13F-HR filed by HRT FINANCIAL LP
HRT FINANCIAL LP filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 1,101 holding rows worth $2,325,285,000.
- Accession
- 0001475597-20-000003
- Filer
- CIK 1475597
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 1,104 entries on the cover page, a total value of $2,325,285,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,325,285,000 with VALUE read as thousands by filing date, 13F file number 028-16455. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 14,155 | $126,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 18,700 | $126,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 12,013 | $126,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 44,892 | $124,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 13,010 | $124,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 33,071 | $119,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 55,486 | $119,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 70,463 | $119,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 26,358 | $118,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 58,040 | $118,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 27,139 | $115,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 10,586 | $115,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 10,517 | $115,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 40,044 | $114,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 165,255 | $114,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 10,095 | $113,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 42,203 | $113,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 45,062 | $112,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 23,884 | $112,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 10,727 | $111,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 12,116 | $109,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 21,016 | $109,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 13,556 | $109,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 86,600 | $108,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 26,985 | $107,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 16,964 | $105,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 13,559 | $104,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 22,317 | $103,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 21,828 | $102,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 47,666 | $100,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 38,876 | $99,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 75,532 | $97,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 51,800 | $96,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 22,386 | $94,000 | thousands by filing date | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 14,082 | $94,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 49,323 | $93,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 27,899 | $91,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 17,542 | $89,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 11,433 | $87,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 82,566 | $85,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 15,414 | $84,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 11,950 | $82,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 12,389 | $79,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 11,394 | $79,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 19,800 | $78,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 44,509 | $78,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 22,141 | $75,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 17,700 | $75,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 11,873 | $72,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 11,536 | $72,000 | thousands by filing date | |
| FANG HLDGS LTD | 30711Y201 | ADR NEW | 25,514 | $72,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 17,434 | $71,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 31,942 | $70,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 22,335 | $70,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 18,465 | $69,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 15,152 | $66,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 20,319 | $66,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 13,922 | $66,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 14,818 | $65,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628301 | COM | 11,542 | $65,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 26,789 | $62,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 11,154 | $60,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 16,388 | $60,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 65,083 | $59,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 11,695 | $54,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 44,245 | $53,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 39,320 | $53,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 10,430 | $49,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 39,089 | $47,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 12,817 | $43,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 30,982 | $43,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 11,432 | $43,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 18,744 | $42,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 16,584 | $41,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 12,001 | $41,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 37,200 | $41,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 20,590 | $40,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 10,372 | $39,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 97,422 | $39,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 11,668 | $37,000 | thousands by filing date | |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 19,948 | $37,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 17,482 | $36,000 | thousands by filing date | |
| WANDA SPORTS GROUP CO LTD | 93368R101 | SPONSORED ADS | 15,078 | $36,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 13,949 | $35,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 16,788 | $35,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 13,839 | $34,000 | thousands by filing date | |
| DPW HLDGS INC COM | 26140E600 | Stock | 25,818 | $30,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 10,040 | $28,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 11,043 | $23,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 12,983 | $23,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 14,606 | $21,000 | thousands by filing date | |
| SENMIAO TECHNOLOGY LTD | 817225105 | COM | 31,065 | $20,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 12,277 | $13,000 | thousands by filing date | |
| DROPCAR INC | 26210U203 | COM NEW | 13,616 | $11,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 10,660 | $10,000 | thousands by filing date | |
| ONCONOVA THERAPEUTIC | 68232V405 | Common Stock | 22,701 | $8,000 | thousands by filing date | |
| IFRESH INC | 449538107 | COM | 20,626 | $8,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCE INC | 004468203 | COM NEW | 10,772 | $5,000 | thousands by filing date | |
| RITTER PHARMACEUTICALS INC COM NEW | 767836307 | Stock | 28,469 | $4,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 10,000 | $2,000 | thousands by filing date | |
| GUARDION HEALTH SCIENCES INC COM | 40145Q203 | Stock | 10,502 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001475597-20-000003 | this filing | 2020-02-14 | acceptance time not in the bulk data set |