13F-HR filed by HRT FINANCIAL LP
HRT FINANCIAL LP filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-14, with 1,503 holding rows worth $3,328,528,000.
- Accession
- 0001475597-20-000015
- Filer
- CIK 1475597
- Filed
- 2020-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 1,503 entries on the cover page, a total value of $3,328,528,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,328,528,000 with VALUE read as thousands by filing date, 13F file number 028-16455. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 12,962 | $292,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 10,407 | $291,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 1,273 | $291,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 7,379 | $291,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y125 | UNIT 99/99/9999 | 28,905 | $291,000 | thousands by filing date | |
| GIGCAPITAL3 INC | 37519D206 | UNIT 99/99/9999 | 29,025 | $291,000 | thousands by filing date | |
| BROADCOM INC | 11135F200 | 8% MCNV PFD SR A | 260 | $289,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 9,566 | $288,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 12,074 | $286,000 | thousands by filing date | |
| PROSHARES TR II | 74347W958 | VIX MDTRM FUTR N | 8,700 | $285,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 19,351 | $285,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 20,648 | $284,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 3,504 | $283,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 15,411 | $281,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 4,297 | $281,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITION CORP SHS CL A | G3165V109 | COM | 17,867 | $281,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 8,818 | $280,000 | thousands by filing date | |
| OKTA INC | 679295905 | CALL | 1,400 | $280,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 20,455 | $280,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 14,966 | $278,000 | thousands by filing date | |
| INTERNATIONAL BUSINESS MA | 459200951 | CHS PUT | 2,300 | $277,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 3,766 | $276,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 9,442 | $276,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 15,572 | $274,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 21,034 | $274,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 15,444 | $274,000 | thousands by filing date | |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 4,952 | $271,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 6,299 | $271,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,061 | $271,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 3,595 | $271,000 | thousands by filing date | |
| MONGODB INC | 60937P956 | CL A | 1,200 | $271,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 8,342 | $270,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 2,225,619 | $269,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 10,412 | $268,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 5,450 | $268,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P901 | CALL | 7,900 | $268,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 6,448 | $266,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 10,775 | $266,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y106 | UNIT 99/99/9999 | 25,000 | $265,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 5,300 | $264,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 2,158 | $264,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 15,561 | $264,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 5,346 | $263,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 11,654 | $261,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 25,028 | $261,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 1,203 | $260,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 25,262 | $259,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 1,307 | $257,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 99,892 | $257,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 7,972 | $256,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 3,450 | $255,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 16,636 | $255,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 8,437 | $255,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 6,798 | $254,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 6,238 | $254,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP | 543195200 | UNIT 99/99/9999 | 25,200 | $254,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 4,768 | $252,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 2,256 | $252,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 27,077 | $251,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 11,798 | $251,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 9,287 | $251,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W957 | PUT | 9,200 | $251,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 14,575 | $250,000 | thousands by filing date | |
| VTI | 922908769 | COM | 1,597 | $249,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 15,565 | $249,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 9,145 | $248,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 25,294 | $246,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 14,852 | $245,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25490K869 | DAIL CSI 300 ETF | 10,719 | $244,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 276,109 | $242,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 23,559 | $242,000 | thousands by filing date | |
