13F-HR filed by B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. filed this 13F-HR for the quarter ended 2025-03-31, filed 2026-08-28, with 1,321 holding rows worth $3,387,341,169.
- Accession
- 0001464811-26-000009
- Filer
- CIK 1464811
- Filed
- 2026-08-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2025
A holdings report, 1,321 entries on the cover page, a total value of $3,387,341,169 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,387,341,169 with VALUE read as dollars as filed, 13F file number 028-13634. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 1,921 | $281,592 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647X830 | SHARES FREE CASH | 8,201 | $281,128 | dollars as filed | |
| UNUM GROUP COM | 91529Y106 | Stock | 3,445 | $280,664 | dollars as filed | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 3,511 | $280,375 | dollars as filed | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 3,436 | $279,886 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 16,852 | $279,576 | dollars as filed | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 932 | $277,487 | dollars as filed | |
| PULTE GROUP INC COM | 745867101 | Stock | 2,698 | $277,397 | dollars as filed | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 1,793 | $276,427 | dollars as filed | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 3,478 | $276,332 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 5,775 | $276,074 | dollars as filed | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,044 | $276,034 | dollars as filed | call |
| VIATRIS INC COM | 92556V106 | Stock | 31,491 | $274,290 | dollars as filed | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 2,423 | $274,236 | dollars as filed | |
| DOCUSIGN INC COM | 256163106 | Stock | 3,350 | $272,690 | dollars as filed | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 883 | $272,204 | dollars as filed | |
| JACOBS SOLUTIONS INC COM | 46982L108 | Stock | 2,251 | $272,166 | dollars as filed | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 3,939 | $272,011 | dollars as filed | |
| TFS FINL CORP | 87240R107 | COM | 21,942 | $271,855 | dollars as filed | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 11,260 | $271,691 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 3,900 | $271,636 | dollars as filed | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 24,886 | $271,509 | dollars as filed | |
| PACER FDS TR | 69374H436 | METAURUS CAP 400 | 7,429 | $271,310 | dollars as filed | |
| PPL CORP COM | 69351T106 | Stock | 7,510 | $271,173 | dollars as filed | call |
| NEWMONT CORP | 651639106 | COM | 5,616 | $271,162 | dollars as filed | call |
| OMNICOM GROUP INC COM | 681919106 | Stock | 3,268 | $270,952 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U513 | FT VEST NASD 100 | 13,775 | $269,428 | dollars as filed | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 26,813 | $267,597 | dollars as filed | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 145 | $267,401 | dollars as filed | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 2,556 | $267,284 | dollars as filed | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 2,028 | $267,112 | dollars as filed | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 7,214 | $266,776 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740F276 | FT ENERGY INCOME | 13,147 | $266,757 | dollars as filed | |
| FERRARI N V | N3167Y103 | COM | 623 | $266,599 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092527 | SML MID MLTFCT | 6,760 | $264,705 | dollars as filed | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 2,751 | $264,637 | dollars as filed | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 12,273 | $263,495 | dollars as filed | |
| SEA LTD | 81141R100 | SPONSORD ADS | 2,012 | $262,542 | dollars as filed | |
| VENTAS INC COM | 92276F100 | REIT | 3,814 | $262,225 | dollars as filed | |
| ZSCALERINC | 98980G102 | STOK | 1,314 | $260,725 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C383 | US EQTY PWR BUF | 6,524 | $260,533 | dollars as filed | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 5,721 | $260,371 | dollars as filed | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 8,357 | $259,231 | dollars as filed | |
| CMS ENERGY CORP COM | 125896100 | Stock | 3,451 | $259,179 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 2,687 | $258,040 | dollars as filed | |
| STERIS PLC SHS USD | G8473T100 | Stock | 1,136 | $257,583 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 2,209 | $257,500 | dollars as filed | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 14,200 | $257,304 | dollars as filed | |
