13F-HR filed by SIMPLEX TRADING, LLC
SIMPLEX TRADING, LLC filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-04-14, with 6,719 holding rows worth $1,257,825,000.
- Accession
- 0001464302-16-000007
- Filer
- CIK 1488542
- Filed
- 2016-04-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 7,139 entries on the cover page, a total value of $1,257,825,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,254,520,000 with VALUE read as thousands by filing date, 13F file number 028-16834. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| U S CONCRETE INC | 90333L951 | PUT | 11 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ORBCOMM INC | 68555P900 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALASKA COMMUNICATIONS SYS GR | 01167P901 | CALL | 74 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PRA HEALTH SCIENCES INC | 69354M908 | CALL | 27 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NEW SR INVT GROUP INC | 648691953 | PUT | 7 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LUMINEX CORP DEL | 55027E952 | PUT | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Onconova Therapeutics | 68232V108 | Common | 654 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIGNET INC | 766582900 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GENESIS HEALTHCARE INC | 37185X906 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BIOTELEMETRY INC | 090672906 | Equity Call | 18 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| THIRD PT REINS LTD | G8827U950 | PUT | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CHINA DISTANCE ED HLDGS LTD | 16944W954 | PUT | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AIMMUNE THERAPEUTICS INC | 00900T907 | CALL | 7 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CIVEO CORP CDA | 17878Y958 | PUT | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CRAFT BREW ALLIANCE INC | 224122951 | PUT | 29 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GLATFELTER | 377316904 | CALL | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VIVINT SOLAR INC | 92854Q906 | CALL | 24 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SERVICEMASTER GLOBAL HLDGS I | 81761R959 | PUT | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ASTA FDG INC | 046220959 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VOXELJET AG | 92912L907 | ADS | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GLOBALSCAPE INC | 37940G909 | COM | 15 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ACTINIUM PHARMACEUTICALS INC | 00507W907 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TOWN SPORTS INTL HLDGS INC | 89214A952 | PUT | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 188 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARRIS INTL INC | G0551A903 | CALL | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| COMPANHIA BRASILEIRA DE DIST | 20440T901 | CALL | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HYDROGENICS CORP NEW | 448883907 | CALL | 8 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CONATUS PHARMACEUTICALS INC | 20600T908 | CALL | 11 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GLOBAL BRASS & COPPR HLDGS I | 37953G903 | CALL | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GLOBAL BRASS & COPPR HLDGS I | 37953G953 | PUT | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ZAYO GROUP HLDGS INC | 98919V955 | PUT | 16 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PAPA MURPHYS HLDGS INC | 698814900 | CALL | 22 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PAPA MURPHYS HLDGS INC | 698814950 | PUT | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NOBILIS HEALTH CORP | 65500B953 | PUT | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MID CON ENERGY PARTNERS LP | 59560V909 | CALL | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MID CON ENERGY PARTNERS LP | 59560V959 | PUT | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FS KKR CAPITAL CORP | 302635957 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AMERICAN MIDSTREAM PARTNERS | 02752P950 | PUT | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FIBRIA CELULOSE S A | 31573A909 | CALL | 38 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MEDIDATA SOLUTIONS INC | 58471A955 | PUT | 12 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ORBOTECH LTD | M75253950 | PUT | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ORITANI FINL CORP DEL | 68633D953 | PUT | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ECLIPSE RES CORP | 27890G900 | CALL | 25 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NANOVIRICIDES INC | 630087903 | CALL | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TITAN PHARMACEUTICALS INC DE | 888314909 | CALL | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PATTERN ENERGY GROUP INC | 70338P950 | PUT | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SEADRILL PARTNERS LLC | Y7545W909 | CALL | 41 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BIOSCRIP INC | 09069N958 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CORMEDIX INC | 21900C900 | CALL | 9 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TALLGRASS ENERGY LP | 874696957 | PUT | 8 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VITAL THERAPIES INC | 92847R954 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BLACK BOX CORP DEL | 091826957 | PUT | 11 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GROUPE CGI INC | 39945C959 | PUT | 9 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SMART & FINAL STORES INC | 83190B901 | CALL | 25 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NEW MEDIA INVT GROUP INC | 64704V956 | PUT | 49 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CHINACACHE INTL HLDG LTD | 16950M907 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ELECTRO SCIENTIFIC INDS | 285229900 | CALL | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HABIT RESTAURANTS INC | 40449J953 | PUT | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SPARTON CORP | 847235958 | PUT | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LEGACY TEX FINL GROUP INC | 52471Y906 | CALL | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SANDRIDGE MISSISSIPPIAN TR I | 80007T901 | CALL | 6 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HANWHA Q CELL CO LTD | 41135V951 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SCANA CORP NEW | 80589M952 | PUT | 32 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BBVA BANCO FRANCES S A | 07329M900 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DEL FRISCOS RESTAURANT GROUP | 245077902 | CALL | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ENERGY FOCUS INC | 29268T900 | CALL | 26 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TELIGENT INC NEW | 87960W904 | CALL | 59 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q955 | PUT | 19 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DERMIRA INC | 24983L904 | CALL | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SORL