| DIREXION DAILY S&P OIL & GAS EXP. & PROD. BEAR 2X SHARES | 25460E174 | ETF | 44,976 | $242,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 4,883 | $241,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 88,146 | $241,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 38,723 | $241,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 68,333 | $241,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F203 | UNIT 99/99/9999 | 22,593 | $241,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 15,737 | $240,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 3,269 | $240,000 | thousands by filing date | |
| MARATHON PETE CORP | 56585A902 | CALL | 6,400 | $239,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 11,385 | $237,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 25,004 | $237,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X149 | FNDMTL US SHRT | 5,065 | $237,000 | thousands by filing date | |
| Collier Creek Holdings | G22707106 | COM | 17,348 | $237,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 9,603 | $236,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 18,463 | $236,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 31,723 | $235,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 3,748 | $235,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 23,969 | $234,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 6,498 | $234,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 2,192 | $232,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 2,989 | $231,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 11,037 | $231,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 8,347 | $230,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 7,485 | $230,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 49,888 | $230,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 8,489 | $229,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 18,681 | $229,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 3,667 | $228,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 18,382 | $228,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y106 | COM CL A | 22,910 | $228,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 12,339 | $227,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 15,184 | $225,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 24,497 | $225,000 | thousands by filing date | |
| CUSHMAN WAKEFIELD PLC | G2717B108 | SHS | 18,119 | $225,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 27,457 | $224,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 20,410 | $224,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 18,837 | $222,000 | thousands by filing date | |
| JD.COM INC | 47215P906 | SPON ADS CL A | 3,700 | $222,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 8,363 | $221,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 3,149 | $221,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 2,693 | $221,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 17,089 | $221,000 | thousands by filing date | |
| FASTLY INC | 31188V900 | CL A | 2,600 | $221,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 802,507 | $221,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 56,103 | $220,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 4,701 | $220,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 22,684 | $220,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 17,529 | $219,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 52,493 | $219,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 73,785 | $219,000 | thousands by filing date | |
| PROSHARES TR ULTSH NASD BIOT | 74347B789 | CEF | 27,345 | $219,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 20,546 | $218,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 216,522 | $218,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 21,909 | $218,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 45,703 | $217,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 7,315 | $217,000 | thousands by filing date | |
| GRAF INDL CORP | 384278107 | COM | 15,564 | $216,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 10,744 | $215,000 | thousands by filing date | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 7,339 | $215,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K953 | COM | 3,600 | $213,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 644 | $212,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 169,712 | $212,000 | thousands by filing date | |
| GENERAL ELECTRIC CO | 369604953 | COM | 31,100 | $212,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 52,619 | $212,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 7,659 | $211,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 1,234 | $211,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y467 | E COMMERCE ETF | 8,967 | $211,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 5,133 | $211,000 | thousands by filing date | |
| FEDEX CORP | 31428X906 | CALL | 1,500 | $210,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 2,566 | $209,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 7,537 | $209,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 44,755 | $209,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 6,003 | $209,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 1,818 | $208,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 272,403 | $208,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 7,465 | $207,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,729 | $207,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 3,861 | $206,000 | thousands by filing date | |
