13F-HR/A filed by RiverFront Investment Group, LLC
RiverFront Investment Group, LLC filed this 13F-HR/A for the quarter ended 2012-09-30, filed 2013-09-17, with 97 holding rows worth $2,788,929,000.
- Accession
- 0001469751-13-000025
- Filer
- CIK 1469751
- Filed
- 2013-09-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2012
A holdings report, amendment of type restatement, 97 entries on the cover page, a total value of $2,788,929,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,788,929,000 with VALUE read as thousands by filing date, 13F file number 028-13577. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VWO | 922042858 | SHS | 5,783,923 | $241,305,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 5,731,788 | $230,475,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 1,751,169 | $140,671,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 1,466,267 | $113,005,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 1,195,369 | $110,333,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 2,432,930 | $110,114,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,576,325 | $103,548,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 778,666 | $94,421,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,490,909 | $88,977,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 3,090,137 | $77,099,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 1,028,896 | $74,039,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,109,987 | $50,054,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 3,135,886 | $47,664,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 69,387 | $46,288,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 2,015,953 | $45,782,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 1,841,608 | $45,763,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 398,121 | $43,459,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 2,249,850 | $42,882,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 1,160,937 | $42,246,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 725,146 | $40,368,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 621,216 | $38,807,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 1,104,663 | $36,321,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 780,450 | $34,799,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 297,628 | $34,691,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 750,689 | $32,985,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 445,053 | $32,844,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 1,538,886 | $31,823,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 670,736 | $30,407,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 468,687 | $29,574,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 710,981 | $27,134,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 369,908 | $26,525,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 287,850 | $26,410,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 467,631 | $25,911,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 375,338 | $25,864,000 | thousands by filing date | |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 1,461,399 | $25,422,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 456,016 | $25,162,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 287,660 | $24,755,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 725,838 | $24,708,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 789,446 | $24,156,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 945,891 | $23,713,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 787,106 | $23,652,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 902,995 | $23,265,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 504,248 | $23,124,000 | thousands by filing date | |
| IJH | 464287507 | COM | 234,285 | $23,119,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 549,575 | $22,711,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 282,094 | $21,518,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 355,259 | $19,987,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 840,513 | $18,969,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 670,367 | $18,468,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 385,072 | $18,369,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 179,808 | $16,467,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 405,443 | $15,970,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 390,844 | $15,680,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 686,020 | $11,393,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 198,238 | $10,474,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 153,399 | $9,492,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 175,921 | $8,157,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 110,442 | $8,106,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 416,357 | $7,926,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 275,806 | $7,769,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 104,502 | $6,398,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 179,935 | $6,097,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 63,891 | $5,842,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 157,773 | $5,791,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 51,208 | $5,416,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 90,491 | $5,199,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 71,945 | $5,170,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 114,735 | $4,992,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 270,049 | $4,971,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 89,280 | $4,878,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 145,113 | $4,788,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 69,613 | $4,671,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 162,240 | $4,424,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 100,803 | $4,265,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 145,525 | $4,146,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 179,983 | $4,020,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 76,888 | $3,743,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 116,331 | $3,659,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 11,795 | $379,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 13,853 | $346,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 4,187 | $332,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 15,373 | $325,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 5,634 | $316,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 7,290 | $314,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 9,995 | $308,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 27,221 | $303,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 5,252 | $299,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 24,301 | $295,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 9,753 | $294,000 | thousands by filing date | |
| BMC SOFTWARE INC | 055921100 | COM | 6,438 | $267,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 3,779 | $251,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 7,730 | $243,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 12,826 | $240,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 6,941 | $227,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 2,725 | $217,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 5,535 | $216,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 10,581 | $167,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR/A 0001469751-13-000025 | this filing | 2013-09-17 | acceptance time not in the bulk data set |