13F-HR filed by UNITED CAPITAL FINANCIAL ADVISORS, LLC
UNITED CAPITAL FINANCIAL ADVISORS, LLC filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-14, with 1,083 holding rows worth $16,932,506,000.
- Accession
- 0001463217-22-000005
- Filer
- CIK 1463217
- Filed
- 2022-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 1,083 entries on the cover page, a total value of $16,932,506,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $16,932,506,000 with VALUE read as thousands by filing date, 13F file number 028-13508. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS GROUP, INC. 028-04981
- included managerIMD HOLDINGS, LLC
- included managerUNITED CAPITAL FINANCIAL PARTNERS, INC. 028-13541
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| J P MORGAN EXCHANGE TRADED F | 46654Q203 | NASDAQ EQT PREM | 5,139 | $214,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 80,000 | $214,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 3,327 | $213,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 3,131 | $212,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 5,100 | $212,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 12,860 | $212,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 4,635 | $211,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 11,601 | $211,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 8,765 | $211,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 3,432 | $211,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 3,510 | $209,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 3,597 | $209,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 4,383 | $209,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 3,309 | $209,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 8,674 | $207,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 13,112 | $207,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 2,072 | $207,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 4,849 | $207,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 6,678 | $205,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 12,896 | $205,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 4,340 | $205,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 40,017 | $204,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 3,361 | $203,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 6,229 | $203,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 8,990 | $203,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 4,816 | $203,000 | thousands by filing date | |
| INVENTRUST PPTYS CORP COM NEW | 46124J201 | REIT | 9,471 | $202,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 2,821 | $200,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 33,808 | $198,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 11,440 | $197,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 15,458 | $184,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 15,097 | $181,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 31,021 | $175,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 62,966 | $173,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 20,367 | $172,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 12,679 | $171,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 11,986 | $160,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 13,484 | $158,000 | thousands by filing date | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 10,316 | $156,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 21,699 | $153,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 12,616 | $152,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 15,643 | $151,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 15,958 | $134,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 20,527 | $127,000 | thousands by filing date | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 31,291 | $126,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 13,265 | $126,000 | thousands by filing date | |
| HALEON PLC SPON ADS | 405552100 | ADR | 20,052 | $122,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 11,817 | $121,000 | thousands by filing date | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 14,157 | $117,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 100,000 | $114,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 11,312 | $114,000 | thousands by filing date | |
| CION INVT CORP | 17259U204 | COM | 13,112 | $111,000 | thousands by filing date | |
| MARQETA INC | 57142B104 | CLASS A COM | 13,902 | $99,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 47,025 | $99,000 | thousands by filing date | |
| GREENBOX POS | 39366L208 | COM NEW | 98,000 | $96,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 36,310 | $92,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 15,847 | $91,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 10,080 | $88,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 18,092 | $84,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 15,000 | $82,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 13,867 | $82,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 15,000 | $78,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 12,616 | $77,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 10,951 | $72,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 17,644 | $66,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 14,200 | $52,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 26,236 | $47,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 25,782 | $40,000 | thousands by filing date | |
| BLEND LABS INC | 09352U108 | CL A | 16,682 | $37,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 13,500 | $30,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 18,081 | $29,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAJ6 | NOTE 4.125% 9/1 | 20,000 | $20,000 | thousands by filing date | |
| WAVEDANCER INC | 456696103 | COM | 20,000 | $19,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAB7 | NOTE 6.250% 1/1 | 20,000 | $17,000 | thousands by filing date | |
| SOCIETY PASS INC | 83370P102 | COM | 10,950 | $17,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 15,800 | $16,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 15,000 | $15,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 10,759 | $12,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 24,617 | $8,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 76,000 | $5,000 | thousands by filing date | |
| AUDACY INC | 05070N103 | COM | 10,050 | $4,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 10,299 | $3,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 12,000 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001463217-22-000005 | this filing | 2022-11-14 | acceptance time not in the bulk data set |