AUTO PTS INC | 78461U901 | CALL | 19 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N907 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BOJANGLES INC | 097488950 | PUT | 8 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CHESAPEAKE GRANITE WASH TR | 165185909 | CALL | 11 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SCORPIO BULKERS INC | Y7546A952 | PUT | 17 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SCORPIO TANKERS INC | Y7542C906 | CALL | 27 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AU OPTRONICS CORP | 002255907 | CALL | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CHINA FIN ONLINE CO LTD | 169379904 | CALL | 6 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CUI GLOBAL INC | 126576906 | CALL | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GANNETT CO INC | 36473H904 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GANNETT CO INC | 36473H954 | PUT | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CAMBREX CORP | 132011957 | PUT | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CANCER GENETICS INC | 13739U954 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HIGHPOWER INTL INC | 43113X901 | CALL | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XERIUM TECHNOLOGIES INC | 98416J958 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SYNTEL INC | 87162H953 | PUT | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SENOMYX INC | 81724Q907 | CALL | 22 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SENOMYX INC | 81724Q957 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| XCERRA CORP | 98400J908 | CALL | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| XERIUM TECHNOLOGIES INC | 98416J908 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| RAMCO-GERSHENSON PPTYS TR | 751452902 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NORTHWEST NAT GAS CO | 667655904 | CALL | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TRONC INC | 896082104 | Common equity shares | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARKERVISION INC | 701354900 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| JUNIPER PHARMACEUTICALS INC | 48203L907 | CALL | 35 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ORIGIN AGRITECH LIMITED | G67828906 | SHS | 74 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| JONES ENERGY INC | 48019R908 | COM CL A | 11 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PARKERVISION INC | 701354950 | COM NEW | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CHENIERE ENERGY PTNRS LP HLD | 16411W958 | PUT | 15 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| INTELLIPHARMACEUTICS INTL IN | 458173951 | PUT | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CELADON GROUP INC | 150838900 | CALL | 15 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| JAMBA INC | 47023A909 | CALL | 7 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NRG YIELD INC | 62942X955 | PUT | 20 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ENDURO RTY TR | 29269K950 | PUT | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| YINGLI GREEN ENERGY HLDG CO | 98584B952 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WESTMORELAND COAL CO | 960878906 | COM | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CELADON GROUP INC | 150838950 | COM | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CALLIDUS SOFTWARE INC | 13123E900 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| POWERSHARES ETF TRUST II | 73936Q903 | CALL | 18 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LA QUINTA HLDGS INC | 50420D958 | PUT | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ARCHROCK PARTNERS L P | 03957U900 | CALL | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| STUDENT TRANSN INC | 86388A958 | PUT | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ALLIANCE HOLDINGS GP LP | 01861G900 | CALL | 15 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WESTMORELAND COAL CO | 960878956 | PUT | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RYDEX ETF TRUST | 78355W951 | PUT | 12 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SILVER SPRING NETWORKS INC | 82817Q953 | PUT | 20 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| INOTEK PHARMACEUTICALS CORP | 45780V902 | COM | 12 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AZURE MIDSTREAM PARTNERS LP COM UNIT | 05501X100 | COMMON | 89 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL COMMUNICATION INC | 369385909 | CALL | 50 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MATTERSIGHT CORP | 577097908 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VANTIV INC | 92210H955 | PUT | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| INC RESH HLDGS INC | 45329R909 | CALL | 6 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NEW YORK REIT INC | 64976L909 | CALL | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CAESARS ACQUISITION CO | 12768T903 | CL A | 9 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALCOBRA LTD | M2239P909 | SHS | 21 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FEDERATED NATL HLDG CO | 31422T951 | COM | 9 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WESTAR ENERGY INC | 95709T950 | COM | 16 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| WESTERN REFNG LOGISTICS LP | 95931Q905 | COM UNIT REP LTP | 6 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AUTOBYTEL INC | 05275N905 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALLIQUA BIOMEDICAL INC | 019621950 | PUT | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NORTH ATLANTIC DRILLING LTD | G6613P909 | CALL | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NORTH ATLANTIC DRILLING LTD | G6613P959 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ORTHOFIX INTL N V | N6748L952 | PUT | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| KCG HLDGS INC | 48244B950 | CL A | 17 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| KATE SPADE & CO | 485865959 | COM | 20 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TESORO LOGISTICS LP | 88160T957 | PUT | 8 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SONUS NETWORKS INC | 835916903 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AMEC FOSTER WHEELER PLC | 00167X905 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CARE CAP PPTYS INC | 141624906 | CALL | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LION BIOTECHNOLOGIES INC | 53619R902 | COM | 90 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NIMBLE STORAGE INC | 65440R901 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ZELTIQ AESTHETICS INC | 98933Q958 | COM | 16 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ANTHERA PHARMACEUTICALS INC | 03674U901 | COM NEW | 35 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SHORETEL INC | 825211955 | PUT | 8 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MEMORIAL PRODTN PARTNERS LP | 586048950 | PUT | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RETAILMENOT INC | 76132B906 | CALL | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EARTHLINK HLDGS CORP | 27033X901 | COM | 19 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ADCARE HEALTH SYSTEMS INC | 00650W950 | COM NEW | 26 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| C D I CORP | 125071900 | COM | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LIFELOCK INC | 53224V950 | COM | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| INTELIQUENT INC | 45825N907 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| INTELIQUENT INC | 45825N957 | COM | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SURGICAL CARE AFFILIATES INC | 86881L906 | COM | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TALEN ENERGY CORP | 87422J905 | Cmn | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GENERAL STEEL HOLDINGS INC | 370853202 | Cmn | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTI BIOPHARMA CORP | 12648L906 | Cmn | 17 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HALCON RES CORP | 40537Q906 | Cmn | 49 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| C&J ENERGY SVCS LTD | G3164Q901 | Cmn | 23 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ABENGOA YIELD PLC | G00349953 | Cmn | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VIOLIN MEMORY INC | 92763A901 | Cmn | 13 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CELATOR PHARMACEUTICALS INC | 15089R952 | Cmn | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| XURA INC | 98420V907 | Cmn | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TONIX PHARMACEUTICALS HLDG C | 890260901 | Cmn | 8 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LDR HLDG CORP | 50185U905 | Cmn | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ATLAS ENERGY GROUP LLC | 04929Q902 | Cmn | 118 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ATLAS ENERGY GROUP LLC | 04929Q952 | Cmn | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CEB INC | 125134956 | Cmn | 15 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MEMORIAL RESOURCE DEV CORP | 58605Q909 | Cmn | 49 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SEVENTY SEVEN ENERGY INC | 818097907 | Cmn | 43 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TUBEMOGUL INC | 898570956 | Cmn | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| FEDERAL MOGUL HOLDINGS CORP | 313549954 | Cmn | 7 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CELSION CORPORATION | 15117N904 | Cmn | 70 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ELIZABETH ARDEN INC | 28660G956 | Cmn | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NEWCASTLE INVT CORP NEW | 65105M903 | Cmn | 27 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GREATBATCH INC | 39153L906 | Cmn | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| IMATION CORP | 45245A907 | Cmn | 16 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LIONBRIDGE TECHNOLOGIES INC | 536252909 | Cmn | 8 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALLIANCE FIBER OPTIC PRODS I | 018680956 | Cmn | 26 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GOLDEN OCEAN GROUP LTD | G39637956 | Cmn | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| QUANTUM FUEL SYS TECH WORLDW | 74765E907 | Cmn | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AXCELIS TECHNOLOGIES INC | 054540909 | Cmn | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AZURE MIDSTREAM PARTNERS LP | 05501X950 | Cmn | 6 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| JAVELIN MTG INVT CORP | 47200B904 | Cmn | 15 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| RCS CAP CORP | 74937W902 | Cmn | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| XURA INC | 98420V957 | Cmn | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VRINGO INC | 92911N902 | Cmn | 6 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VRINGO INC | 92911N952 | Cmn | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| POWERSECURE INTL INC | 73936N955 | Cmn | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TRANSOCEAN PARTNERS LLC | Y8977Y900 | Cmn | 19 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GRAMERCY PPTY TR | 385002950 | PUT | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MEDGENICS INC | 58436Q903 | COM NEW | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EMPIRE DIST ELEC CO | 291641908 | CALL | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HEARTWARE INTL INC | 422368900 | COM | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CERULEAN PHARMA INC | 15708Q905 | CALL | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| UNITED ONLINE INC | 911268909 | CALL | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALLIANCE ONE INTL INC | 018772951 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| J G WENTWORTH CO | 46618D958 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ASCENT SOLAR TECHNOLOGIES IN | 043635309 | COM NEW | 14,050 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVALANCHE BIOTECHNOLOGIES INC | 05337G907 | COM | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CHECKPOINT SYS INC | 162825903 | COM | 30 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DISCOVERY LABORATORIES INC N | 254668902 | COM PAR | 41 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LIVE VENTURES INC | 538142900 | COM | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HIGHER ONE HLDGS INC | 42983D904 | COM | 9 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HOMEINNS HOTEL GROUP | 43742E902 | SPONSORED ADR | 12 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FACTORSHARES TR | 30304R953 | PUT | 3 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NEWPORT CORP | 651824954 | PUT | 43 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CHINA DIGITAL TV HLDG CO LTD | 16938G907 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CHECKPOINT SYS INC | 162825953 | PUT | 15 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MONOGRAM RESIDENTIAL TR INC | 60979P905 | CALL | 12 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BBCN BANCORP INC | 073295907 | CALL | 4 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FULL CIRCLE CAP CORP | 359671904 | CALL | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LACLEDE GROUP INC | 505597904 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LO-JACK CORP | 539451904 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GLOBAL POWER EQUIPMENT GRP I | 37941P956 | PUT | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TRIBUNE PUBG CO | 896082954 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TEXTURA CORP | 883211904 | CALL | 32 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DELHAIZE GROUP | 29759W951 | PUT | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| POWERSHARES INDIA ETF TR | 73935L900 | CALL | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001464302-16-000007 | this filing | 2016-04-14 | acceptance time not in the bulk data set |