13F-HR filed by UNITED CAPITAL FINANCIAL ADVISORS, LLC
UNITED CAPITAL FINANCIAL ADVISORS, LLC filed this 13F-HR for the quarter ended 2022-03-31, filed 2022-05-16, with 1,160 holding rows worth $20,580,751,000.
- Accession
- 0001463217-22-000003
- Filer
- CIK 1463217
- Filed
- 2022-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2022
A holdings report, 1,160 entries on the cover page, a total value of $20,580,751,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $20,580,751,000 with VALUE read as thousands by filing date, 13F file number 028-13508. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS GORUP, INC. 028-04981
- included managerIMD HOLDINGS, LLC
- included managerUNITED CAPITAL FINANCIAL PARTNERS, INC. 028-13541
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 15,059 | $287,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,538 | $285,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 2,050 | $285,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 5,431 | $282,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 2,690 | $281,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 991 | $281,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 6,267 | $278,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 2,970 | $278,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 3,597 | $277,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 5,190 | $276,000 | thousands by filing date | |
| REMITLY GLOBAL INC | 75960P104 | COM | 27,961 | $276,000 | thousands by filing date | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 20,880 | $274,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 15,870 | $274,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,127 | $273,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 2,539 | $272,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 1,638 | $271,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 14,826 | $271,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 3,187 | $269,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 993 | $268,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 3,781 | $268,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 31,896 | $268,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 2,848 | $267,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 8,277 | $267,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 478 | $267,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 2,459 | $265,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 3,193 | $265,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 5,400 | $265,000 | thousands by filing date | |
| VIRGINIA NATIONAL BANKSHARES | 928031103 | COMMON STOCK | 7,661 | $264,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 2,113 | $263,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 897 | $263,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 6,782 | $263,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 20,365 | $263,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 5,408 | $262,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 13,841 | $262,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 2,930 | $261,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 1,927 | $261,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 13,337 | $260,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 3,408 | $259,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 31,250 | $259,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 4,832 | $259,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 5,224 | $257,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 577 | $256,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 8,713 | $254,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 2,808 | $254,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 5,121 | $254,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 30,004 | $253,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 4,671 | $253,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 2,395 | $251,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 5,522 | $251,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 5,907 | $251,000 | thousands by filing date | |
| CMC MATERIALS INC | 12571T100 | COM | 1,350 | $250,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 2,400 | $248,000 | thousands by filing date | put |
| SYNOPSYS INC COM | 871607107 | Stock | 745 | $248,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 6,175 | $248,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 20,425 | $247,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 14,954 | $247,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 3,689 | $246,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 3,512 | $246,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 9,865 | $246,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 1,693 | $246,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 6,438 | $245,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 2,199 | $244,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 5,094 | $244,000 | thousands by filing date | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 12,252 | $244,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 3,363 | $243,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 3,692 | $241,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 6,495 | $241,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 7,343 | $238,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 2,654 | $238,000 | thousands by filing date | |
| ISHARES TR | 46436E767 | COM | 6,649 | $237,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 7,524 | $237,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 7,140 | $237,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 644 | $236,000 | thousands by filing date | |
| FIDELITY HIGH YIELD FACTOR ETF | 316092618 | HIGH YILD ETF | 4,602 | $235,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 1,459 | $234,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 7,313 | $233,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 3,193 | $232,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 6,277 | $229,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 100,000 | $229,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 2,413 | $227,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 1,675 | $227,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 6,096 | $226,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 12,280 | $226,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 2,583 | $225,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 11,756 | $225,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,151 | $224,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 4,154 | $224,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 3,552 | $223,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 5,125 | $221,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 4,260 | $220,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 1,551 | $220,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 3,199 | $219,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 2,163 | $219,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 1,251 | $218,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 4,570 | $215,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 7,466 | $214,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 21,484 | $213,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 2,363 | $212,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 3,605 | $210,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 47,025 | $210,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 3,268 | $209,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 6,744 | $208,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 8,867 | $207,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 6,002 | $206,000 | thousands by filing date | |
| ISHARES ESG ADVANCED UNIVERSAL USD BOND ETF | 46436E619 | COM | 4,435 | $206,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 1,356 | $204,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 6,038 | $203,000 | thousands by filing date | |
| GITLAB INC CLASS A COM | 37637K108 | Stock | 3,720 | $203,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 671 | $202,000 | thousands by filing date | |
| HENNESSY SUSTAINABLE ETF | 74933W759 | ETF | 7,500 | $202,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 1,445 | $200,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 7,034 | $200,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 16,165 | $186,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 15,643 | $180,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 38,871 | $166,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 28,528 | $165,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 11,085 | $164,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 26,733 | $157,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 14,754 | $150,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 13,065 | $145,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 13,916 | $142,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 16,001 | $140,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 12,000 | $138,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 10,318 | $135,000 | thousands by filing date | |
| MARQETA INC | 57142B104 | CLASS A COM | 12,133 | $134,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 36,447 | $133,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 10,080 | $132,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 85,000 | $132,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 15,035 | $119,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 10,005 | $119,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 13,541 | $116,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 15,000 | $109,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 13,816 | $97,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 10,039 | $93,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 12,689 | $91,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 14,297 | $88,000 | thousands by filing date | |
| SOCIETY PASS INC | 83370P102 | COM | 21,905 | $65,000 | thousands by filing date | |
| INDAPTUS THERAPEUTICS INC (US) Old | 45339J105 | COM | 15,000 | $60,000 | thousands by filing date | |
| WAVEDANCER INC | 456696103 | COM | 10,000 | $53,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 16,246 | $46,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 18,631 | $45,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 13,500 | $43,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 12,521 | $42,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 11,739 | $39,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 25,782 | $34,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 18,000 | $32,000 | thousands by filing date | |
| TRITERRAS INC | G9103H102 | COM CL A | 14,650 | $30,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 63,001 | $30,000 | thousands by filing date | |
| AUDACY INC | 05070N103 | COM | 10,000 | $29,000 | thousands by filing date | |
| TRITERRAS INC | G9103H110 | *W EXP 02/02/202 | 62,037 | $25,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 15,000 | $22,000 | thousands by filing date | |
| HISTOGEN INC | 43358Y103 | COM | 79,987 | $20,000 | thousands by filing date | |
| MEDALIST DIVERSIFIED REIT IN | 58403P105 | COM | 16,000 | $17,000 | thousands by filing date | |
| MIND MEDICINE (MINDMED) INC | 60255C109 | COMMON STOCK-FO | 11,699 | $13,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 50,000 | $13,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 24,617 | $9,000 | thousands by filing date | |
| CYBIN INC | 23256X100 | COM | 10,000 | $8,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 10,299 | $7,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 36,785 | $7,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 12,910 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001463217-22-000003 | this filing | 2022-05-16 | acceptance time not in the bulk data set |