| JPMORGAN CHASE & CO | 46625H900 | CALL | 2,200 | $206,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 23,773 | $205,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 14,173 | $205,000 | thousands by filing date | |
| GENETRON HLDGS LTD | 37186H100 | ADS | 16,991 | $205,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 118,976 | $204,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 902 | $203,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 7,827 | $203,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 5,718 | $201,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 5,005 | $201,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 144,983 | $200,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 14,877 | $200,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 12,140 | $199,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 10,878 | $197,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 26,645 | $197,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 29,781 | $194,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 17,281 | $193,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 26,835 | $190,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 17,253 | $187,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 11,610 | $186,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 35,480 | $184,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 35,984 | $182,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872109 | COM CL A | 17,095 | $182,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 10,055 | $180,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 31,318 | $180,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 15,376 | $178,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 36,681 | $178,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 328,424 | $175,000 | thousands by filing date | |
| ISHARES SILVER TR | 46428Q959 | PUT | 10,300 | $175,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K123 | UNIT 99/99/9999 | 14,679 | $174,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 19,193 | $173,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 31,474 | $173,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 15,586 | $170,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 20,669 | $169,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 93,656 | $169,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K273 | COM | 10,927 | $169,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 10,992 | $168,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 58,652 | $168,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 325,932 | $166,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 18,540 | $164,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 13,323 | $164,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R106 | SHS | 13,402 | $163,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 81,229 | $163,000 | thousands by filing date | |
| 8I ENTERPRISES ACQUISITION C | G2956M104 | SHS | 16,200 | $163,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 35,813 | $159,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 15,849 | $156,000 | thousands by filing date | |
| INTERNATIONAL MONEY EXPRESS | 46005L101 | COM | 12,499 | $155,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 15,518 | $154,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 64,130 | $153,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 15,823 | $152,000 | thousands by filing date | |
| COLLECTIVE GROWTH CORP | 19424L200 | UNIT 04/29/2025 | 15,840 | $150,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 27,690 | $149,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 69,197 | $146,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 14,434 | $143,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 41,755 | $142,000 | thousands by filing date | |
| TILRAY BRANDS INC | 88688T900 | Option | 20,000 | $142,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 34,149 | $141,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 14,731 | $141,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 33,721 | $140,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 357,882 | $139,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 74,846 | $139,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 154,675 | $137,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 14,954 | $136,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 67,856 | $135,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 12,664 | $134,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 11,624 | $134,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 12,987 | $133,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 115,197 | $133,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 13,425 | $133,000 | thousands by filing date | |
