13F-HR filed by HRT FINANCIAL LP
HRT FINANCIAL LP filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-15, with 716 holding rows worth $1,551,377,000.
- Accession
- 0001475597-20-000009
- Filer
- CIK 1475597
- Filed
- 2020-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 718 entries on the cover page, a total value of $1,551,377,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,551,377,000 with VALUE read as thousands by filing date, 13F file number 028-16455. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GAMESTOP CORP | 36467W109 | CL A | 84,133 | $294,000 | thousands by filing date | |
| TWITTER INC | 90184L952 | COM | 12,000 | $294,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 9,780 | $293,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 17,968 | $289,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 3,123 | $288,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 23,537 | $287,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K953 | COM | 12,700 | $286,000 | thousands by filing date | |
| NEWMONT CORP | 651639956 | PUT | 6,300 | $285,000 | thousands by filing date | |
| WALMART INC | 931142953 | PUT | 2,500 | $284,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 10,980 | $283,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 9,641 | $283,000 | thousands by filing date | |
| ULTA BEAUTY INC | 90384S903 | CALL | 1,600 | $281,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 6,173 | $280,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 18,066 | $279,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 7,458 | $279,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 62,894 | $277,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D957 | PUT | 6,100 | $277,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 4,823 | $275,000 | thousands by filing date | |
| PROSHARES TR II | 74347W908 | VIX MDTRM FUTR N | 4,700 | $275,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 51,434 | $273,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,739 | $272,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 3,252 | $270,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 4,096 | $268,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 9,294 | $265,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 3,528 | $264,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 57,200 | $263,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 14,651 | $259,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 13,500 | $258,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 1,791 | $258,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 13,769 | $257,000 | thousands by filing date | |
| PROSHARES TR | 74347X951 | ULTRAPRO QQQ | 5,400 | $257,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 9,670 | $256,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y950 | PUT | 5,700 | $256,000 | thousands by filing date | |
| DBX ETF TR | 233051909 | XTRACK HRVST CSI | 9,900 | $256,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 2,900 | $254,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 4,382 | $253,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC | 83088M952 | PUT | 2,800 | $250,000 | thousands by filing date | |
| UNITED RENTALS INC | 911363959 | COM | 2,400 | $246,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 4,482 | $244,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 14,720 | $242,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X959 | UT SER 1 | 1,100 | $241,000 | thousands by filing date | |
| MARATHON PETE CORP | 56585A952 | PUT | 10,000 | $236,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 6,286 | $235,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 48,153 | $235,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 327,126 | $233,000 | thousands by filing date | |
| ALPHABET INC | 02079K955 | PUT | 200 | $232,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X149 | FNDMTL US SHRT | 5,285 | $232,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 19,841 | $231,000 | thousands by filing date | |
| MERCK & CO INC | 58933Y955 | PUT | 3,000 | $230,000 | thousands by filing date | |
| SPOTIFY TECHNOLOGY S A | L8681T952 | PUT | 1,900 | $230,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 32,491 | $229,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 416 | $229,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 4,133 | $227,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 9,178 | $226,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 1,575 | $226,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 56,323 | $225,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A958 | PUT | 6,900 | $224,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 9,962 | $224,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 6,508 | $222,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 1,785 | $219,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 240 | $218,000 | thousands by filing date | |
| XLF 260717P00050000 | 81369y955 | PUT | 10,500 | $218,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 65,464 | $215,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A537 | CBOE VEST S&P | 6,149 | $215,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD | 881624959 | PUT | 23,900 | $214,000 | thousands by filing date | |
| BROADCOM INC | 11135F901 | CALL | 900 | $213,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y959 | PUT | 2,400 | $212,000 | thousands by filing date | |
| CISCO SYS INC | 17275R952 | PUT | 5,400 | $212,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 1,494 | $211,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W957 | PUT | 12,800 | $211,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 42,963 | $210,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 19,700 | $210,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 6,882 | $209,000 | thousands by filing date | |
| TESLA INC | 88160R951 | PUT | 400 | $209,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 3,866 | $208,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 2,303 | $208,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 2,381 | $208,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021959 | PUT | 1,100 | $208,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC | 910047959 | COM | 6,600 | $208,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 23,700 | $205,000 | thousands by filing date | |
| ISHARES TR | 464287906 | CALL | 1,900 | $204,000 | thousands by filing date | |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 4,600 | $204,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 3,602 | $202,000 | thousands by filing date | |
| ALTRIA GROUP INC | 02209S953 | PUT | 5,200 | $201,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 85,159 | $200,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 3,509 | $200,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 117,274 | $198,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 19,543 | $195,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 130,906 | $193,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 11,011 | $190,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 13,119 | $189,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 20,309 | $183,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 97,164 | $175,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376R952 | PUT | 14,300 | $174,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 201,577 | $168,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 13,670 | $165,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 15,103 | $164,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 19,469 | $162,000 | thousands by filing date | |
| GENERAL ELECTRIC CO | 369604953 | COM | 19,800 | $157,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 33,882 | $154,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 12,292 | $152,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 37,437 | $151,000 | thousands by filing date | |
