13F-HR filed by ZEKE CAPITAL ADVISORS, LLC
ZEKE CAPITAL ADVISORS, LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-13, with 201 holding rows worth $369,912,000.
- Accession
- 0001469528-17-000001
- Filer
- CIK 1469528
- Filed
- 2017-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A combination report, 205 entries on the cover page, a total value of $369,912,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $369,913,000 with VALUE read as thousands by filing date, 13F file number 028-13565. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerGuardian Investment Management 028-12111
- reports for this filerMerrill Lynch Asset Management Inc. 028-00791
- reports for this filerParametric Portfolio Associates, LLC 028-04558
- reports for this filerBroadview Advisors, LLC 028-10489
- reports for this filerMairs & Power Inc. 028-07342
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Growth | 922908736 | COM | 396,929 | $44,250,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 387,861 | $36,075,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 1,026,494 | $33,494,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 141,000 | $31,518,000 | thousands by filing date | put |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 738,618 | $29,744,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 169,500 | $22,857,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 75,160 | $16,801,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 242,084 | $8,497,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 68,141 | $7,363,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 226,218 | $6,427,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 535,160 | $6,029,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 103,880 | $4,980,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 42,193 | $4,887,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 56,490 | $3,261,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 33,810 | $2,917,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 104,100 | $2,814,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 43,538 | $2,705,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 49,885 | $2,507,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 24,471 | $2,209,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 405,373 | $2,128,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 18,223 | $2,099,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 35,172 | $2,090,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 35,584 | $1,961,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 11,759 | $1,916,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 14,165 | $1,910,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 14,657 | $1,815,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,207 | $1,749,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,235 | $1,676,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 13,874 | $1,596,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 50,091 | $1,583,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 18,791 | $1,580,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 29,513 | $1,575,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 35,060 | $1,491,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 67,233 | $1,486,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 45,733 | $1,485,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 13,860 | $1,444,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,854 | $1,431,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 11,732 | $1,381,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 22,348 | $1,316,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 42,038 | $1,270,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 18,135 | $1,182,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 21,150 | $1,140,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 6,258 | $1,039,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 13,773 | $951,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 10,318 | $866,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 5,510 | $858,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 6,962 | $848,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 10,175 | $842,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 20,265 | $840,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 4,645 | $829,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 11,524 | $825,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 6,580 | $819,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 7,660 | $801,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 4,985 | $798,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 11,179 | $796,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 20,472 | $786,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 5,837 | $783,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 6,787 | $778,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 12,875 | $752,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 11,012 | $745,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 6,737 | $739,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 16,409 | $727,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 7,753 | $709,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 10,200 | $705,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 13,365 | $687,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 8,646 | $675,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 8,800 | $666,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 9,020 | $662,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 5,655 | $655,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 10,303 | $645,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 8,227 | $630,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 15,862 | $610,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 8,400 | $606,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 6,619 | $577,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 3,706 | $542,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 4,338 | $528,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 5,468 | $528,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 15,089 | $526,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2,297 | $517,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 8,125 | $516,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 8,992 | $515,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,124 | $509,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 6,383 | $504,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 2,810 | $503,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 18,198 | $499,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 13,647 | $484,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 9,963 | $455,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 9,250 | $450,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 4,339 | $448,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 6,006 | $445,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 5,845 | $433,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 3,864 | $430,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 5,820 | $425,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 5,930 | $422,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 4,167 | $422,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 9,903 | $418,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,576 | $412,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 3,552 | $411,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 8,123 | $407,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 4,649 | $406,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 4,674 | $404,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 3,855 | $401,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 3,378 | $396,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 1,863 | $391,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 6,999 | $389,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 2,054 | $382,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 21,653 | $375,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 2,103 | $372,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 3,166 | $371,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 5,641 | $368,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 4,918 | $362,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 10,456 | $361,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,335 | $359,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 6,954 | $353,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 4,882 | $353,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 9,542 | $349,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 9,521 | $345,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 229 | $336,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 5,416 | $335,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 6,196 | $334,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 4,648 | $331,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 6,090 | $329,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 12,043 | $326,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 2,442 | $323,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 4,122 | $320,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,734 | $320,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 4,684 | $320,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,271 | $318,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 6,712 | $318,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 6,343 | $312,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 3,297 | $306,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 25,248 | $306,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,853 | $305,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 1,057 | $304,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 7,400 | $297,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,469 | $295,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 25,336 | $294,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,036 | $294,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 2,883 | $291,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 4,425 | $290,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,615 | $287,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 6,482 | $287,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 2,775 | $286,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,001 | $282,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 733 | $279,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 1,385 | $274,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 11,350 | $272,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 3,860 | $266,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 5,242 | $264,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 5,504 | $262,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 6,510 | $257,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 3,358 | $252,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 7,770 | $251,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 3,601 | $249,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,161 | $248,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 4,453 | $248,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 4,645 | $246,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 6,834 | $245,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,370 | $244,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 5,892 | $243,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 2,761 | $239,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,377 | $238,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,302 | $237,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 6,529 | $235,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,665 | $234,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 2,218 | $233,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2,976 | $232,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,880 | $230,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 5,715 | $226,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 2,620 | $225,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,000 | $224,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,063 | $223,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 3,195 | $223,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 3,196 | $219,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 5,232 | $218,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 3,264 | $216,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 4,573 | $215,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1,487 | $214,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 4,933 | $214,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,864 | $213,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 8,212 | $212,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,983 | $210,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,136 | $208,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 5,576 | $208,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 2,913 | $208,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 4,432 | $207,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 4,168 | $205,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 5,996 | $204,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,427 | $203,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 1,634 | $203,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 2,518 | $202,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 10,466 | $191,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 13,141 | $189,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 10,709 | $186,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 15,000 | $165,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 10,264 | $152,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 12,290 | $139,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 10,800 | $119,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 13,500 | $84,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 10,003 | $75,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 15,000 | $15,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001469528-17-000001 | this filing | 2017-02-13 | acceptance time not in the bulk data set |