13F-HR filed by UNITED CAPITAL FINANCIAL ADVISORS, LLC
UNITED CAPITAL FINANCIAL ADVISORS, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-15, with 1,196 holding rows worth $20,006,783,000.
- Accession
- 0001463217-21-000005
- Filer
- CIK 1463217
- Filed
- 2021-11-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 1,196 entries on the cover page, a total value of $20,006,783,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $20,006,783,000 with VALUE read as thousands by filing date, 13F file number 028-13508. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerGOLDMAN SACHS GROUP, INC. 028-04981
- included managerIMD HOLDINGS, LLC
- included managerUNITED CAPITAL FINANCIAL PARTNERS, INC. 028-13541
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 360 | $304,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,441 | $304,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 4,253 | $303,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 13,995 | $303,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 1,305 | $303,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 20,211 | $303,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 3,500 | $301,000 | thousands by filing date | put |
| CINTAS CORP COM | 172908105 | Stock | 792 | $301,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 5,005 | $300,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,285 | $299,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 1,045 | $299,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 1,976 | $299,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 4,142 | $298,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 20,187 | $298,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 10,063 | $295,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 17,213 | $295,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 2,451 | $294,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 418 | $294,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 33,205 | $293,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 6,292 | $293,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 5,738 | $293,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 5,271 | $292,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 2,903 | $292,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 8,007 | $291,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 12,476 | $290,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 1,061 | $289,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 15,845 | $289,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 3,205 | $287,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 1,662 | $287,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 2,700 | $285,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 4,357 | $285,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 4,530 | $282,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 20,425 | $282,000 | thousands by filing date | |
| VONTIER CORPORATION | 928881101 | COM | 8,330 | $280,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 18,690 | $280,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 11,855 | $280,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 1,450 | $279,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,364 | $278,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 5,517 | $278,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 10,265 | $278,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 4,492 | $278,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 14,954 | $278,000 | thousands by filing date | |
| VIRGINIA NATIONAL BANKSHARES | 928031103 | COMMON STOCK | 7,661 | $277,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 15,621 | $276,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 35,843 | $276,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 1,719 | $275,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 2,743 | $272,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 27,460 | $272,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 11,085 | $272,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 12,193 | $271,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 4,812 | $270,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 3,372 | $267,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 4,972 | $267,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,454 | $264,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 3,460 | $264,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 4,968 | $263,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 10,540 | $263,000 | thousands by filing date | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 4,335 | $261,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 12,900 | $261,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 3,350 | $260,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 2,993 | $257,000 | thousands by filing date | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 5,209 | $256,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 541 | $255,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 1,713 | $255,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 3,966 | $254,000 | thousands by filing date | |
| FIDELITY HIGH YIELD FACTOR ETF | 316092618 | HIGH YILD ETF | 4,544 | $254,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 5,907 | $254,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 2,808 | $253,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 2,969 | $253,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 5,232 | $252,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 1,836 | $252,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 1,211 | $251,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 9,355 | $250,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 4,661 | $249,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 2,633 | $249,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 857 | $247,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 16,610 | $247,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 3,651 | $247,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 6,438 | $247,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 7,488 | $246,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 950 | $246,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 9,671 | $245,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 2,329 | $245,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 4,093 | $244,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 2,120 | $243,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 4,814 | $241,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 8,725 | $239,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 6,485 | $238,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 2,772 | $234,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 6,210 | $234,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 2,975 | $232,000 | thousands by filing date | |
| UFP INDUSTRIES INC | 90278Q108 | COM | 3,406 | $232,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 5,767 | $232,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 5,097 | $232,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 13,900 | $231,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 6,388 | $231,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 1,918 | $230,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 4,350 | $225,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 9,304 | $225,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 3,320 | $225,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 6,744 | $225,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 4,968 | $225,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 7,563 | $224,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 2,919 | $224,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 2,482 | $222,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 2,962 | $222,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 6,182 | $220,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 3,134 | $219,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 3,307 | $218,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 3,120 | $218,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 22,270 | $218,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 3,080 | $217,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 2,675 | $217,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 5,945 | $217,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 30,004 | $216,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 3,552 | $216,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 8,774 | $216,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 2,453 | $215,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 5,244 | $214,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 3,929 | $214,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 3,576 | $214,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 1,029 | $213,000 | thousands by filing date | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 10,650 | $213,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 11,636 | $213,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 4,460 | $212,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 14,367 | $212,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F BETABUILDERS EUR | 46641Q191 | BETABUILDERS EUR | 3,714 | $212,000 | thousands by filing date | |
| RH | 74967X103 | COM | 316 | $211,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 4,110 | $210,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 6,837 | $209,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 6,137 | $208,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 3,980 | $208,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 3,568 | $207,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 620 | $207,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 4,348 | $207,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 5,554 | $207,000 | thousands by filing date | |
| DIREXION DAILY REAL ESTATE BEAR 3X SHARES | 25460E141 | ETF | 4,070 | $207,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,099 | $206,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 7,206 | $205,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 46,174 | $205,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 6,973 | $205,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 8,141 | $204,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 1,392 | $202,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 966 | $202,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 2,163 | $202,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 4,744 | $201,000 | thousands by filing date | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 18,695 | $195,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 101,000 | $191,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 12,400 | $188,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 10,683 | $183,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 20,100 | $181,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 30,557 | $180,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 26,398 | $173,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 27,332 | $172,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 14,386 | $167,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 10,229 | $158,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 10,214 | $155,000 | thousands by filing date | |
| NOV INC | 62955J103 | COM | 11,675 | $153,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 11,313 | $151,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 16,546 | $149,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 10,000 | $148,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 27,500 | $147,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 10,575 | $145,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 17,082 | $137,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 85,000 | $128,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 10,006 | $127,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 37,300 | $123,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 15,360 | $123,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 11,628 | $117,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 10,000 | $114,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 10,000 | $111,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 57,000 | $95,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 30,000 | $93,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 13,500 | $92,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 13,650 | $83,000 | thousands by filing date | |
| COMPANHIA PARANAENSE DE ENERGI | 20441B605 | SPON ADS | 12,212 | $80,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 15,719 | $80,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 16,561 | $66,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 16,731 | $62,000 | thousands by filing date | |
| HISTOGEN INC | 43358Y103 | COM | 79,987 | $61,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 12,831 | $53,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 10,922 | $51,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 16,246 | $44,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 36,785 | $44,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 17,366 | $43,000 | thousands by filing date | |
| AUDACY INC | 05070N103 | COM | 10,000 | $37,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 18,000 | $37,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 25,782 | $36,000 | thousands by filing date | |
| MIND MEDICINE (MINDMED) INC | 60255C109 | COMMON STOCK-FO | 15,079 | $35,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 50,000 | $33,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 20,000 | $27,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 15,000 | $25,000 | thousands by filing date | |
| CYBIN INC | 23256X100 | COM | 10,000 | $22,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 13,468 | $14,000 | thousands by filing date | |
| MEDALIST DIVERSIFIED REIT IN | 58403P105 | COM | 11,000 | $14,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 10,100 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001463217-21-000005 | this filing | 2021-11-15 | acceptance time not in the bulk data set |