13F-HR filed by RiverFront Investment Group, LLC
RiverFront Investment Group, LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-10, with 86 holding rows worth $4,041,449,000.
- Accession
- 0001469751-14-000005
- Filer
- CIK 1469751
- Filed
- 2014-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 86 entries on the cover page, a total value of $4,041,449,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,041,449,000 with VALUE read as thousands by filing date, 13F file number 028-13577. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 5,483,654 | $316,845,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 12,091,048 | $300,220,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 3,641,014 | $259,131,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 6,707,251 | $200,747,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 1,888,445 | $195,737,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 3,511,667 | $175,724,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 1,570,603 | $165,353,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 2,645,262 | $138,399,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 2,444,196 | $134,968,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 2,162,968 | $132,632,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 4,456,446 | $120,680,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 3,764,804 | $104,398,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 3,194,737 | $98,046,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 4,767,501 | $94,920,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 2,721,195 | $92,684,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 5,618,291 | $92,084,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 2,621,383 | $91,328,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 2,483,051 | $80,276,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 527,964 | $79,669,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 1,685,811 | $76,046,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 922,057 | $75,101,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 2,687,240 | $64,332,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 819,121 | $52,521,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 1,444,765 | $51,881,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 1,148,998 | $48,487,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 909,477 | $45,464,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 1,082,668 | $43,035,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 1,167,697 | $42,948,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 1,051,720 | $40,911,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 431,474 | $39,031,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 490,707 | $34,114,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 654,890 | $33,694,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 373,043 | $33,211,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 925,129 | $31,769,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 396,079 | $31,523,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 582,469 | $29,810,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 690,761 | $28,729,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 493,808 | $27,687,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 582,653 | $27,192,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 700,956 | $26,832,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 409,556 | $26,370,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 465,698 | $25,459,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 430,003 | $22,544,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 528,053 | $20,245,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 842,808 | $19,528,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 467,089 | $13,265,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 129,149 | $12,925,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 140,347 | $12,881,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 372,843 | $12,367,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 123,290 | $12,175,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 341,471 | $11,100,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 466,715 | $10,496,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 869,051 | $10,229,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 377,266 | $9,363,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 134,293 | $8,360,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 408,073 | $7,908,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 287,872 | $7,654,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 199,274 | $7,313,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 349,392 | $7,071,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 69,563 | $5,556,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 68,316 | $4,556,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 98,834 | $4,552,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 19,922 | $787,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 15,344 | $688,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 11,541 | $642,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 15,805 | $592,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 12,289 | $580,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 5,191 | $578,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 11,202 | $570,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 14,205 | $507,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 14,238 | $484,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 13,508 | $479,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 3,936 | $477,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 12,966 | $473,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 25,376 | $465,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 5,140 | $462,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 3,851 | $449,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 10,863 | $436,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 6,906 | $403,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 4,676 | $397,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 4,891 | $375,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 10,941 | $371,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 6,051 | $326,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 9,832 | $320,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 8,249 | $271,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 11,910 | $241,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001469751-14-000005 | this filing | 2014-11-10 | acceptance time not in the bulk data set |