| TREX CO INC | 89531P105 | COM | 4,408 | $256,106 | dollars as filed | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 3,316 | $254,932 | dollars as filed | |
| MARKELGROUPINC | 570535104 | STOK | 136 | $254,267 | dollars as filed | |
| DEXCOM INC COM | 252131107 | Stock | 3,716 | $253,792 | dollars as filed | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 4,122 | $253,747 | dollars as filed | |
| PACER FDS TR | 69374H360 | US LRG CP CASH | 8,241 | $253,741 | dollars as filed | |
| AON PLC SHS CL A | G0403H108 | Stock | 636 | $253,702 | dollars as filed | |
| ISHARES U S ETF TR | 46431W663 | US CONSUMER FOC | 4,925 | $251,591 | dollars as filed | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 1,324 | $250,464 | dollars as filed | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 1,670 | $250,119 | dollars as filed | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 30,406 | $249,938 | dollars as filed | |
| LANDBRIDGE COMPANY LLC | 514952100 | CL A | 3,470 | $249,654 | dollars as filed | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 5,020 | $248,993 | dollars as filed | |
| LENNOX INTL INC COM | 526107107 | Stock | 442 | $247,911 | dollars as filed | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 3,184 | $247,198 | dollars as filed | |
| GLOBAL PMTS INC | 37940X102 | COM | 2,509 | $245,682 | dollars as filed | |
| INSULET CORP COM | 45784P101 | Stock | 935 | $245,541 | dollars as filed | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 9,583 | $244,564 | dollars as filed | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 1,213 | $244,552 | dollars as filed | |
| COOPER COS INC | 216648501 | COM | 2,891 | $243,821 | dollars as filed | |
| REALTY INCOME CORP COM | 756109104 | REIT | 4,200 | $243,642 | dollars as filed | call |
| BROWN & BROWN INC COM | 115236101 | Stock | 1,957 | $243,494 | dollars as filed | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 2,565 | $242,830 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 6,685 | $241,598 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45784N841 | GROWTH 100 PWR B | 10,250 | $241,581 | dollars as filed | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 6,782 | $241,576 | dollars as filed | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 1,510 | $241,459 | dollars as filed | call |
| SERIES PORTFOLIOS TR | 81752T437 | INFRASTRUCTURE C | 4,900 | $241,198 | dollars as filed | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 416 | $241,185 | dollars as filed | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 853 | $241,023 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V799 | INTL CORE EQUITY | 8,606 | $238,989 | dollars as filed | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 3,848 | $238,985 | dollars as filed | |
| MASCO CORP | 574599106 | COM | 3,435 | $238,835 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 5,917 | $237,804 | dollars as filed | |
| BROOKFIELD ASSET MANAGMT LTD CL A LMT VTG SHS | 113004105 | Stock | 4,907 | $237,743 | dollars as filed | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 1,404 | $237,631 | dollars as filed | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 1,601 | $236,525 | dollars as filed | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 22,260 | $235,288 | dollars as filed | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 5,586 | $235,017 | dollars as filed | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 10,439 | $234,777 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 2,035 | $234,432 | dollars as filed | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 1,493 | $234,007 | dollars as filed | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 2,000 | $233,260 | dollars as filed | call |
| NETAPP INC COM | 64110D104 | Stock | 2,652 | $232,956 | dollars as filed | |
| TAPESTRY INC COM | 876030107 | Stock | 3,308 | $232,894 | dollars as filed | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 2,805 | $232,682 | dollars as filed | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 16,206 | $232,070 | dollars as filed | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 5,635 | $231,881 | dollars as filed | call |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 12,895 | $228,760 | dollars as filed | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 1,168 | $227,988 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 31609A107 | ENHANCED LARGE | 7,389 | $227,153 | dollars as filed | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 2,752 | $226,524 | dollars as filed | |
| VanEck Bitcoin Trust | 92189K105 | SHS | 9,714 | $226,435 | dollars as filed | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 2,804 | $225,178 | dollars as filed | |