| NAKED BRAND GROUP LIMITED | Q6519T117 | SHS NEW | 202,579 | $132,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 25,683 | $130,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 11,081 | $129,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 10,561 | $128,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 11,589 | $125,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 31,368 | $123,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744120 | UNIT 99/99/9999 | 11,793 | $123,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 13,256 | $121,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 12,008 | $121,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 19,234 | $121,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 51,994 | $118,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 17,860 | $115,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 114,877 | $113,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 10,302 | $112,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 20,528 | $112,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 11,157 | $112,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 20,320 | $111,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 15,267 | $110,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 33,728 | $109,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 10,365 | $107,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 10,842 | $107,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 17,610 | $107,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 62,823 | $106,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 321,062 | $104,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 57,286 | $103,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 12,692 | $102,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 17,882 | $101,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 16,738 | $101,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 10,714 | $100,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 15,880 | $100,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 12,241 | $97,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 28,341 | $96,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 13,722 | $96,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 11,786 | $96,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 42,939 | $95,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 11,329 | $95,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 21,751 | $94,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 23,655 | $93,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 13,721 | $93,000 | thousands by filing date | |
| PUHUI WEALTH INVT MGMT CO LT | G7306H101 | SHS | 15,050 | $93,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 12,080 | $92,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 148,043 | $91,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 12,249 | $91,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 16,486 | $91,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 14,047 | $91,000 | thousands by filing date | |
| THE9 LTD SPON ADS NEW | 88337K203 | ADR | 114,635 | $91,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 11,112 | $90,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 11,589 | $89,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 10,580 | $89,000 | thousands by filing date | |
| MACYS INC | 55616P904 | CALL | 12,800 | $88,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 28,096 | $87,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 38,930 | $86,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 17,671 | $86,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 13,509 | $86,000 | thousands by filing date | |
| BLUE HAT INTERACTIVE ENTMT T | G1329V106 | SHS | 65,087 | $85,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 27,522 | $84,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 13,685 | $83,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 10,335 | $82,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 14,721 | $81,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 17,255 | $81,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 16,203 | $81,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 14,813 | $79,000 | thousands by filing date | |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 19,929 | $78,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 25,099 | $77,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 20,371 | $75,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X113 | *W EXP 05/09/202 | 14,059 | $75,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 20,755 | $72,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 17,017 | $71,000 | thousands by filing date | |
| HEXINDAI INC | 428295109 | ADR | 87,933 | $71,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 12,917 | $70,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 12,416 | $68,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379203 | SPONSORD ADS NEW | 10,888 | $68,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 16,123 | $67,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 14,233 | $67,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 46,905 | $67,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 18,600 | $67,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 31,411 | $66,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 21,886 | $65,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 17,122 | $64,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 22,138 | $63,000 | thousands by filing date | |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 11,929 | $63,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 31,562 | $62,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 42,853 | $61,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 62,128 | $60,000 | thousands by filing date | |
