13F-HR filed by HARBOR INVESTMENT ADVISORY, LLC
HARBOR INVESTMENT ADVISORY, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-10-23, with 1,164 holding rows worth $522,549,000.
- Accession
- 0001468792-20-000008
- Filer
- CIK 1468792
- Filed
- 2020-10-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 1,167 entries on the cover page, a total value of $522,549,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $522,520,000 with VALUE read as thousands by filing date, 13F file number 028-19658. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 450 | $3,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 150 | $3,000 | thousands by filing date | |
| KENSINGTON CAP ACQUISITION C | 490073103 | COM CL A | 150 | $3,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 1,000 | $3,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 1,000 | $3,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 500 | $2,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 19 | $2,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 22 | $2,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 53 | $2,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 28 | $2,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 47 | $2,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 183 | $2,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 57 | $2,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 40 | $2,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 6 | $2,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 103 | $2,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 139 | $2,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 28 | $2,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 13 | $2,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 23 | $2,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 38 | $2,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 21 | $2,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 123 | $2,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 4 | $2,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 273 | $2,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 19 | $2,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 35 | $2,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 139 | $2,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 143 | $2,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 36 | $2,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 130 | $2,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 33 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 100 | $2,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 330 | $2,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 33 | $2,000 | thousands by filing date | |
| SELECTQUOTE INC | 816307300 | COM | 100 | $2,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 16 | $2,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 67 | $2,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 27 | $2,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 152 | $2,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 18 | $2,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 94 | $2,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 110 | $2,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 42 | $2,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 69 | $2,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 201 | $2,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 50 | $2,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 500 | $2,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 29 | $2,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 51 | $2,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 204 | $2,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 346 | $2,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 95 | $2,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 3,500 | $2,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 107 | $1,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 20 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 24 | $1,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 9 | $1,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 25 | $1,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 12 | $1,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 40 | $1,000 | thousands by filing date | |
| GEN DIGITAL INC COM | 668771108 | Stock | 63 | $1,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 16 | $1,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 67 | $1,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 289 | $1,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 19 | $1,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 36 | $1,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 40 | $1,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 9 | $1,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 43 | $1,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 100 | $1,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 32 | $1,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 100 | $1,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 6 | $1,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 24 | $1,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 29 | $1,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 12 | $1,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 17 | $1,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 11 | $1,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 23 | $1,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 116 | $1,000 | thousands by filing date | |
| BANK OZK LITTLE ROCK ARK COM | 06417N103 | Stock | 48 | $1,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 14 | $1,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 3 | $1,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 63 | $1,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 10 | $1,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 65 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 37 | $1,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 109 | $1,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 46 | $1,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 51 | $1,000 | thousands by filing date | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 10 | $1,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 20 | $1,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 117 | $1,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 25 | $1,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 18 | $1,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 3 | $1,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 8 | $1,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 5 | $1,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 170 | $1,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 10 | $1,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 12 | $1,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 7 | $1,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 15 | $1,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 133 | $1,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 127 | $1,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 3,000 | $1,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 30 | $1,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 270 | $1,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 275 | $1,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 33 | $1,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 34 | $1,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 72 | $1,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 15 | $1,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 88 | $1,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 7 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 20 | $1,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 200 | $1,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 46434G863 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46435G516 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46435G425 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD MALVERN FDS | 922020805 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 87 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AECOM COM | 00766T100 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GARRETT MOTION INC | 366505105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CRONOS GROUP INC | 22717L101 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIAVI SOLUTIONS INC | 925550105 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287861 | EUROPE ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| HESS CORP | 42809H107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYCE VALUE TRUST | 780910105 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DISCOVERY INC | 25470F302 | COM SER C | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COVANTA HLDG CORP | 22282E102 | COM | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARS COM INC | 14575E105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENNAR CORP CL B | 526057302 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPS ETF TR | 00162Q460 | CMN | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEPION PHARMACEUTICALS INC | 426897104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYCROFT MINING HOLDING CORP | 44862P125 | W EXP 10/12/202 | 77 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NXT-ID INC | 67091J206 | COM NEW | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001468792-20-000008 | this filing | 2020-10-23 | acceptance time not in the bulk data set |