857100 | ADS | 26,715 | $41,000 | thousands by filing date | |
| URBAN TEA INC | G9396G118 | ORD SHS NEW | 24,333 | $40,000 | thousands by filing date | |
| CORPORACION AMER ARPTS S A | L1995B107 | COM | 17,921 | $39,000 | thousands by filing date | |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 27,379 | $39,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C117 | *W EXP 09/01/202 | 32,168 | $39,000 | thousands by filing date | |
| SENMIAO TECHNOLOGY LTD | 817225105 | COM | 63,972 | $39,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP | 543195119 | *W EXP 05/27/202 | 39,500 | $38,000 | thousands by filing date | |
| INSURANCE ACQUISITION CORP | 457867117 | *W EXP 03/31/202 | 13,774 | $38,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 12,966 | $37,000 | thousands by filing date | |
| ORISUN ACQUISITION CORP | 68632T117 | *W EXP 05/31/202 | 123,423 | $37,000 | thousands by filing date | |
| IT TECH PACKAGING INC | 46527C100 | COM NEW | 75,073 | $36,000 | thousands by filing date | |
| SC HEALTH CORP | G78516401 | *W EXP 99/99/999 | 31,973 | $36,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 10,200 | $35,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 15,457 | $35,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 13,838 | $35,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP III | 31811A119 | *W EXP 12/01/202 | 22,945 | $35,000 | thousands by filing date | |
| PRIORITY TECHNOLOGY HOLDINGS | 74275G107 | COMMON STOCK | 10,827 | $34,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 112,444 | $34,000 | thousands by filing date | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 22,980 | $34,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R122 | W EXP 06/21/202 | 16,671 | $34,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 33,293 | $33,000 | thousands by filing date | |
| MIDATECH PHARMA PLC | 59564R302 | SPONSORED ADS | 18,240 | $33,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F112 | *W EXP 05/26/202 | 14,900 | $33,000 | thousands by filing date | |
| MOLECULAR DATA INC | 60852L106 | SPONSORED ADS | 26,623 | $33,000 | thousands by filing date | |
| LAIX INC | 50736W105 | ADS | 18,385 | $33,000 | thousands by filing date | |
| PROPTECH ACQUISITION CORP | 74349F119 | *W EXP 05/26/202 | 20,505 | $33,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CO | 80821R117 | W EXP 12/31/202 | 62,505 | $32,000 | thousands by filing date | |
| JIANPU TECHNOLOGY INC | 47738D101 | ADR | 64,250 | $32,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP WT EXP 042625 | G35006124 | COM | 173,670 | $32,000 | thousands by filing date | |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 12,527 | $31,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 12,961 | $31,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q117 | *W EXP 05/15/202 | 23,565 | $31,000 | thousands by filing date | |
| PLANET GREEN HLDGS CORP | 72703U102 | COM | 15,774 | $30,000 | thousands by filing date | |
| GREENLAND TECHNOLOGIES HLDG | G4095T107 | ORD SHS CL A | 12,228 | $29,000 | thousands by filing date | |
| ENLIGHTIFY INC COM NEW | 16943W204 | Stock | 11,814 | $29,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 27,679 | $29,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513117 | *W EXP 01/17/202 | 23,977 | $29,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 54,488 | $29,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 28,383 | $28,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 14,553 | $28,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 19,682 | $28,000 | thousands by filing date | |
| EVER GLORY INTL GRP INC | 299766204 | COM | 35,218 | $28,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085115 | *W EXP 12/31/202 | 25,516 | $28,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 13,076 | $27,000 | thousands by filing date | |
| ZHONGCHAO INC | G9897X107 | CL A | 15,895 | $27,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M117 | *W EXP 05/10/202 | 99,990 | $27,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285110 | *W EXP 02/26/202 | 25,158 | $27,000 | thousands by filing date | |
| GLOBAL BLUE GROUP HOLDING AG | H33700115 | *W EXP 08/28/202 | 41,827 | $26,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 18,056 | $26,000 | thousands by filing date | |
| LIZHI INC | 53933L104 | ADS | 11,702 | $26,000 | thousands by filing date | |
| GREENPRO CAP CORP COM NEW | 39540F101 | Stock | 17,941 | $26,000 | thousands by filing date | |
| FOUR SEASONS ED CAYMAN INC SPON ADS | 35101A101 | ADR | 39,889 | $25,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A111 | *W EXP 04/01/202 | 56,750 | $25,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 12,658 | $24,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D116 | *W EXP 12/31/202 | 133,930 | $24,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 14,812 | $23,000 | thousands by filing date | |
| ORAGENICS INC | 684023302 | COM PAR | 40,119 | $23,000 | thousands by filing date | |
| STEALTH BIOTHERAPEUTICS CORP SPONSORED ADS | 85789A105 | Stock | 17,092 | $23,000 | thousands by filing date | |