| MMTEC INC | G6181K106 | SHS | 44,389 | $59,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 10,439 | $58,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 197,161 | $58,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 37,766 | $58,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 27,308 | $57,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 13,866 | $57,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 49,145 | $56,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 39,245 | $54,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 24,734 | $53,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 10,962 | $52,000 | thousands by filing date | |
| LIANLUO SMART LTD COM CL A | G5478K100 | Stock | 76,913 | $52,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 12,595 | $51,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 11,922 | $50,000 | thousands by filing date | |
| KBS FASHION GROUP LTD | Y46002203 | COM NEW | 20,632 | $50,000 | thousands by filing date | |
| CHINA HGS REAL ESTATE INC | 16948W100 | COM | 61,275 | $49,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 13,864 | $48,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 32,354 | $48,000 | thousands by filing date | |
| CHINA JO-JO DRUGSTORES INC | 16949A206 | COM NEW | 34,372 | $47,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 170,072 | $46,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 11,189 | $44,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 20,049 | $44,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 103,535 | $44,000 | thousands by filing date | |
| CHINA SXT PHARMACEUTICALS IN | G2161P108 | ORD SHS | 84,873 | $44,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145113 | *W EXP 99/99/999 | 32,721 | $43,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC | 233253111 | *W EXP 02/21/202 | 28,545 | $43,000 | thousands by filing date | |
| ZK INTL GROUP CO LTD SHS NEW | G9892K100 | Stock | 29,781 | $42,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP | 12528N115 | *W EXP 04/30/202 | 30,471 | $41,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R122 | W EXP 06/21/202 | 18,420 | $41,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 11,093 | $40,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 55,841 | $40,000 | thousands by filing date | |
| CANAAN INC | 134748102 | SPONSORED ADS | 20,861 | $39,000 | thousands by filing date | |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 59,461 | $39,000 | thousands by filing date | |
| BOQI INTL MED INC | 099501108 | COM | 17,319 | $39,000 | thousands by filing date | |
| URBAN TEA INC | G9396G100 | ORD SHS | 73,203 | $39,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 13,306 | $38,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R130 | RIGHT 07/17/2023 | 41,487 | $38,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 10,985 | $37,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 44,000 | $37,000 | thousands by filing date | |
| YUNJI INC | 98873N107 | ADS RP CL A | 13,984 | $37,000 | thousands by filing date | |
| HAPPINESS DEVELOPMENT GRP LT | G4289N114 | ORD SHS CL A | 13,339 | $37,000 | thousands by filing date | |
| SECOO HLDG LTD | 81367P101 | ADR | 11,553 | $37,000 | thousands by filing date | |
| ATIF HOLDINGS LIMITED | G0602B100 | SHS | 19,856 | $37,000 | thousands by filing date | |
| MONOCLE ACQUISITION CORP | 609754114 | *W EXP 12/06/202 | 58,431 | $37,000 | thousands by filing date | |
| PINTEC TECHNOLOGY HLDGS LTD SPONSORED ADS | 72352G107 | ADR | 30,563 | $36,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F117 | *W EXP 08/26/202 | 43,325 | $36,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 29,099 | $35,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 50,255 | $34,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884112 | *W EXP 06/20/202 | 31,189 | $34,000 | thousands by filing date | |
| NETFIN ACQUISITION CORP | G6455A115 | *W EXP 08/01/202 | 20,908 | $34,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 11,478 | $33,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 13,276 | $33,000 | thousands by filing date | |
| Ascena Retail Group Inc | 04351G200 | Common Stock | 22,922 | $33,000 | thousands by filing date | |
| SMART POWERR CORP | 168913309 | COM | 14,471 | $32,000 | thousands by filing date | |
| COLOR STAR TECHNOLOGY CO LTD | G2287A100 | SHS NEW | 38,510 | $32,000 | thousands by filing date | |
| DUNXIN FINL HLDGS LTD | 26605Q106 | SPONSORED ADS | 46,889 | $32,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CO | 80821R117 | W EXP 12/31/202 | 25,148 | $32,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 70,105 | $32,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402Q126 | *W EXP 04/01/202 | 98,400 | $32,000 | thousands by filing date | |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 14,672 | $31,000 | thousands by filing date | |
| IT TECH PACKAGING INC | 46527C100 | COM NEW | 52,018 | $31,000 | thousands by filing date | |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 13,671 | $31,000 | thousands by filing date | |
| OSSEN INNOVATION CO LTD | 688410208 | SPONSORED ADR NE | 11,382 | $31,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 26,471 | $30,000 | thousands by filing date | |
| MOGU INC SPON ADS | 608012100 | ADR | 16,972 | $30,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 17,689 | $29,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 11,047 | $29,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 18,220 | $29,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 10,249 | $29,000 | thousands by filing date | |
| LUOKUNG TECHNOLOGY CORP | G56981106 | SHS | 44,994 | $29,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K116 | *W EXP 06/22/202 | 32,806 | $29,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 10,242 | $28,000 | thousands by filing date | |
