13F-HR filed by HARBOR INVESTMENT ADVISORY, LLC
HARBOR INVESTMENT ADVISORY, LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-04, with 1,248 holding rows worth $624,403,000.
- Accession
- 0001468792-21-000001
- Filer
- CIK 1468792
- Filed
- 2021-02-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 1,249 entries on the cover page, a total value of $624,403,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $624,378,000 with VALUE read as thousands by filing date, 13F file number 028-19658. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNITED STATES STL CORP NEW | 912909108 | COM | 330 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 135 | $6,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 176 | $6,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 251 | $6,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 118 | $6,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,000 | $6,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 5,000 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 83 | $6,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 204 | $6,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 80 | $5,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 93 | $5,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 245 | $5,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 35 | $5,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 91 | $5,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 30 | $5,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 149 | $5,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 34 | $5,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 20 | $5,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 87 | $5,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 720 | $5,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 113 | $5,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 50 | $5,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 300 | $5,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 200 | $5,000 | thousands by filing date | |
| PROFOUND MED CORP | 74319B502 | COM NEW | 250 | $5,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 240 | $5,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 1,000 | $5,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 150 | $5,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 2,000 | $5,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 95 | $5,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 29 | $4,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 40 | $4,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 242 | $4,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 26 | $4,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 34 | $4,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 40 | $4,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 66 | $4,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 593 | $4,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 139 | $4,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 169 | $4,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 130 | $4,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 125 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 100 | $4,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 42 | $4,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 127 | $4,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 200 | $4,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 120 | $4,000 | thousands by filing date | |
| CIVEO CORP | 17878Y207 | COMMON STOCK | 291 | $4,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 91 | $4,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 102 | $4,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 1,000 | $4,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 22 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 23 | $3,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 127 | $3,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 183 | $3,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 56 | $3,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 6 | $3,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 50 | $3,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 103 | $3,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 58 | $3,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 73 | $3,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 273 | $3,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 58 | $3,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 30 | $3,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 56 | $3,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 36 | $3,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 150 | $3,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 200 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 101 | $3,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 67 | $3,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 152 | $3,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 100 | $3,000 | thousands by filing date | |
| MCAFEE CORP | 579063108 | COM CL A | 150 | $3,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 140 | $3,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 40 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 37 | $3,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 49 | $3,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 500 | $3,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X804 | COMMON STOCK | 42 | $3,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 29 | $3,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 500 | $2,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 19 | $2,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 36 | $2,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 75 | $2,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 21 | $2,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 53 | $2,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 28 | $2,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 20 | $2,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 41 | $2,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 16 | $2,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 47 | $2,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 289 | $2,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 25 | $2,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 9 | $2,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 40 | $2,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 32 | $2,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 100 | $2,000 | thousands by filing date | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 115 | $2,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 11 | $2,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 28 | $2,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 19 | $2,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 13 | $2,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 38 | $2,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 48 | $2,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 123 | $2,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 4 | $2,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 19 | $2,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 3 | $2,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 63 | $2,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 19 | $2,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 95 | $2,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 33 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 63 | $2,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 109 | $2,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 20 | $2,000 | thousands by filing date | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 56 | $2,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 3 | $2,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 18 | $2,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 94 | $2,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 110 | $2,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 170 | $2,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 12 | $2,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 7 | $2,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 80 | $2,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 42 | $2,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 270 | $2,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 275 | $2,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 72 | $2,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 26 | $2,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 450 | $2,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 2,500 | $2,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 51 | $2,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 346 | $2,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 95 | $2,000 | thousands by filing date | |
| Airbnb, Inc. Class A | 009066101 | COM | 10 | $1,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 107 | $1,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 20 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 14 | $1,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 16 | $1,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 25 | $1,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 12 | $1,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 63 | $1,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 19 | $1,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 19 | $1,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 10 | $1,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 43 | $1,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 100 | $1,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 6 | $1,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 17 | $1,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 24 | $1,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 12 | $1,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 17 | $1,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 23 | $1,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 70 | $1,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 116 | $1,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 14 | $1,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 24 | $1,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 17 | $1,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 10 | $1,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 15 | $1,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 200 | $1,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 10 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 37 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 40 | $1,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 51 | $1,000 | thousands by filing date | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 10 | $1,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 8 | $1,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 30 | $1,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 18 | $1,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 8 | $1,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 5 | $1,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 10 | $1,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 25 | $1,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 10 | $1,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 255 | $1,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 15 | $1,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 35 | $1,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 131 | $1,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 30 | $1,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 50 | $1,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 15 | $1,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984V209 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 100 | $1,000 | thousands by filing date | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 22 | $1,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 400 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 20 | $1,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 200 | $1,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 43 | $1,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288372 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD MALVERN FDS | 922020805 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCOA CORP COM | 013872106 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGNA INTL INC COM | 559222401 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CARLISLE COS INC COM | 142339100 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AECOM COM | 00766T100 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CNO FINL GROUP INC | 12621E103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GARRETT MOTION INC | 366505105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPKO HEALTH INC | 68375N103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRONOS GROUP INC | 22717L101 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIAVI SOLUTIONS INC | 925550105 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYCE VALUE TRUST | 780910105 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARRICK GOLD CORP | 067901108 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| DISCOVERY INC | 25470F302 | COM SER C | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COVANTA HLDG CORP | 22282E102 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACWEST BANCORP DEL | 695263103 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARS COM INC | 14575E105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WASHINGTON PRIME GROUP NEW | 93964W405 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENNAR CORP CL B | 526057302 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TILRAY INC | 88688T100 | COM CL 2 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| INVESCO NASDAQ NEXT GEN 100 ETF | 46138G631 | ETF | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHICOS FAS INC | 168615102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Viewra, Inc | 92672L107 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARINUS PHARMACEUTICALS INC | 56854Q200 | COM NEW | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NXT-ID INC | 67091J206 | COM NEW | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEGG MASON ETF INVT TR | 52468L703 | GLOBAL INFSTRU | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001468792-21-000001 | this filing | 2021-02-04 | acceptance time not in the bulk data set |