13F-HR filed by UNITED CAPITAL FINANCIAL ADVISORS, LLC
UNITED CAPITAL FINANCIAL ADVISORS, LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-14, with 1,181 holding rows worth $18,071,512,000.
- Accession
- 0001463217-21-000003
- Filer
- CIK 1463217
- Filed
- 2021-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 1,181 entries on the cover page, a total value of $18,071,512,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $18,071,512,000 with VALUE read as thousands by filing date, 13F file number 028-13508. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTHE GOLDMAN SACHS GROUP, INC. 028-04981
- included managerIMD HOLDINGS, LLC
- included managerUNITED CAPITAL FINANCIAL PARTNERS, INC. 028-13541
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 5,348 | $282,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 1,344 | $281,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 11,160 | $281,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 14,317 | $279,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 4,413 | $279,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 1,700 | $279,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 1,465 | $276,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 4,174 | $276,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 18,575 | $276,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 2,543 | $275,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 20,425 | $274,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 35,783 | $274,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 1,730 | $272,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 14,784 | $270,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 1,199 | $270,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 5,400 | $270,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 3,543 | $269,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 11,695 | $268,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 2,127 | $267,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 995 | $266,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 4,527 | $265,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 3,043 | $265,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 8,248 | $264,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 3,462 | $263,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 6,820 | $262,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 2,413 | $260,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 8,024 | $260,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 1,077 | $259,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 6,485 | $257,000 | thousands by filing date | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 9,621 | $257,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 4,185 | $256,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 1,397 | $253,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 1,680 | $252,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 71,291 | $252,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 5,973 | $250,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 3,159 | $249,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 3,980 | $248,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 3,350 | $247,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 4,492 | $247,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 2,625 | $247,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 4,897 | $246,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 3,876 | $245,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 6,018 | $245,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 10,625 | $245,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 981 | $244,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 12,135 | $244,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 4,936 | $244,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 3,651 | $244,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 11,352 | $242,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 11,880 | $241,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 2,178 | $240,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 1,108 | $240,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 2,260 | $239,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 7,544 | $239,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 8,503 | $239,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 1,056 | $239,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 3,993 | $238,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 2,413 | $238,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 2,969 | $238,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 5,190 | $237,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 8,629 | $236,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 9,600 | $236,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 6,239 | $235,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 6,128 | $235,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 2,627 | $235,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 5,557 | $235,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 5,907 | $235,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 30,004 | $234,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 5,438 | $233,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 418 | $233,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 2,850 | $232,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 9,493 | $230,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 8,221 | $229,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 5,011 | $229,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 738 | $228,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 4,653 | $228,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 4,654 | $226,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 4,899 | $226,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 3,139 | $225,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 1,709 | $225,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 775 | $225,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 3,285 | $225,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 858 | $224,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 2,919 | $223,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 5,525 | $222,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 4,155 | $221,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 16,195 | $220,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 7,921 | $219,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 6,744 | $219,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 2,962 | $219,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 3,967 | $219,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 6,438 | $218,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 2,125 | $217,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 969 | $217,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 4,776 | $216,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 6,210 | $216,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 11,700 | $214,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849906 | COM | 20,000 | $214,000 | thousands by filing date | call |
| RENASANT CORP | 75970E107 | COM | 5,129 | $212,000 | thousands by filing date | |
| FIDELITY HIGH YIELD FACTOR ETF | 316092618 | HIGH YILD ETF | 3,839 | $212,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,123 | $211,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 2,839 | $210,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 1,487 | $210,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 6,837 | $210,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,109 | $210,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 4,110 | $210,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 20,100 | $210,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 6,295 | $209,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 2,018 | $208,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 3,980 | $208,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 16,556 | $207,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 2,824 | $207,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 3,500 | $206,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 14,000 | $206,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 5,731 | $206,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 3,137 | $205,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 8,044 | $205,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 824 | $204,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 613 | $203,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 4,370 | $203,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 2,895 | $203,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 1,359 | $203,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 4,929 | $203,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 963 | $202,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 3,092 | $202,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 1,560 | $202,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 48,087 | $202,000 | thousands by filing date | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 5,204 | $201,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 2,312 | $200,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 29,632 | $200,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 13,000 | $196,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 20,008 | $196,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 11,641 | $192,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 19,887 | $189,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 75,000 | $188,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 10,683 | $181,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 10,000 | $181,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 10,135 | $180,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 10,382 | $179,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 27,540 | $175,000 | thousands by filing date | |
| NOV INC | 62955J103 | COM | 12,735 | $175,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 10,540 | $173,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 100,000 | $172,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 14,143 | $170,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 14,187 | $168,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 10,000 | $163,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 11,598 | $159,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 12,400 | $158,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 12,734 | $152,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 13,431 | $151,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 11,313 | $150,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 20,500 | $137,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 20,912 | $136,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 10,708 | $136,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 106,930 | $135,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 10,006 | $130,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 10,000 | $130,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 36,340 | $114,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849956 | COM | 10,000 | $107,000 | thousands by filing date | put |
| HISTOGEN INC | 43358Y103 | COM | 80,747 | $105,000 | thousands by filing date | |
| EQUILLIUM INC | 29446K106 | COM | 13,500 | $97,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 15,519 | $96,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 55,400 | $94,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 36,810 | $80,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 12,336 | $75,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 15,561 | $68,000 | thousands by filing date | |
| USIO INC | 917313108 | CMN | 10,000 | $64,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 11,355 | $60,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 50,150 | $56,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 25,782 | $54,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 12,335 | $53,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 12,831 | $52,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 18,000 | $50,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 16,246 | $49,000 | thousands by filing date | |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 22,100 | $39,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 14,000 | $26,000 | thousands by filing date | |
| MEDALIST DIVERSIFIED REIT IN | 58403P105 | COM | 11,000 | $22,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 12,150 | $21,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 13,468 | $21,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 20,000 | $20,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 15,000 | $15,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001463217-21-000003 | this filing | 2021-05-14 | acceptance time not in the bulk data set |