13F-HR/A filed by RiverFront Investment Group, LLC
RiverFront Investment Group, LLC filed this 13F-HR/A for the quarter ended 2009-12-31, filed 2013-09-05, with 137 holding rows worth $1,301,411,000.
- Accession
- 0001469751-13-000014
- Filer
- CIK 1469751
- Filed
- 2013-09-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2009
A holdings report, amendment of type restatement, 137 entries on the cover page, a total value of $1,301,411,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,301,411,000 with VALUE read as thousands by filing date, 13F file number 028-13577. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 3,190,705 | $109,122,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 2,431,181 | $99,678,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 1,989,619 | $48,984,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 953,023 | $36,987,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 852,580 | $32,117,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 389,514 | $31,831,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 671,943 | $31,487,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 1,051,638 | $23,662,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 869,560 | $22,896,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 472,929 | $21,637,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 513,197 | $21,231,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 804,363 | $20,535,000 | thousands by filing date | |
| IJH | 464287507 | COM | 253,500 | $18,356,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 362,456 | $17,572,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 636,429 | $16,827,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 127,252 | $16,657,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 421,192 | $15,917,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 204,693 | $15,420,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 273,598 | $15,242,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 1,057,506 | $14,773,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 207,702 | $14,417,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 1,247,111 | $14,329,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 207,526 | $14,151,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 294,218 | $14,061,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 478,635 | $13,641,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 287,238 | $13,463,000 | thousands by filing date | |
| COOPER INDUSTRIES PLC | G24140108 | COMMON STOCK-FO | 298,049 | $12,709,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 217,808 | $12,040,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 221,545 | $11,961,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 514,867 | $11,474,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 392,367 | $11,214,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 200,957 | $11,027,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 265,563 | $11,021,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 123,889 | $10,882,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 225,794 | $10,881,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 402,528 | $10,164,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 303,363 | $10,117,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 211,821 | $10,072,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 206,412 | $9,906,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 267,946 | $9,791,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 277,600 | $9,735,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 314,000 | $9,571,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 165,746 | $9,070,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 438,840 | $8,952,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 235,527 | $8,627,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 104,298 | $8,622,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 84,604 | $8,611,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 129,771 | $8,359,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 184,817 | $8,128,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 337,606 | $8,082,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 165,908 | $7,619,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 162,462 | $6,770,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 31,909 | $6,724,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 106,688 | $6,662,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 483,917 | $6,644,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 199,834 | $6,437,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 164,669 | $6,409,000 | thousands by filing date | |
| HJ HEINZ CO | 423074103 | COM | 148,081 | $6,332,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 60,217 | $6,054,000 | thousands by filing date | |
| EXPRESS SCRIPTS INC | 302182100 | COM | 139,420 | $6,024,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 123,200 | $5,948,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 134,112 | $5,873,000 | thousands by filing date | |
| TE Connectivity Ltd | H8912P106 | SHS | 239,006 | $5,868,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 164,740 | $5,748,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 222,010 | $5,739,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 105,704 | $5,600,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 190,650 | $5,538,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 52,158 | $5,528,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 194,862 | $5,450,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 129,786 | $5,291,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 105,095 | $5,240,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 143,845 | $5,121,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 279,148 | $5,022,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 246,912 | $4,933,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 151,382 | $4,853,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 121,192 | $4,782,000 | thousands by filing date | |
| DIRECTV | 25490A101 | COMMON STOCK | 142,893 | $4,765,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 375,506 | $4,683,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 95,498 | $4,630,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 111,104 | $4,623,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 78,671 | $4,621,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 158,209 | $4,514,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 74,885 | $4,483,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 107,874 | $4,310,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 352,213 | $4,299,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 48,940 | $4,255,000 | thousands by filing date | |
| PSS WORLD MEDICAL INC | 69366A100 | COMMON STOCK | 180,429 | $4,078,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 77,202 | $4,061,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 193,880 | $4,044,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 129,282 | $4,036,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 75,947 | $3,917,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 239,887 | $3,862,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 168,880 | $3,705,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 69,562 | $3,685,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 129,845 | $3,681,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 49,152 | $3,679,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 135,182 | $3,676,000 | thousands by filing date | |
| XTO ENERGY INC | 98385X106 | COMMON STOCK | 78,836 | $3,668,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 59,921 | $3,655,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 47,328 | $3,644,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 63,041 | $3,635,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 148,753 | $3,613,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 197,264 | $3,588,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 151,216 | $3,467,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 66,571 | $3,429,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 20,017 | $3,380,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 146,893 | $3,268,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 164,798 | $3,266,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 43,109 | $3,259,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 64,577 | $3,229,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 59,079 | $3,225,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 106,188 | $3,161,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 37,786 | $3,150,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 118,686 | $3,121,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 108,697 | $2,936,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 147,200 | $2,890,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 35,038 | $2,814,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 140,755 | $2,769,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 33,069 | $2,738,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 41,461 | $2,724,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 116,708 | $2,717,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 129,127 | $2,555,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 192,490 | $2,403,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 23,036 | $2,395,000 | thousands by filing date | |
| SPRINT NEXTEL CORP | 852061100 | COM SER 1 | 633,386 | $2,318,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 35,055 | $2,309,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 34,238 | $2,306,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 18,542 | $1,904,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 125,688 | $1,810,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 63,329 | $1,804,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 62,979 | $1,772,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 52,983 | $1,370,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 22,374 | $1,340,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 72,902 | $1,324,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 111,491 | $1,298,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 43,473 | $811,000 | thousands by filing date | |
| VTI | 922908769 | COM | 9,242 | $521,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR/A 0001469751-13-000014 | this filing | 2013-09-05 | acceptance time not in the bulk data set |