| HF FOODS GROUP INC | 40417F109 | COM | 18,044 | $151,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 12,833 | $148,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 23,437 | $145,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 10,116 | $145,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 16,105 | $144,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 10,187 | $144,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 17,000 | $142,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 19,299 | $141,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 46,557 | $141,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 10,475 | $139,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 19,316 | $136,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 17,207 | $135,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 16,612 | $135,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 12,373 | $132,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 11,178 | $130,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 56,704 | $129,000 | thousands by filing date | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 10,000 | $129,000 | thousands by filing date | |
| FREEPORT MCMORAN INC | 35671D957 | PUT | 18,800 | $126,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 13,450 | $118,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 10,742 | $117,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 75,237 | $113,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 10,659 | $113,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 41,021 | $111,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 12,491 | $110,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 25,349 | $109,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 35,170 | $109,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 12,843 | $97,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 31,618 | $91,000 | thousands by filing date | |
| AMARIN CORPORATION PLC -ADR | 023111956 | ADR | 22,000 | $88,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 11,983 | $88,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 11,969 | $82,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 23,613 | $74,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 141,323 | $62,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 37,359 | $61,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 16,320 | $61,000 | thousands by filing date | |
| HARROW INC | 415858109 | COM | 14,259 | $54,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 28,174 | $53,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 16,948 | $53,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 12,460 | $52,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 13,748 | $52,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 38,702 | $52,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 51,911 | $51,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 47,766 | $51,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 39,876 | $50,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X958 | PUT | 55,600 | $50,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 77,216 | $49,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 179,230 | $47,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 11,541 | $46,000 | thousands by filing date | |
| NEXA RES S A | L67359106 | COM | 13,380 | $46,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 73,161 | $43,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 46,551 | $41,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 75,357 | $39,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 22,790 | $38,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 10,200 | $38,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 14,651 | $36,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 10,905 | $36,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 29,603 | $35,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 17,092 | $34,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 59,238 | $34,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 18,036 | $33,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 13,322 | $33,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 17,960 | $32,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628301 | COM | 15,112 | $31,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 148,826 | $29,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 158,243 | $29,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 31,888 | $28,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 71,908 | $27,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 12,043 | $27,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 33,110 | $26,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 10,300 | $26,000 | thousands by filing date | |
| CONTURA ENERGY INC | 21241B100 | COM | 11,470 | $26,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 10,018 | $25,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 16,631 | $24,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 16,928 | $23,000 | thousands by filing date | |
| Ascena Retail Group Inc | 04351G200 | Common Stock | 17,008 | $23,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 60,232 | $22,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 22,970 | $19,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 13,963 | $18,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 14,173 | $17,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 11,289 | $17,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 24,476 | $16,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 42,030 | $16,000 | thousands by filing date | |
| NAKED BRAND GROUP LIMITED | Q6519T117 | SHS NEW | 29,646 | $16,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 12,488 | $15,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 15,251 | $13,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 36,959 | $12,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 13,924 | $12,000 | thousands by filing date | |
| BIO-KEY INTL INC | 09060C309 | COM | 13,974 | $12,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 11,700 | $11,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 13,205 | $11,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 29,506 | $11,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 20,647 | $11,000 | thousands by filing date | |
| LIANLUO SMART LTD COM CL A | G5478K100 | Stock | 24,877 | $11,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 40,410 | $10,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 23,595 | $10,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 17,959 | $10,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 12,027 | $9,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 10,265 | $9,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 14,081 | $9,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 12,719 | $8,000 | thousands by filing date | |
| BIOCEPT INC | 09072V402 | COM PAR | 32,141 | $8,000 | thousands by filing date | |
| PERFORMANCE SHIPPING INC | Y67305105 | COM | 14,538 | $8,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 21,550 | $7,000 | thousands by filing date | |
| APEX GLOBAL BRANDS INC | 03755M201 | COM NEW | 16,585 | $6,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 29,181 | $5,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 11,597 | $5,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 11,437 | $5,000 | thousands by filing date | |
| AIKIDO PHARMA INC | 008875106 | COM | 11,324 | $5,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 17,180 | $4,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 10,554 | $4,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 10,648 | $4,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 14,045 | $2,000 | thousands by filing date | |
| Taronis Technologies Inc Com New | 876214206 | Equity | 12,440 | $1,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 20,562 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001475597-20-000009 | this filing | 2020-05-15 | acceptance time not in the bulk data set |