| DFP HEALTHCARE ACQUISITNS CO | 23343Q118 | *W EXP 03/31/202 | 13,521 | $22,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130115 | *W EXP 03/01/202 | 23,598 | $22,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 10,200 | $21,000 | thousands by filing date | |
| METALPHA TECHN HOLDING LTD | G28365107 | CMN | 20,873 | $21,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 95,128 | $21,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G114 | *W EXP 11/12/202 | 19,500 | $21,000 | thousands by filing date | |
| KBL MERGER CORP IV | 48242A112 | W EXP 01/15/202 | 90,330 | $20,000 | thousands by filing date | |
| DIGITAL MEDIA SOLUTIONS INC | 25401G114 | WTS | 23,775 | $20,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 28,335 | $20,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP WT EXP 03/07/24 | 22564L113 | Warrants | 24,180 | $20,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 42,180 | $19,000 | thousands by filing date | |
| AURIS MEDICAL HOLDING LTD | G07025201 | SHS | 23,847 | $19,000 | thousands by filing date | |
| WTS/GREENROSE ACQUISITION CORP EXP12/31/2024 | 395392111 | WARR | 78,193 | $18,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 26,427 | $17,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 33,688 | $17,000 | thousands by filing date | |
| COMSTOCK INC | 205750300 | COM NEW | 15,953 | $17,000 | thousands by filing date | |
| GORES HLDGS IV INC | 382865111 | *W EXP 01/22/202 | 10,598 | $17,000 | thousands by filing date | |
| CONYERS PK II ACQUISITION CO | 212896112 | *W EXP 07/18/202 | 10,100 | $17,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372116 | *W EXP 07/31/202 | 68,758 | $17,000 | thousands by filing date | |
| X FINL SPONSORED ADS | 98372W103 | ADR | 31,674 | $16,000 | thousands by filing date | |
| ALLIED GAMING & ENTRTNMNT IN | 019170109 | COM | 13,071 | $16,000 | thousands by filing date | |
| AMERICAN RES CORP | 02927U208 | CL A | 10,200 | $15,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 13,528 | $15,000 | thousands by filing date | |
| Collective Growth Corp | 19424L119 | W EXP 04/30/202 | 25,193 | $15,000 | thousands by filing date | |
| LIV CAP ACQUISITION CORP | G5510C116 | *W EXP 12/13/202 | 32,142 | $15,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 15,153 | $14,000 | thousands by filing date | |
| 9F INC SPON ADS NEW | 65442R109 | ADR | 15,730 | $14,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 11,759 | $14,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 31,941 | $14,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 16,451 | $13,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 12,099 | $13,000 | thousands by filing date | |
| NAVIOS MARITIME CHG CONTAINERS LP UNIT REPSTG LP INT | Y62151108 | COM UNIT RP LP | 12,800 | $13,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 24,090 | $12,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 14,166 | $12,000 | thousands by filing date | |
| CHARDAN HEALTHCR ACQSTN 2 CO | 15957T115 | *W EXP 03/05/202 | 17,660 | $12,000 | thousands by filing date | |
| SGOCO GROUP LTD | G80751129 | SHS NEW | 13,397 | $11,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 18,606 | $10,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 12,277 | $10,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 17,500 | $10,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 11,966 | $9,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 10,346 | $9,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A303 | COM | 82,259 | $9,000 | thousands by filing date | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 15,507 | $9,000 | thousands by filing date | |
| STAFFING 360 SOLUTIONS INC | 852387307 | COM | 14,893 | $9,000 | thousands by filing date | |
| WEIDAI LTD | 94861A108 | SPONS ADS | 11,826 | $9,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 20,776 | $8,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 17,156 | $8,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J119 | *W EXP 10/31/202 | 13,200 | $8,000 | thousands by filing date | |
| Tuanche Limited | 89856T104 | American Depositary Shares | 10,889 | $8,000 | thousands by filing date | |
| NEWBORN ACQUISITION CORP | G6463T114 | *W EXP 02/03/202 | 30,357 | $8,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 18,700 | $7,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681113 | *W EXP 07/01/202 | 10,686 | $7,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 17,782 | $7,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 12,100 | $7,000 | thousands by filing date | |
| BIO-KEY INTL INC | 09060C309 | COM | 13,788 | $6,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 13,836 | $5,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 10,400 | $5,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 28,859 | $4,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482111 | *W EXP 12/01/202 | 12,979 | $3,000 | thousands by filing date | |
| KITOV PHARMA LTD | 49803V115 | *W EXP 11/25/202 | 31,703 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001475597-20-000020 | this filing | 2020-11-13 | acceptance time not in the bulk data set |