13F-HR filed by RiverFront Investment Group, LLC
RiverFront Investment Group, LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-01, with 56 holding rows worth $4,115,293,000.
- Accession
- 0001469751-17-000006
- Filer
- CIK 1469751
- Filed
- 2017-11-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A combination report, 56 entries on the cover page, a total value of $4,115,293,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,115,293,000 with VALUE read as thousands by filing date, 13F file number 028-13577. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerALPS Advisors, Inc 028-12230
- reports for this filerFirst Trust Advisors LP 028-06487
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 7,473,210 | $479,555,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 3,649,334 | $292,421,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 4,705,762 | $234,912,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 2,948,061 | $232,454,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 2,164,977 | $228,188,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 3,991,508 | $217,936,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 2,455,051 | $216,068,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 2,742,460 | $212,239,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 3,406,944 | $184,043,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 6,215,343 | $158,118,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 3,251,733 | $137,971,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 536,353 | $135,660,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1,028,621 | $123,290,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 792,752 | $115,306,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 2,026,292 | $97,646,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 1,042,169 | $90,501,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 1,560,595 | $74,003,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 2,361,085 | $72,390,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 387,817 | $57,296,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 761,031 | $49,238,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 458,920 | $48,347,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 1,425,636 | $48,129,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 913,496 | $46,853,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 635,581 | $42,138,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 1,525,030 | $41,206,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 1,597,640 | $40,164,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 759,029 | $39,765,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 721,755 | $38,960,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 441,139 | $36,053,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 2,618,538 | $35,477,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 360,322 | $32,458,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 404,854 | $30,372,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 245,361 | $24,977,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 324,319 | $23,422,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 651,915 | $18,866,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 312,298 | $18,725,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 868,097 | $18,516,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 157,690 | $17,571,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 624,688 | $16,154,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 637,445 | $14,304,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 89,486 | $10,798,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 136,468 | $10,128,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 47,365 | $7,199,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q528 | DYNAM US ETF | 237,725 | $7,132,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q536 | DYNA CORE IN ETF | 252,548 | $6,258,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 95,826 | $6,190,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 87,649 | $6,002,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 145,354 | $4,459,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 32,498 | $3,750,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 37,956 | $2,393,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 34,010 | $2,282,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P509 | RIVRFRNT DY ASIA | 37,010 | $2,167,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 98,701 | $2,108,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q544 | RIVERFRONT UNC | 45,610 | $1,206,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 23,062 | $999,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 17,072 | $530,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001469751-17-000006 | this filing | 2017-11-01 | acceptance time not in the bulk data set |