| EVER GLORY INTL GRP INC | 299766204 | COM | 27,310 | $28,000 | thousands by filing date | |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 26,872 | $28,000 | thousands by filing date | |
| DATASEA INC | 238116206 | COM NEW | 13,554 | $28,000 | thousands by filing date | |
| TD HLDGS INC COM NEW | 87250W103 | Stock | 15,075 | $28,000 | thousands by filing date | |
| SCVX CORP | G79448117 | *W EXP 01/24/202 | 27,315 | $28,000 | thousands by filing date | |
| TAOPING INC COM | G8675V101 | Stock | 59,897 | $28,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 14,034 | $27,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 11,015 | $26,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 11,769 | $26,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 11,833 | $26,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 14,225 | $26,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 12,294 | $26,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 27,660 | $26,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K112 | *W EXP 04/01/202 | 44,800 | $26,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP | 53804F111 | *W EXP 05/08/202 | 34,827 | $26,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 14,054 | $25,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 17,301 | $25,000 | thousands by filing date | |
| CEMTREX INC | 15130G600 | COM | 15,713 | $25,000 | thousands by filing date | |
| RECON TECHNOLOGY LTD | G7415M124 | COMMON | 22,261 | $25,000 | thousands by filing date | |
| STEALTH BIOTHERAPEUTICS CORP SPONSORED ADS | 85789A105 | Stock | 13,751 | $25,000 | thousands by filing date | |
| CHINA CERAMICS CO LTD | G2113X134 | SHS | 34,295 | $25,000 | thousands by filing date | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 32,472 | $24,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 11,249 | $24,000 | thousands by filing date | |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 21,107 | $24,000 | thousands by filing date | |
| RETO ECO SOLUTIONS INC | G75271109 | COM | 18,539 | $24,000 | thousands by filing date | |
| AURORA MOBILE LTD | 051857100 | ADS | 15,394 | $24,000 | thousands by filing date | |
| EAST STONE ACQUISITION CORP | G2911D116 | *W EXP 12/31/202 | 97,229 | $24,000 | thousands by filing date | |
| SHINECO INC COM NEW | 824567200 | Stock | 45,572 | $24,000 | thousands by filing date | |
| NATUZZI S P A | 63905A200 | SPON ADS | 21,097 | $23,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 27,289 | $23,000 | thousands by filing date | |
| CHINANET ONLINE HLDGS INC | 16949H201 | COM NEW | 23,745 | $23,000 | thousands by filing date | |
| JIANPU TECHNOLOGY INC | 47738D101 | ADR | 35,882 | $23,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085115 | *W EXP 12/31/202 | 21,200 | $23,000 | thousands by filing date | |
| REVIVA PHARMACEUTCLS HLDGS INC WT EXP 122525 | G8708A108 | Stock | 50,400 | $23,000 | thousands by filing date | |
| BIT ORIGIN LTD | G21621100 | SHS | 18,271 | $23,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415124 | *W EXP 07/31/202 | 54,704 | $23,000 | thousands by filing date | |
| DIAMONDPEAK HLDGS COR | 25280H118 | *W EXP 02/22/202 | 13,100 | $23,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788115 | *W EXP 07/30/202 | 10,954 | $23,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 16,753 | $22,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 15,335 | $22,000 | thousands by filing date | |
| METALPHA TECHN HOLDING LTD | G28365107 | CMN | 19,293 | $22,000 | thousands by filing date | |
| CLPS INCORPORATION | G31642104 | COM | 10,563 | $22,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 19,710 | $22,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 18,648 | $22,000 | thousands by filing date | |
| DROPBOX INC - CLASS A | G4027R104 | COM | 17,823 | $22,000 | thousands by filing date | |
| GIGCAPITAL2 INC | 375036118 | *W EXP 02/28/202 | 44,500 | $22,000 | thousands by filing date | |
| GRAF INDL CORP | 384278115 | Stock | 10,000 | $22,000 | thousands by filing date | |
| X FINL SPONSORED ADS | 98372W103 | ADR | 23,574 | $21,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 12,014 | $21,000 | thousands by filing date | |
| WANDA SPORTS GROUP CO LTD | 93368R101 | SPONSORED ADS | 10,097 | $21,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 25,077 | $20,000 | thousands by filing date | |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 17,987 | $20,000 | thousands by filing date | |
| GRIDSUM HLDG INC SPONSORED ADR | 398132100 | Stock | 28,474 | $20,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 15,957 | $19,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 27,144 | $19,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG INC WT EXP 020326 | 00165R119 | Stock | 34,632 | $19,000 | thousands by filing date | |
| AIRNET TECHNOLOGY INC | 00941Q104 | SPONSORED ADR | 25,844 | $19,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285110 | *W EXP 02/26/202 | 15,699 | $19,000 | thousands by filing date | |
| ORISUN ACQUISITION CORP | 68632T117 | *W EXP 05/31/202 | 51,624 | $19,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 12,120 | $18,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 13,754 | $18,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 10,517 | $18,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 20,085 | $18,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 11,946 | $18,000 | thousands by filing date | |
| BORQS TECHNOLOGIES INC | G1466B103 | SHS | 14,344 | $18,000 | thousands by filing date | |
