13F-HR filed by UNITED CAPITAL FINANCIAL ADVISORS, LLC
UNITED CAPITAL FINANCIAL ADVISORS, LLC filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-14, with 1,199 holding rows worth $21,715,747,000.
- Accession
- 0001463217-22-000001
- Filer
- CIK 1463217
- Filed
- 2022-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 1,199 entries on the cover page, a total value of $21,715,747,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $21,715,747,000 with VALUE read as thousands by filing date, 13F file number 028-13508. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS GROUP, INC. 028-04981
- included managerIMD HOLDINGS, LLC
- included managerUNITED CAPITAL FINANCIAL PARTNERS, INC. 028-13541
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Fidelity High Dividend ETF | 316092840 | SHS | 8,165 | $329,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 19,687 | $327,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 1,981 | $326,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 4,525 | $326,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 5,346 | $323,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 17,283 | $321,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 4,423 | $319,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 9,118 | $318,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 1,947 | $314,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 6,396 | $313,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 12,494 | $312,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 2,774 | $312,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 20,213 | $312,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 993 | $307,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 1,294 | $307,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 31,579 | $307,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 1,450 | $306,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 5,076 | $305,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 2,119 | $305,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 7,483 | $304,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 683 | $303,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 7,612 | $303,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 1,509 | $303,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 35 | $301,000 | thousands by filing date | put |
| ISHARES TR | 464287564 | SELECT US REIT | 3,945 | $300,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 360 | $299,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 2,522 | $299,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 15,845 | $298,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 3,109 | $296,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 4,096 | $296,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 10,470 | $296,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 16,421 | $295,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 20,187 | $295,000 | thousands by filing date | |
| ISHARES TR | 46436E767 | COM | 7,466 | $294,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 551 | $292,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 29,824 | $291,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 5,498 | $290,000 | thousands by filing date | |
| VIRGINIA NATIONAL BANKSHARES | 928031103 | COMMON STOCK | 7,661 | $290,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 11,396 | $288,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 4,195 | $288,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 2,975 | $287,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 17,400 | $287,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 20,425 | $286,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 9,147 | $282,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 1,047 | $282,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 4,498 | $281,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 4,961 | $280,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 1,748 | $280,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 4,974 | $278,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 4,824 | $276,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 10,545 | $275,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 3,508 | $274,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 2,687 | $274,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 3,562 | $274,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 6,056 | $273,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 6,495 | $273,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 2,650 | $273,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 630 | $271,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 4,825 | $271,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 1,997 | $271,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 6,242 | $270,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 6,967 | $268,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 3,187 | $268,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 2,508 | $266,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 392 | $266,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 5,364 | $266,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 6,363 | $265,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 3,834 | $265,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 6,241 | $265,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,460 | $264,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 3,350 | $264,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 2,458 | $263,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 1,630 | $263,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 2,650 | $263,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 2,136 | $261,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 5,907 | $261,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 31,033 | $261,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 153 | $260,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 2,451 | $259,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 6,438 | $259,000 | thousands by filing date | |
| CMC MATERIALS INC | 12571T100 | COM | 1,347 | $258,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 6,210 | $258,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 2,500 | $257,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 5,500 | $256,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 3,653 | $256,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 7,325 | $254,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 9,463 | $251,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 10,000 | $250,000 | thousands by filing date | |
| FIDELITY HIGH YIELD FACTOR ETF | 316092618 | HIGH YILD ETF | 4,586 | $250,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 957 | $248,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 3,346 | $247,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 9,114 | $247,000 | thousands by filing date | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 5,209 | $246,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 1,547 | $241,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 3,657 | $238,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 2,673 | $238,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 6,388 | $237,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 3,552 | $236,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 3,936 | $235,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 3,654 | $235,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 5,767 | $235,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 3,443 | $235,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 7,518 | $234,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 2,888 | $233,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,150 | $233,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 7,608 | $232,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 30,004 | $231,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 6,026 | $231,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 1,519 | $229,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 3,375 | $228,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 12,905 | $227,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 6,262 | $226,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 4,973 | $225,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 10,566 | $224,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 22,270 | $224,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 6,744 | $224,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 3,308 | $222,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 3,742 | $222,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 11,641 | $221,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 3,568 | $219,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 4,429 | $219,000 | thousands by filing date | |
| HENNESSY SUSTAINABLE ETF | 74933W759 | ETF | 7,500 | $219,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 918 | $217,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 2,163 | $217,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 5,554 | $216,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 7,125 | $216,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 3,044 | $215,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 4,744 | $215,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 4,211 | $214,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 833 | $213,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 7,206 | $213,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 2,662 | $212,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 8,258 | $212,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 4,931 | $212,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 3,126 | $212,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 15,643 | $212,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 3,651 | $212,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 2,962 | $211,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 1,212 | $210,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 12,688 | $210,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F BETABUILDERS EUR | 46641Q191 | BETABUILDERS EUR | 3,509 | $210,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 7,564 | $209,000 | thousands by filing date | |
| MARQETA INC | 57142B104 | CLASS A COM | 12,088 | $208,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 1,001 | $207,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 12,450 | $207,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 8,867 | $207,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 4,897 | $207,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 4,110 | $207,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 10,406 | $207,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 4,640 | $206,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 346 | $206,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 3,980 | $206,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 100,000 | $205,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 4,046 | $203,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 14,954 | $203,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 4,147 | $202,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 1,100 | $201,000 | thousands by filing date | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 10,525 | $200,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 10,735 | $192,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 40,765 | $177,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 28,509 | $175,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 27,557 | $171,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 14,933 | $164,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 14,416 | $161,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 10,011 | $161,000 | thousands by filing date | |
| NOV INC | 62955J103 | COM | 11,670 | $158,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 10,318 | $155,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 10,968 | $154,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 25,515 | $148,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 85,000 | $148,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 14,966 | $137,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 13,541 | $132,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 16,551 | $124,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 16,200 | $108,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 10,000 | $107,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 36,300 | $107,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 16,073 | $104,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 10,000 | $92,000 | thousands by filing date | |
| INDAPTUS THERAPEUTICS INC (US) Old | 45339J105 | COM | 15,000 | $86,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 16,246 | $76,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 20,519 | $69,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 10,227 | $65,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 13,500 | $51,000 | thousands by filing date | |
| WAVEDANCER INC | 456696103 | COM | 10,000 | $50,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 12,521 | $48,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 18,295 | $47,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 25,782 | $32,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 57,000 | $32,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 18,000 | $31,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 15,000 | $30,000 | thousands by filing date | |
| AUDACY INC | 05070N103 | COM | 10,020 | $26,000 | thousands by filing date | |
| HISTOGEN INC | 43358Y103 | COM | 79,987 | $26,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 20,000 | $20,000 | thousands by filing date | |
| MIND MEDICINE (MINDMED) INC | 60255C109 | COMMON STOCK-FO | 13,579 | $19,000 | thousands by filing date | |
| MEDALIST DIVERSIFIED REIT IN | 58403P105 | COM | 13,000 | $16,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 24,617 | $15,000 | thousands by filing date | |
| CYBIN INC | 23256X100 | COM | 10,000 | $12,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 13,910 | $8,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 36,785 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001463217-22-000001 | this filing | 2022-02-14 | acceptance time not in the bulk data set |