| THOMSON REUTERS CORP COM | 884903808 | Stock | 1,302 | $224,944 | dollars as filed | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 2,548 | $224,501 | dollars as filed | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 11,458 | $224,465 | dollars as filed | |
| PRIMERICA INC | 74164M108 | COM | 789 | $224,447 | dollars as filed | |
| ENTEGRIS INC COM | 29362U104 | Stock | 2,561 | $224,076 | dollars as filed | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 3,710 | $223,151 | dollars as filed | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 2,212 | $222,466 | dollars as filed | |
| HP INC COM | 40434L105 | Stock | 8,027 | $222,259 | dollars as filed | |
| OKEANIS ECO TANKERS COR SHS | Y64177101 | Stock | 10,000 | $221,000 | dollars as filed | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 2,769 | $219,776 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 9,985 | $218,272 | dollars as filed | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 2,331 | $218,149 | dollars as filed | |
| EQUIFAX INC COM | 294429105 | Stock | 890 | $216,791 | dollars as filed | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 16,760 | $216,541 | dollars as filed | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 40,171 | $216,118 | dollars as filed | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 1,898 | $215,913 | dollars as filed | |
| ASTERA LABS INC COM | 04626A103 | COM | 3,617 | $215,825 | dollars as filed | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 5,868 | $213,786 | dollars as filed | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 1,847 | $213,518 | dollars as filed | |
| SUN CMNTYS INC COM | 866674104 | REIT | 1,653 | $212,640 | dollars as filed | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 114 | $212,215 | dollars as filed | |
| TORO CO | 891092108 | COM | 2,899 | $210,910 | dollars as filed | |
| TALEN ENERGY CORP COM | 87422Q109 | Stock | 1,055 | $210,652 | dollars as filed | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 15,331 | $208,804 | dollars as filed | |
| GARTNERINC | 366651107 | STOK | 497 | $208,613 | dollars as filed | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 18,189 | $208,261 | dollars as filed | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 4,608 | $207,611 | dollars as filed | |
| HOLOGIC INC | 436440101 | COM | 3,351 | $206,991 | dollars as filed | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 4,145 | $206,860 | dollars as filed | |
| DAVIS FUNDAMENTAL ETF TR | 23908L207 | SELECT US EQTY | 4,881 | $206,545 | dollars as filed | |
| PIMCO DYNAMIC INCOME OPRNTS | 69355M107 | COM BEN SHS | 14,862 | $206,289 | dollars as filed | |
| OWENS CORNING NEW | 690742101 | COM | 1,444 | $206,263 | dollars as filed | |
| MSCI INC COM | 55354G100 | Stock | 365 | $206,228 | dollars as filed | |
| PROSHARES TR II | 74347Y730 | VIX SHT TERM FUT | 4,097 | $205,916 | dollars as filed | |
| INOGEN INC | 45780L104 | COM | 28,800 | $205,344 | dollars as filed | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 3,085 | $204,964 | dollars as filed | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 322 | $204,345 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 3,606 | $204,183 | dollars as filed | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 43,740 | $203,829 | dollars as filed | |
| Fidelity Enhanced International ETF | 31609A404 | SHS | 6,841 | $203,598 | dollars as filed | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 41,800 | $203,148 | dollars as filed | |
| AMDOCS LTD | G02602103 | SHS | 2,216 | $202,767 | dollars as filed | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 37,652 | $202,567 | dollars as filed | |
| NORDSON CORP | 655663102 | COM | 1,003 | $202,313 | dollars as filed | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 4,699 | $202,272 | dollars as filed | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 2,158 | $201,697 | dollars as filed | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 9,541 | $201,326 | dollars as filed | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 5,311 | $200,821 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 2,370 | $200,028 | dollars as filed | call |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 2,243 | $200,018 | dollars as filed | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 13,950 | $199,904 | dollars as filed | |
| AUDIOEYE INC | 050734201 | COM NEW | 17,975 | $199,523 | dollars as filed | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 51,459 | $199,150 | dollars as filed | |
| VIVOS THERAPEUTICS INC | 92859E207 | COM NEW | 69,531 | $198,164 | dollars as filed | |
| JETBLUE AWYS CORP | 477143101 | COM | 41,095 | $198,078 | dollars as filed | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 13,257 | $197,528 | dollars as filed | |
