13F-HR/A filed by RiverFront Investment Group, LLC
RiverFront Investment Group, LLC filed this 13F-HR/A for the quarter ended 2011-12-31, filed 2013-09-12, with 110 holding rows worth $2,414,426,000.
- Accession
- 0001469751-13-000022
- Filer
- CIK 1469751
- Filed
- 2013-09-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2011
A holdings report, amendment of type restatement, 110 entries on the cover page, a total value of $2,414,426,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,414,426,000 with VALUE read as thousands by filing date, 13F file number 028-13577. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 6,634,556 | $255,099,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 4,945,523 | $128,237,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 6,780,738 | $125,240,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 2,606,142 | $99,581,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 1,421,330 | $91,533,000 | thousands by filing date | |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 4,917,737 | $79,470,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 581,453 | $63,814,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,074,182 | $58,704,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 772,674 | $52,773,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 411,691 | $49,918,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 550,288 | $49,212,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 432,024 | $45,967,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 1,143,445 | $44,560,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 882,870 | $43,287,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 1,342,858 | $41,131,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1,158,484 | $40,187,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 382,058 | $38,332,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 1,747,176 | $37,808,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 897,469 | $35,746,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 597,425 | $34,453,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 798,656 | $33,016,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 584,328 | $31,962,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 2,161,935 | $31,499,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 1,992,226 | $29,803,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 703,340 | $29,307,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 352,817 | $27,470,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 550,549 | $26,563,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 421,002 | $25,159,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 335,080 | $24,416,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 343,687 | $23,759,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 1,299,414 | $23,272,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 890,269 | $23,111,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 56,869 | $23,031,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 605,591 | $22,831,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 1,740,366 | $22,363,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 120,934 | $22,237,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 543,391 | $21,800,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 724,446 | $21,697,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 325,836 | $21,586,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 649,577 | $21,501,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 967,590 | $21,142,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 597,437 | $20,121,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 217,965 | $19,185,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 121,549 | $18,474,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 289,302 | $17,754,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 489,359 | $17,607,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 450,520 | $17,578,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 456,189 | $16,791,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 341,501 | $16,108,000 | thousands by filing date | |
| VTI | 922908769 | COM | 237,379 | $15,263,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 269,617 | $13,402,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 297,584 | $12,899,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 155,163 | $12,641,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 668,677 | $12,403,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 312,243 | $11,846,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 248,720 | $11,336,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 723,251 | $10,393,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 136,226 | $9,026,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 79,505 | $8,765,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 234,561 | $8,376,000 | thousands by filing date | |
| IJH | 464287507 | COM | 91,453 | $8,012,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 88,141 | $7,471,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 486,432 | $7,418,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 295,613 | $7,044,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 338,317 | $6,681,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 174,251 | $6,224,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 103,575 | $6,177,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 59,898 | $6,038,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 207,517 | $5,707,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 322,810 | $5,651,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 177,332 | $5,591,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 277,946 | $5,584,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 240,878 | $5,531,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 141,196 | $5,375,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 142,660 | $5,225,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 195,603 | $5,202,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 150,406 | $4,795,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 82,520 | $4,728,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 52,088 | $4,719,000 | thousands by filing date | |
| PSS WORLD MEDICAL INC | 69366A100 | COMMON STOCK | 194,350 | $4,701,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 168,007 | $4,569,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 158,693 | $4,513,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 76,513 | $4,411,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 41,120 | $4,285,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 212,128 | $4,259,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 80,744 | $4,087,000 | thousands by filing date | |
| BMC SOFTWARE INC | 055921100 | COM | 124,700 | $4,087,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 80,440 | $4,054,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 52,380 | $3,999,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 189,080 | $3,825,000 | thousands by filing date | |
| P F CHANGS CHINA BISTRO INC CO | 69333Y108 | COM | 120,156 | $3,713,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 63,916 | $3,631,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 58,064 | $3,594,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 148,210 | $3,589,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 51,497 | $3,433,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 20,299 | $3,238,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 81,477 | $3,088,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 137,288 | $2,995,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 45,391 | $2,735,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 64,323 | $2,700,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 38,000 | $2,359,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 84,753 | $2,201,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 61,392 | $2,194,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 8,480 | $909,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 5,568 | $312,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TME | 73935B300 | COM | 11,220 | $296,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 4,139 | $267,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 12,472 | $236,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 7,603 | $217,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 10,559 | $211,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR/A 0001469751-13-000022 | this filing | 2013-09-12 | acceptance time not in the bulk data set |