13F-HR filed by RiverFront Investment Group, LLC
RiverFront Investment Group, LLC filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-09, with 144 holding rows worth $4,959,815,000.
- Accession
- 0001469751-21-000005
- Filer
- CIK 1469751
- Filed
- 2021-08-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A combination report, 144 entries on the cover page, a total value of $4,959,815,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,959,815,000 with VALUE read as thousands by filing date, 13F file number 028-13577. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerALPS Advisors, Inc. 028-12230
- reports for this filerFirst Trust Advisors LP 028-06487
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 6,256,259 | $538,226,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 974,811 | $419,090,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 4,751,645 | $408,119,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 5,297,152 | $396,545,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 11,310,572 | $339,430,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 2,539,153 | $241,397,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 2,662,093 | $220,181,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1,008,990 | $186,894,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 513,080 | $181,850,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 2,176,196 | $145,783,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 877,422 | $129,560,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 907,751 | $98,246,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 770,239 | $97,011,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 1,387,012 | $94,053,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 833,753 | $89,444,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 893,595 | $88,822,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 3,147,664 | $81,052,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 448,191 | $80,024,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 1,333,793 | $69,037,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q528 | DYNAM US ETF | 1,562,530 | $67,915,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 643,021 | $65,845,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 452,395 | $65,302,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q536 | DYNA CORE IN ETF | 2,093,243 | $53,453,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 511,900 | $41,448,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 1,248,901 | $41,088,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 704,497 | $40,353,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 506,607 | $35,853,000 | thousands by filing date | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 560,455 | $33,946,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 122,931 | $33,301,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 263,982 | $31,553,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 586,975 | $31,481,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 700,812 | $31,294,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 78,697 | $30,695,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 405,060 | $30,610,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 431,947 | $30,223,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 276,227 | $29,539,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 560,545 | $28,229,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 185,807 | $26,722,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 181,147 | $26,619,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 318,731 | $26,235,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 71,212 | $25,710,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 465,425 | $25,072,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 97,483 | $23,565,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 124,984 | $18,452,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 118,280 | $16,199,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 134,703 | $15,061,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 30,602 | $12,254,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 895,263 | $12,050,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 53,753 | $11,698,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 155,022 | $11,563,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 30,246 | $10,992,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 250,042 | $10,691,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 318,993 | $9,984,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 138,181 | $7,375,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q544 | RIVERFRONT UNC | 115,944 | $2,995,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 105,210 | $2,612,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 13,916 | $2,559,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 9,200 | $2,390,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 26,203 | $1,949,000 | thousands by filing date | |
| VANGUARD 500 INDEX FD ADMIRAL | 922908710 | Equity Mutual Fu | 3,581 | $1,420,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 19,143 | $1,194,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 11,192 | $1,174,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 9,752 | $1,131,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P509 | RIVRFRNT DY ASIA | 16,012 | $929,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 4,842 | $851,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,564 | $696,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 3,647 | $578,000 | thousands by filing date | |
| AIM TAX EXEMPT FDS INVESCO TAX | 001419555 | MUTUAL FUNDS | 40,971 | $572,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,435 | $562,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 4,874 | $511,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 9,093 | $501,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,000 | $479,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q647 | MUNICIPAL ETF | 7,812 | $432,000 | thousands by filing date | |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 10,246 | $431,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 7,287 | $370,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,455 | $364,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 7,142 | $358,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 3,495 | $328,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 935 | $324,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,397 | $321,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 1,556 | $320,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 672 | $318,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 573 | $315,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 10,206 | $313,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 627 | $307,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 1,273 | $303,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 1,526 | $299,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 957 | $299,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 2,867 | $297,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 850 | $296,000 | thousands by filing date | |
| MATTHEWS PACIFIC TIGER FUND INSTITUTIONAL CLASS | 577130834 | Mutual Fund | 7,952 | $293,000 | thousands by filing date | |
| VANGUARD MID CAP ADM | 922908645 | MFD | 994 | $292,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,069 | $289,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 3,710 | $289,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,334 | $289,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 2,018 | $288,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 1,447 | $282,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 1,233 | $281,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 602 | $281,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 959 | $280,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,806 | $278,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 3,806 | $274,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,445 | $272,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 2,688 | $272,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 1,123 | $269,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 3,907 | $269,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 4,950 | $268,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,275 | $265,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 7,136 | $265,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,257 | $265,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 699 | $264,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 1,222 | $264,000 | thousands by filing date | |
| American Funds New Perspective | 648018109 | COM | 3,946 | $264,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 716 | $261,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 3,064 | $261,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 2,162 | $260,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,057 | $258,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 5,386 | $257,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 3,039 | $256,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 3,684 | $255,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 4,161 | $255,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,209 | $254,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,649 | $251,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 3,329 | $249,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 7,087 | $244,000 | thousands by filing date | |
| WUXI BIOLOGICS CAYMAN ADR | 98260N108 | COM | 6,611 | $242,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 2,060 | $241,000 | thousands by filing date | |
| CONSTELLATION SOFTWARE INC | 21037X100 | COM | 159 | $241,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 3,782 | $239,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 2,317 | $238,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 1,565 | $237,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 964 | $235,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,500 | $233,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,125 | $227,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 10,717 | $227,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 325 | $225,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 5,362 | $219,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 9,770 | $206,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 1,700 | $203,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 2,409 | $202,000 | thousands by filing date | |
| TEMENOS GR | 87974R208 | USD | 1,255 | $202,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 883 | $200,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 13,710 | $196,000 | thousands by filing date | |
| BANK RAKYAT INDONESIA UNSPN ADR | 69366X100 | COM | 11,474 | $156,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001469751-21-000005 | this filing | 2021-08-09 | acceptance time not in the bulk data set |