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Disclosery

13F-HR filed by UNITED CAPITAL FINANCIAL ADVISORS, LLC

UNITED CAPITAL FINANCIAL ADVISORS, LLC filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-15, with 1,033 holding rows worth $17,830,590,308.

Accession
0001463217-23-000001
Filer
CIK 1463217
Filed
2023-02-15
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q4 2022

A holdings report, 1,048 entries on the cover page, a total value of $17,830,590,308 stated on the cover page (in dollars after the unit check, H1), rows summing to $17,830,590,308 with VALUE read as dollars as filed, 13F file number 028-13508. The quarter's positions are built on this report. The resolved quarter.

Other managers

  • included managerGOLDMAN SACHS GROUP, INC. 028-04981
  • included managerIMD HOLDINGS, LLC
  • included managerUNITED CAPITAL FINANCIAL PARTNERS, INC. 028-13541

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
TASEKO MINES LTD COM876511106Stock100,000$147,000dollars as filed
PROSPECT CAPITAL CORPORATION74348T102COM20,527$143,487dollars as filed
BROADMARK RLTY CAP INC11135B100COM40,110$142,792dollars as filed
HERCULES CAPITAL INC427096508COM10,384$137,274dollars as filed
INVESCO MUNI INCOME OPP TRST46132X101COM20,792$129,742dollars as filed
AFFIRM HLDGS INC COM CL A00827B106Stock13,380$129,385dollars as filed
PUTNAM MANAGED MUN INCOME TR746823103COM17,974$112,877dollars as filed
CALAMOS CONV & HIGH INCOME F12811P108COM SHS10,312$108,793dollars as filed
CION INVT CORP17259U204COM10,969$106,948dollars as filed
CBRE GBL REAL ESTATE INC FD COM12504G100CEF15,847$90,803dollars as filed
MARQETA INC57142B104CLASS A COM14,152$86,469dollars as filed
HALEON PLC SPON ADS405552100ADR10,783$86,264dollars as filed
PIMCO HIGH INCOME FD722014107COM SHS18,129$85,752dollars as filed
SUMITOMO MITSUI FIN GRP INC86562M209SPONSORED ADR10,530$84,451dollars as filed
AMERICAN FINANCE TRUST INC02607T109COM CLASS A14,001$83,026dollars as filed
OXFORD LANE CAP CORP691543102COM15,000$76,050dollars as filed
STRATA CRITICAL MEDICAL INC092667104CL A COM21,220$75,968dollars as filed
MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS606822104ADR10,581$70,575dollars as filed
SOUTHWESTERN ENERGY CO845467109COM11,582$67,755dollars as filed
INVESCO SR INCOME TR46131H107COM15,105$57,852dollars as filed
BANCO SANTANDER SA ADR05964H105ADR15,527$45,805dollars as filed
KINROSS GOLD CORP496902404COM10,479$42,859dollars as filed
TELEFONICA S A SPONSORED ADR879382208ADR11,427$40,794dollars as filed
SAVARA INC805111101COM25,782$39,962dollars as filed
SMARTRENT INC83193G107COMMON STOCK15,812$38,423dollars as filed
GENIUS SPORTS LIMITED SHARES CL AG3934V109Stock10,500$37,485dollars as filed
NEUBERGER BERMAN REAL ESTATE S64190A103COM10,924$34,192dollars as filed
LLOYDS BANKING GROUP PLC SPONSORED ADR539439109ADR10,948$24,086dollars as filed
SOCIETAL CDMO INC75629F109COM12,000$17,880dollars as filed
DARE BIOSCIENCE INC23666P101COMMON15,800$13,114dollars as filed
COMSOVEREIGN HLDG CORP205650203COM NEW166,667$11,667dollars as filed
SOCIETY PASS INC83370P102COM10,950$10,841dollars as filed
AKEBIA THERAPEUTICS INC00972D105COMMON STOCK10,299$5,973dollars as filed

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001463217-23-000001this filing2023-02-15acceptance time not in the bulk data set