| GORES HLDGS IV INC | 382865111 | *W EXP 01/22/202 | 10,125 | $18,000 | thousands by filing date | |
| 8I ENTERPRISES ACQUISITION C | G2956M120 | RIGHT 10/29/2020 | 58,620 | $18,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 17,458 | $17,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G114 | *W EXP 11/12/202 | 19,500 | $17,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A303 | COM | 23,381 | $16,000 | thousands by filing date | |
| FOUR SEASONS ED CAYMAN INC SPON ADS | 35101A101 | ADR | 13,958 | $16,000 | thousands by filing date | |
| SHAPEWAYS HOLDIN | G3770A110 | EQUITY WRT | 29,018 | $16,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L119 | *W EXP 10/31/202 | 10,779 | $16,000 | thousands by filing date | |
| HUDSON CAPITAL INC | G4645C109 | SHS | 26,502 | $16,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 11,204 | $15,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P114 | *W EXP 99/99/999 | 10,200 | $15,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 29,300 | $15,000 | thousands by filing date | |
| DOLPHIN ENTMT INC COM NEW | 25686H100 | Stock | 17,821 | $15,000 | thousands by filing date | |
| PHUNWARE INC | 71948P100 | COMMON | 12,553 | $15,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 18,328 | $15,000 | thousands by filing date | |
| LEO HOLDINGS CORP | G5463L113 | *W EXP 07/31/202 | 12,050 | $15,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S108 | *W EXP 11/30/202 | 11,100 | $15,000 | thousands by filing date | |
| 8I ENTERPRISES ACQUISITION C | G2956M112 | *W EXP 10/29/202 | 32,807 | $15,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 12,001 | $14,000 | thousands by filing date | |
| SGOCO GROUP LTD | G80751129 | SHS NEW | 11,428 | $14,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L114 | *W EXP 08/02/202 | 28,301 | $14,000 | thousands by filing date | |
| MOXIAN INC | 624697306 | COM | 17,988 | $14,000 | thousands by filing date | |
| InterPrivate Acquisition Corp | 46064A111 | INTERPRIVATE ACQUISITI -CW24 | 23,400 | $14,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372116 | *W EXP 07/31/202 | 66,758 | $13,000 | thousands by filing date | |
| WTS/GREENROSE ACQUISITION CORP EXP12/31/2024 | 395392111 | WARR | 58,599 | $12,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 20,638 | $12,000 | thousands by filing date | |
| KBL MERGER CORP IV | 48242A112 | W EXP 01/15/202 | 40,652 | $12,000 | thousands by filing date | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 13,965 | $11,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 16,217 | $10,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 14,720 | $10,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 24,607 | $10,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 14,345 | $10,000 | thousands by filing date | |
| TOUGHBUILT INDS INC COM | 89157G504 | COM | 13,243 | $10,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 14,528 | $10,000 | thousands by filing date | |
| FAR PT ACQUISITION CORP | 30734W117 | *W EXP 06/01/202 | 20,802 | $10,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 12,209 | $9,000 | thousands by filing date | |
| ONCONOVA THERAPEUTIC | 68232V405 | Common Stock | 17,141 | $9,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A111 | *W EXP 04/01/202 | 16,700 | $9,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP WT EXP 042625 | G35006124 | COM | 34,170 | $9,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 19,600 | $9,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130115 | *W EXP 03/01/202 | 10,400 | $9,000 | thousands by filing date | |
| SINO GLOBAL SHIPPING AMER LT | 82935V109 | COM | 13,822 | $8,000 | thousands by filing date | |
| FARMMI INC SHS NEW | G33277107 | Stock | 12,014 | $8,000 | thousands by filing date | |
| TRIDENT ACQUISITIONS CORP | 89615T114 | W EXP 05/09/202 | 17,975 | $8,000 | thousands by filing date | |
| SENECA BIOPHARMA INC | 81689B103 | COM | 11,631 | $8,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 14,958 | $7,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 11,648 | $7,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 15,857 | $7,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 13,000 | $7,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M117 | *W EXP 05/10/202 | 25,203 | $7,000 | thousands by filing date | |
| NOVUS CAP CORP WT EXP 063027 | 67012U116 | Stock | 10,163 | $7,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 15,539 | $7,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K118 | *W EXP 06/01/202 | 10,000 | $7,000 | thousands by filing date | |
| LIV CAP ACQUISITION CORP | G5510C116 | *W EXP 12/13/202 | 24,698 | $7,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 22,854 | $6,000 | thousands by filing date | |
| VISLINK TECHNOLOGIES INC COM NEW | 92836Y201 | Stock | 10,257 | $6,000 | thousands by filing date | |
| AVINGER INC | 053734604 | COM | 17,672 | $5,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 11,485 | $5,000 | thousands by filing date | |
| GREENVISION ACQUISITION CORP | 39678G111 | *W EXP 10/28/202 | 20,501 | $5,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482111 | *W EXP 12/01/202 | 12,979 | $5,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 14,600 | $4,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 14,501 | $4,000 | thousands by filing date | |
| KITOV PHARMA LTD | 49803V115 | *W EXP 11/25/202 | 19,105 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001475597-20-000015 | this filing | 2020-08-14 | acceptance time not in the bulk data set |