13F-HR/A filed by RiverFront Investment Group, LLC
RiverFront Investment Group, LLC filed this 13F-HR/A for the quarter ended 2010-09-30, filed 2013-09-05, with 133 holding rows worth $1,750,530,000.
- Accession
- 0001469751-13-000017
- Filer
- CIK 1469751
- Filed
- 2013-09-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2010
A holdings report, amendment of type restatement, 133 entries on the cover page, a total value of $1,750,530,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,750,530,000 with VALUE read as thousands by filing date, 13F file number 028-13577. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VWO | 922042858 | SHS | 2,254,042 | $102,469,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 1,363,519 | $74,666,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 847,636 | $66,412,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 2,163,254 | $62,540,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 4,242,525 | $56,086,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 915,796 | $55,415,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 1,349,049 | $45,517,000 | thousands by filing date | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 512,731 | $44,444,000 | thousands by filing date | |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 2,627,770 | $42,990,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 334,434 | $42,777,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 1,111,955 | $38,385,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 726,285 | $36,554,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 749,292 | $36,506,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 2,449,632 | $32,286,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 804,614 | $32,193,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 354,274 | $31,775,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 995,937 | $27,916,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 1,342,162 | $24,535,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 1,287,025 | $23,819,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 443,523 | $23,099,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 815,901 | $22,829,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 165,690 | $22,226,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 269,625 | $21,853,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 345,748 | $19,369,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 283,912 | $18,934,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 324,561 | $16,832,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 315,655 | $16,490,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 594,319 | $16,112,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 479,078 | $15,857,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 486,610 | $15,304,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 175,331 | $15,203,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 251,137 | $14,910,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 323,845 | $14,499,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 386,849 | $14,433,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 193,722 | $14,339,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 206,769 | $13,804,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 452,034 | $13,760,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 240,524 | $13,707,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 179,787 | $13,396,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 268,916 | $12,636,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 200,646 | $12,398,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 277,526 | $12,117,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 584,288 | $11,908,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 165,033 | $11,764,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 165,333 | $11,686,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 345,559 | $11,327,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 198,829 | $11,055,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 38,521 | $10,930,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 258,214 | $10,853,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 819,925 | $10,052,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 134,046 | $9,933,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 416,476 | $9,771,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 401,342 | $9,038,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 239,960 | $8,833,000 | thousands by filing date | |
| HJ HEINZ CO | 423074103 | COM | 180,070 | $8,530,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 327,069 | $8,124,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 269,736 | $7,937,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 188,105 | $7,906,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 195,212 | $7,822,000 | thousands by filing date | |
| DIRECTV | 25490A101 | COMMON STOCK | 173,166 | $7,209,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 339,889 | $7,093,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 162,193 | $7,047,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 134,703 | $7,033,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 94,442 | $6,727,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 128,036 | $6,623,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 407,954 | $6,605,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 95,468 | $6,590,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 286,650 | $6,579,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 113,989 | $6,524,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 59,161 | $6,414,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 58,145 | $6,273,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 115,850 | $6,235,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 237,058 | $6,185,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 251,988 | $6,143,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 58,135 | $6,107,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 248,922 | $5,979,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 102,252 | $5,909,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 591,267 | $5,900,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 129,341 | $5,729,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 191,677 | $5,493,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 93,736 | $5,491,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 165,472 | $5,378,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 179,558 | $5,333,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 175,666 | $5,212,000 | thousands by filing date | |
| IJH | 464287507 | COM | 64,099 | $5,133,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 94,995 | $5,023,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 306,329 | $5,018,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 427,306 | $5,000,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 158,742 | $4,981,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 164,272 | $4,864,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 180,336 | $4,813,000 | thousands by filing date | |
| DPLINC | 233293109 | COM | 183,342 | $4,791,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 141,975 | $4,743,000 | thousands by filing date | |
| PSS WORLD MEDICAL INC | 69366A100 | COMMON STOCK | 220,048 | $4,705,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 314,238 | $4,682,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 82,446 | $4,413,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 143,885 | $4,387,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 52,334 | $4,330,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 59,403 | $4,293,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 135,335 | $4,259,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 78,551 | $4,232,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 131,449 | $4,195,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 89,233 | $3,972,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 200,625 | $3,898,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 90,171 | $3,858,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 71,539 | $3,734,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 92,066 | $3,636,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 276,913 | $3,628,000 | thousands by filing date | |
| SPRINT NEXTEL CORP | 852061100 | COM SER 1 | 770,491 | $3,567,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 171,249 | $3,540,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 53,420 | $3,535,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 156,872 | $3,423,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 23,122 | $3,366,000 | thousands by filing date | |
| PETROHAWK ENERGY CORP COM | 716495106 | COM | 207,948 | $3,356,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 42,388 | $3,307,000 | thousands by filing date | |
| EXPRESS SCRIPTS INC | 302182100 | COM | 67,736 | $3,299,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 54,052 | $3,264,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 49,079 | $3,260,000 | thousands by filing date | |
| BMC SOFTWARE INC | 055921100 | COM | 76,511 | $3,097,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 240,483 | $3,054,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 80,244 | $3,022,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 119,691 | $2,770,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 43,662 | $2,705,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 78,853 | $2,647,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 121,457 | $2,586,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 39,107 | $2,394,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 152,947 | $2,194,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 33,021 | $2,072,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 87,420 | $1,960,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 84,821 | $1,951,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 148,694 | $1,827,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 21,831 | $1,783,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 51,992 | $1,291,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR/A 0001469751-13-000017 | this filing | 2013-09-05 | acceptance time not in the bulk data set |