| SOUNDHOUND AI INC CLASS A COM | 836100107 | Stock | 23,927 | $194,287 | dollars as filed | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 12,144 | $188,964 | dollars as filed | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 25,725 | $188,823 | dollars as filed | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 12,559 | $188,385 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 21,592 | $188,067 | dollars as filed | |
| WESTERN UN CO COM | 959802109 | Stock | 17,680 | $187,050 | dollars as filed | |
| MODERNA INC | 60770K107 | COM | 6,493 | $184,077 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 74,619 | $183,564 | dollars as filed | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 2,000 | $182,300 | dollars as filed | call |
| ASTERA LABS INC COM | 04626A103 | COM | 3,000 | $179,010 | dollars as filed | call |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 12,530 | $176,924 | dollars as filed | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 11,565 | $171,968 | dollars as filed | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 21,135 | $171,193 | dollars as filed | |
| PROPETRO HLDG CORP | 74347M108 | COM | 23,200 | $170,520 | dollars as filed | |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 11,180 | $168,822 | dollars as filed | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 37,489 | $163,827 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 15,463 | $163,136 | dollars as filed | |
| GRAYSCALE ETHEREUM TRUST ETF | 389638107 | SHS | 10,633 | $161,836 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 13,914 | $161,820 | dollars as filed | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 13,000 | $159,640 | dollars as filed | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 12,851 | $157,170 | dollars as filed | |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 11,000 | $157,080 | dollars as filed | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 21,347 | $156,900 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 600 | $155,496 | dollars as filed | call |
| CARECLOUD INC | 14167R100 | COM | 110,378 | $153,424 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 1,800 | $151,920 | dollars as filed | put |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 24,982 | $150,640 | dollars as filed | |
| GRANITESHARES ETF TR | 38747R827 | 2X LONG NVDA DAI | 4,000 | $149,600 | dollars as filed | |
| GRANITESHARES ETF TR | 38747R827 | 2X LONG NVDA DAI | 4,000 | $149,600 | dollars as filed | call |
| International Business Machines Corporation | 459200101 | COM | 600 | $149,196 | dollars as filed | call |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 12,750 | $147,900 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 18,161 | $147,828 | dollars as filed | |
| READY CAPITAL CORP | 75574U101 | COM | 28,893 | $147,066 | dollars as filed | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 29,611 | $144,800 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 59,212 | $143,293 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 13,901 | $143,036 | dollars as filed | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 69,879 | $140,457 | dollars as filed | |
| DIANA SHIPPING INC | Y2066G104 | COM | 90,000 | $140,400 | dollars as filed | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 58,077 | $135,319 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 12,051 | $135,213 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 900 | $134,946 | dollars as filed | call |
| Caterpillar Inc. | 149123101 | COM | 400 | $131,920 | dollars as filed | call |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 24,990 | $129,948 | dollars as filed | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 17,222 | $129,856 | dollars as filed | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 20,316 | $129,819 | dollars as filed | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 20,704 | $126,913 | dollars as filed | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 21,372 | $126,307 | dollars as filed | |
| AMPRIUS TECHNOLOGIES INC COMMON STOCK | 03214Q108 | Stock | 46,500 | $124,620 | dollars as filed | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 13,825 | $122,213 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 1,800 | $121,950 | dollars as filed | call |
| ALTIMMUNE INC | 02155H200 | COM NEW | 24,300 | $121,500 | dollars as filed | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 13,525 | $118,346 | dollars as filed | |
| BRIGHTSPIRE CAPITAL INC COM CL A | 10949T109 | REIT | 20,408 | $113,466 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,100 | $113,014 | dollars as filed | call |
| RE MAX HLDGS INC | 75524W108 | CL A | 13,419 | $112,317 | dollars as filed | |
| SPY | 78462F103 | SHS | 200 | $111,878 | dollars as filed | call |
| EURODRY LTD | Y23508107 | COM | 10,003 | $109,832 | dollars as filed | |
| NEW GOLD INC CDA | 644535106 | COM | 29,500 | $109,445 | dollars as filed | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 20,949 | $108,099 | dollars as filed | |
| OXFORD LANE CAP CORP | 691543102 | COM | 22,125 | $104,431 | dollars as filed | |
| BLACKROCK TECH AND PRIVATE E | 09260Q108 | SHS BEN INT | 16,252 | $101,737 | dollars as filed | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 29,500 | $98,235 | dollars as filed | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 18,191 | $97,138 | dollars as filed | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 11,267 | $96,898 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G716 | DAILY S&P BIOTEC | 10,147 | $95,686 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 14,180 | $95,010 | dollars as filed | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 15,000 | $94,350 | dollars as filed | |
| OMEROS CORP | 682143102 | COM | 10,760 | $88,447 | dollars as filed | |
| ASP ISOTOPES INC | 00218A105 | COM | 18,780 | $88,078 | dollars as filed | |
| SABA CAPITAL INCOME & OPRNT | 78518H202 | SHS NEW | 10,998 | $85,344 | dollars as filed | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 600 | $85,332 | dollars as filed | call |
| Procter & Gamble Co | 742718109 | COM | 500 | $85,210 | dollars as filed | put |
| ENERFLEX LTD | 29269R105 | COM | 10,897 | $84,234 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 600 | $83,886 | dollars as filed | call |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 15,770 | $81,059 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G286 | DAILY TSLA 2X SH | 8,405 | $80,016 | dollars as filed | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 26,711 | $77,462 | dollars as filed | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 19,976 | $76,310 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G286 | DAILY TSLA 2X SH | 8,000 | $76,160 | dollars as filed | call |
| Broadcom Inc. | 11135F101 | COM | 450 | $75,344 | dollars as filed | call |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 19,336 | $75,025 | dollars as filed | |
| CLOROX CO DEL | 189054109 | COM | 500 | $73,625 | dollars as filed | call |
| CARDINAL HEALTH INC | 14149Y108 | COM | 530 | $73,018 | dollars as filed | call |
| CITY OFFICE REIT INC | 178587101 | COM | 13,517 | $70,151 | dollars as filed | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 2,300 | $69,989 | dollars as filed | call |
| Micron Technology,Inc. | 595112103 | COM | 800 | $69,512 | dollars as filed | call |
| HELLO GROUP INC ADS | 423403104 | ADR | 11,000 | $69,410 | dollars as filed | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 11,013 | $69,054 | dollars as filed | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 13,823 | $67,597 | dollars as filed | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 25,000 | $65,000 | dollars as filed | |
| NEW YORK MTG TR INC | 649604840 | COM | 10,000 | $64,900 | dollars as filed | |
| HALOZYME THERAPEUTICS INC | 40637HAD1 | NOTE 0.250% 3/0 | 59,000 | $62,429 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 830 | $59,445 | dollars as filed | call |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 12,323 | $55,823 | dollars as filed | |
| SPOTIFY USA INC | 84921RAB6 | NOTE 3/1 | 46,000 | $54,841 | dollars as filed | |
| ALLIANT ENERGY CORP | 018802AC2 | NOTE 3.875% 3/1 | 51,000 | $54,519 | dollars as filed | |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 55,000 | $53,790 | dollars as filed | |
| UBER TECHNOLOGIES INC | 90353TAJ9 | NOTE 12/1 | 50,000 | $53,000 | dollars as filed | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 300 | $52,731 | dollars as filed | call |
| ConocoPhillips | 20825C104 | COM | 500 | $52,510 | dollars as filed | call |
| UnitedHealth Group Inc | 91324P102 | COM | 100 | $52,375 | dollars as filed | call |
| PPL CAP FDG INC | 69352PAS2 | NOTE 2.875% 3/1 | 46,000 | $51,474 | dollars as filed | |
| GRANITESHARES ETF TR | 38747R751 | GRANITE 2X LONG | 10,000 | $51,400 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 17,125 | $50,005 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 300 | $49,800 | dollars as filed | call |
| PACIRA BIOSCIENCES INC | 695127AF7 | NOTE 0.750% 8/0 | 50,000 | $49,188 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 2,500 | $48,825 | dollars as filed | call |
| VISHAY INTERTECHNOLOGY INC | 928298AR9 | NOTE 2.250% 9/1 | 55,000 | $48,538 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 49,000 | $47,702 | dollars as filed | |
| ON SEMICONDUCTOR CORP | 682189AU9 | NOTE 0.500% 3/0 | 52,000 | $44,788 | dollars as filed | |
| RICHTECH ROBOTICS INC | 765504105 | CL B | 22,000 | $43,560 | dollars as filed | |
| ITRON INC | 465741AN6 | NOTE 3/1 | 41,000 | $42,107 | dollars as filed | |
| GREENBRIER COS INC | 393657AM3 | NOTE 2.875% 4/1 | 38,000 | $42,043 | dollars as filed | |
| AMERICAN WTR CAP CORP | 03040WBE4 | NOTE 3.625% 6/1 | 41,000 | $41,861 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAK7 | NOTE 1.250% 5/1 | 43,000 | $40,442 | dollars as filed | |
| JBT MAREL CORPORATION | 477839AB0 | NOTE 0.250% 5/1 | 40,000 | $39,896 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 600 | $38,088 | dollars as filed | call |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 400 | $37,480 | dollars as filed | call |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 500 | $36,100 | dollars as filed | call |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 66,000 | $34,795 | dollars as filed | |
| SAREPTA THERAPEUTICS INC | 803607AD2 | NOTE 1.250% 9/1 | 37,000 | $34,355 | dollars as filed | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 200 | $34,128 | dollars as filed | call |
| Mondelez International,Inc. Class A | 609207105 | COM | 500 | $33,925 | dollars as filed | call |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 13,005 | $33,813 | dollars as filed | |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 34,000 | $33,286 | dollars as filed | |
| PG&E CORP | 69331CAL2 | NOTE 4.250%12/0 | 31,000 | $32,752 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 25,000 | $32,500 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 5,200 | $31,355 | dollars as filed | call |
| McDonalds Corporation | 580135101 | COM | 100 | $31,237 | dollars as filed | call |
| SYSCOCORP | 871829107 | COM | 400 | $30,016 | dollars as filed | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 100 | $28,814 | dollars as filed | call |
| MODERNA INC | 60770K107 | COM | 1,000 | $28,350 | dollars as filed | call |
| HERON THERAPEUTICS INC | 427746102 | COM | 12,490 | $27,478 | dollars as filed | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 500 | $24,005 | dollars as filed | call |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 1,300 | $23,816 | dollars as filed | put |
| Intel Corp | 458140100 | COM | 1,000 | $22,710 | dollars as filed | call |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 21,000 | $22,470 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 100 | $20,952 | dollars as filed | call |
| BP PLC SPONSORED ADR | 055622104 | ADR | 600 | $20,274 | dollars as filed | call |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 100 | $20,163 | dollars as filed | call |
| FORD MTR CO COM | 345370860 | Stock | 2,000 | $20,060 | dollars as filed | call |
| General Electric Company | 369604301 | COM | 100 | $20,015 | dollars as filed | call |
| PAYPALHLDGSINC | 70450Y103 | STOK | 300 | $19,575 | dollars as filed | call |
| CIBUS INC | 17166A101 | CL A COM STK | 10,000 | $18,700 | dollars as filed | |
| C4 THERAPEUTICS INC | 12529R107 | COM STK | 11,000 | $17,600 | dollars as filed | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 350 | $17,574 | dollars as filed | call |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 400 | $17,440 | dollars as filed | call |
| Micron Technology,Inc. | 595112103 | COM | 200 | $17,378 | dollars as filed | put |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 16,000 | $15,960 | dollars as filed | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 500 | $14,775 | dollars as filed | call |
| AMPHASTAR PHARMACEUTICALS IN | 03209RAB9 | NOTE 2.000% 3/1 | 16,000 | $14,190 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 541 | $13,720 | dollars as filed | put |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 12,000 | $13,620 | dollars as filed | |
| REZOLVE AI PLC ORD SHS | G75398100 | Stock | 10,000 | $12,100 | dollars as filed | |
| EXPEDIA GROUP INC | 30212PBE4 | NOTE 2/1 | 12,000 | $11,820 | dollars as filed | |
| ARM HOLDINGS PLC | 042068205 | SPONSORED ADS | 100 | $10,679 | dollars as filed | call |
| BIOATLA INC | 09077B104 | COM | 30,000 | $10,404 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 100 | $10,274 | dollars as filed | put |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 14,560 | $9,790 | dollars as filed | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 12,200 | $9,725 | dollars as filed | |
| UR-ENERGY INC | 91688R108 | COM | 11,500 | $7,752 | dollars as filed | |
| STEM INC | 85859N102 | COM | 13,500 | $4,729 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 1,500 | $4,380 | dollars as filed | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001464811-26-000009 | this filing | 2026-08-28 | acceptance time not in the bulk data set |